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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 12/4/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1270436 |
| Issuer Name: Cohen & Co Inc. |
| Issuer Trading Symbol: COHN |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1247745 |
| | Owner Name: COHEN DANIEL G |
| Reporting Owner Address: |
| | Owner Street 1: C/O COHEN & CO INC., |
| | Owner Street 2: 2929 ARCH STREET, 17TH FLOOR |
| | Owner City: PHILADELPHIA |
| | Owner State: PA |
| | Owner ZIP Code: 19104-2870 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: Chairman and CE Europe |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock, par value $0.01 per share |
| | Transaction Date: |
| | | Value: 12/4/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,000 |
| | | Transaction Price Per Share: |
| Value: 16.64 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 54,017 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 80,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By EBC 2013 Family Trust |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, par value $0.01 per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 78,740 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Cohen Bros. Financial, LLC |
| Footnotes: |
| Footnote - F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.435 to $16.81, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. |
| Owner Signature: |
| Signature Name: /s/ Joseph W. Pooler, Jr., as attorney-in-fact |
| Signature Date: 12/4/20 |
