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Zhang Song-Yi, et al. – ‘SC 13G/A’ on 2/13/20 re: Pintec Technology Holdings Ltd

On:  Thursday, 2/13/20, at 4:16pm ET   ·   Accession #:  1104659-20-20192   ·   File #:  5-90787

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/13/20  Zhang Song-Yi                     SC 13G/A               2:153K Pintec Technology Holdings Ltd    Toppan Merrill/FA
          Beansprouts Ltd.
          Bing How Mui
          Mandra Ibase Ltd

Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     85K 
                Beneficial Ownership by a Passive Investor                       
 2: EX-99.1     Exhibit A                                           HTML     12K

‘SC 13G/A’   —   Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Pintec Technology Holdings Limited

(Name of Issuer)

Class A ordinary shares, $0.000125 par value per share

(Title of Class of Securities)

72352G 107**

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

** CUSIP number 72352G 107 has been assigned to the American Depositary Shares (“ADSs”) of the issuer, which are quoted on The Nasdaq Global Market under the symbol “PT.” Each ADS represents seven Class A ordinary shares of the issuer.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

1

Name of Reporting Person
Mandra iBase Limited

 

 

2

Check the Appropriate Box if a Member of a Group

 

(a)        o

 

(b)        o

 

 

 

3

SEC Use Only

 

 

 

4

Citizenship or Place of Organization
British Virgin Islands

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
45,008,693(1)

 

 

6

Shared Voting Power
0

 

 

7

Sole Dispositive Power
45,008,693(1)

 

 

8

Shared Dispositive Power
0

 

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
45,008,693(1)

 

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

 

11

Percent of Class Represented by Amount in Row 9
14.9%

 

 

 

12

Type of Reporting Person
CO

 

 

(1)           Represents 1,084,990 Class A ordinary shares directly held by Mandra iBase Limited, 17,505,950 Class A ordinary shares in the form of 2,500,850 ADSs held by Mandra iBase Limited and approximately 26,417,753 Class A ordinary shares which may be purchased by Mandra iBase Limited through the exercise of a warrant pursuant to a Warrant Agreement entered into between Mandra iBase Limited and the Issuer (as defined below).

 

2

 

 

1

Name of Reporting Person
Beansprouts Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

(a)        o

 

(b)        o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
British Virgin Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
45,008,693(2)

 

6

Shared Voting Power
2,818,908(2)

 

7

Sole Dispositive Power
45,008,693(2)

 

8

Shared Dispositive Power
2,818,908(2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
47,827,601(2)

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row 9
15.9%

 

 

12

Type of Reporting Person
CO

 

(2)           Represents (i) 1,084,990 Class A ordinary shares directly held by Mandra iBase Limited, 17,505,950 Class A ordinary shares in the form of 2,500,850 ADSs held by Mandra iBase Limited and approximately 26,417,753 Class A ordinary shares which may be purchased by Mandra iBase Limited through the exercise of a warrant pursuant to a Warrant Agreement entered into between Mandra iBase Limited and the Issuer, (ii) 1 Class A ordinary share directly held by Woo Foong Hong Limited and (iii) 2,818,907 Class A ordinary shares directly held by Mandra Mirabilite Limited. Mandra iBase Limited is wholly owned and controlled by Beansprouts Ltd., Woo Foong Hong Limited is 51% held by Beansprouts Ltd. and Mandra Mirabilite Limited is wholly owned and controlled by Woo Foong Hong Limited.

 

3

 

 

1

Name of Reporting Person
Bing How Mui

 

 

2

Check the Appropriate Box if a Member of a Group

 

(a)        o

 

(b)        o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
China, Hong Kong Special Administrative Region

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0

 

6

Shared Voting Power
47,827,601(3)

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
47,827,601(3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
47,827,601(3)

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row 9
15.9%

 

 

12

Type of Reporting Person
IN

 

(3)           Represents (i) 1,084,990 Class A ordinary shares directly held by Mandra iBase Limited, 17,505,950 Class A ordinary shares in the form of 2,500,850 ADSs held by Mandra iBase Limited and approximately 26,417,753 Class A ordinary shares which may be purchased by Mandra iBase Limited through the exercise of a warrant pursuant to a Warrant Agreement entered into between Mandra iBase Limited and the Issuer, (ii) 1 Class A ordinary share directly held by Woo Foong Hong Limited and (iii) 2,818,907 Class A ordinary shares directly held by Mandra Mirabilite Limited. Mandra iBase Limited is wholly owned and controlled by Beansprouts Ltd., Woo Foong Hong Limited is 51% held by Beansprouts Ltd. and Mandra Mirabilite Limited is wholly owned and controlled by Woo Foong Hong Limited. Beansprouts Ltd. is owned by Bing How Mui and Song Yi Zhang, and each of them holds 50% of the issued and outstanding share capital of Beansprouts Ltd.

 

4

 

 

1

Name of Reporting Person
Song Yi Zhang

 

 

2

Check the Appropriate Box if a Member of a Group

 

(a)        o

 

(b)        o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
China, Hong Kong Special Administrative Region

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
38,500(4)

 

6

Shared Voting Power
47,827,601(4)

 

7

Sole Dispositive Power
38,500(4)

 

8

Shared Dispositive Power
47,827,601(4)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
47,866,101(4)

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row 9
15.9%

 

 

12

Type of Reporting Person
IN

 

(4)           Represents (i) 1,084,990 Class A ordinary shares directly held by Mandra iBase Limited, 17,505,950 Class A ordinary shares in the form of 2,500,850 ADSs held by Mandra iBase Limited and approximately 26,417,753 Class A ordinary shares which may be purchased by Mandra iBase Limited through the exercise of a warrant pursuant to a Warrant Agreement entered into between Mandra iBase Limited and the Issuer, (ii) 1 Class A ordinary share directly held by Woo Foong Hong Limited, (iii) 2,818,907 Class A ordinary shares directly held by Mandra Mirabilite Limited and (iv) 38,500 Class A ordinary shares directly held by iBase Limited. Mandra iBase Limited is wholly owned and controlled by Beansprouts Ltd., Woo Foong Hong Limited is 51% held by Beansprouts Ltd., Mandra Mirabilite Limited is wholly owned and controlled by Woo Foong Hong Limited and iBase Limited is wholly owned by Song Yi Zhang. Beansprouts Ltd. is owned by Bing How Mui and Song Yi Zhang, and each of them holds 50% of the issued and outstanding share capital of Beansprouts Ltd.

 

5

 

Item 1(a).

Name of Issuer:
Pintec Technology Holdings Limited (the “Issuer”)

 

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:
216, 2/F East Gate, Pacific Century Place, No. A2 Gongti North Road, Chaoyang District, Beijing, People's Republic of China

 

Item 2(a).

Name of Person Filing:
(i) Mandra iBase Limited;

(ii) Beansprouts Ltd.;

(iii) Bing How Mui; and

(iv) Song Yi Zhang (collectively, the “Reporting Persons”)

 

 

Item 2(b).

Address of Principal Business Office or, if none, Residence:
For Mandra iBase Limited
3rd Floor, J&C Building,
P.O. Box 933, Road Town, Tortola,
British Virgin Islands, VG1110

For Beansprouts Ltd.
3rd Floor, J&C Building,
P.O. Box 933, Road Town, Tortola,
British Virgin Islands, VG1110

For Bing How Mui and Song Yi Zhang
Flat 8A, Magazine Court,

5-7 Magazine Gap Road,
Hong Kong

 

 

Item 2(c)

Citizenship:
Mandra iBase Limited - British Virgin Islands
Beansprouts Ltd. - British Virgin Islands

Bing How Mui - China, Hong Kong Special Administrative Region

Song Yi Zhang - China, Hong Kong Special Administrative Region 

 

 

Item 2(d).

Title of Class of Securities:
Class A ordinary shares, $0.000125  par value per share, of the Issuer

 

The Issuer’s ordinary shares consist of Class A ordinary shares and Class B ordinary shares. Each holder of Class A ordinary shares is entitled to one vote per share and each holder of Class B ordinary shares is entitled to fifteen votes per share, subject to certain conditions, on all matters submitted to them for vote. Class B ordinary shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances.

 

 

Item 2(e).

CUSIP Number:
72352G 107

 

This CUSIP number applies to the American depositary shares of the Issuer, each representing seven Class A ordinary shares of the Issuer.

 

6

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:

 

Not applicable

 

 

Item 4.

Ownership:

 

Reporting Person

 

Amount
beneficially
owned:

 

Percent
of class:

 

Percent of
aggregate
voting
power:

 

Sole power to
vote or direct
the vote:

 

Shared power
to vote or to
direct the vote:

 

Sole power to
dispose or to
direct the
disposition of:

 

Shared power
to dispose or to
direct the
disposition of:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mandra iBase Limited

 

45,008,693

 

14.9

%

4.4

%

45,008,693

 

0

 

45,008,693

 

0

 

Beansprouts Ltd.

 

47,827,601

 

15.9

%

4.7

%

45,008,693

 

2,818,908

 

45,008,693

 

2,818,908

 

Bing How Mui

 

47,827,601

 

15.9

%

4.7

%

0

 

47,827,601

 

0

 

47,827,601

 

Song Yi Zhang

 

47,866,101

 

15.9

%

4.7

%

38,500

 

47,827,601

 

38,500

 

47,827,601

 

 

As of December 31, 2019, Mandra iBase Limited held 1,084,990 Class A ordinary shares, 17,505,950 Class A ordinary shares in the form of 2,500,850 ADSs and approximately 26,417,753 Class A ordinary shares which may be purchased through the exercise of a warrant pursuant to a Warrant Agreement entered into between Mandra iBase Limited and the Issuer.  As of December 31, 2019, (i) Woo Foong Hong Limited held 1 Class A ordinary share, (ii) Mandra Mirabilite Limited held 2,818,907 Class A ordinary shares (iii) iBase Limited held 38,500 Class A ordinary shares. Mandra iBase Limited is wholly owned and controlled by Beansprouts Ltd., Woo Foong Hong Limited is 51% held by Beansprouts Ltd., Mandra Mirabilite Limited is wholly owned and controlled by Woo Foong Hong Limited and iBase Limited is wholly owned by Song Yi Zhang. Beansprouts Ltd. is owned by Bing How Mui and Song Yi Zhang, and each of them holds 50% of the issued and outstanding share capital of Beansprouts Ltd.

 

The percentage of class of securities beneficially owned by each Reporting Person is based on a total of 301,504,990 ordinary shares (being the sum of 250,565,470 Class A ordinary shares and 50,939,520 Class B ordinary shares) of the Issuer outstanding as of December 31, 2019 as a single class. Class B ordinary shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances.

 

The percentage of voting power is calculated by dividing the voting power beneficially owned by each Reporting Person by the voting power of all of the Issuer’s Class A ordinary shares and Class B ordinary shares as a single class as of December 31, 2019. Each holder of Class A ordinary shares is entitled to one vote per share and each holder of Class B ordinary shares is entitled to fifteen votes per share, subject to certain conditions, on all matters submitted to them for vote.

 

Item 5.

Ownership of Five Percent or Less of a Class:

 

Not applicable

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Controlling Person:

 

Not applicable

 

Item 8.

Identification and Classification of Members of the Group:

 

Not applicable

 

7

 

Item 9.

Notice of Dissolution of Group:

 

Not applicable

 

Item 10.

Certifications:

 

Not applicable

 

8

 

LIST OF EXHIBITS

 

Exhibit No.

 

Description

A

 

Joint Filing Agreement

 

9

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2020

 

 

 

 

MANDRA IBASE LIMITED

 

 

 

By:

/s/ Song Yi ZHANG

 

Name:

Song Yi ZHANG

 

Title:

Director

 

 

 

 

BEANSPROUTS LTD.

 

 

 

 

By:

/s/ Song Yi ZHANG

 

Name:

Song Yi ZHANG

 

Title:

Director

 

 

 

 

BING HOW MUI

 

 

 

 

/s/ Bing How Mui

 

 

 

 

SONG YI ZHANG

 

 

 

 

/s/ Song Yi ZHANG

 

10

Dates Referenced Herein   and   Documents Incorporated by Reference

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