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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/08/20 Lumber Liquidators Holdings, Inc. DEF 14A 5/20/20 1:2.1M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: DEF 14A Definitive Proxy Statement HTML 434K
tv536570-def14a - none - 4.8175678s |
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Class I
Terms expiring at 2022 annual meeting |
| |
Class II
Terms expiring at 2023 annual meeting |
| |
Class III
Terms expiring at 2021 annual meeting |
|
| Terri Funk Graham Famous P. Rhodes |
| | David A. Levin Martin F. Roper |
| | Douglas T. Moore Nancy M. Taylor Jimmie L. Wade |
|
Audit
|
| |
Compensation
|
|
Jimmie L. Wade* | | | David A. Levin* | |
David A. Levin | | | Terri Funk Graham | |
Famous P. Rhodes | | | Famous P. Rhodes | |
Martin F. Roper | | |
Nominating and Corporate Governance
|
| |
Compliance and Regulatory Affairs
|
|
Terri Funk Graham* | | | Martin F. Roper* | |
Douglas T. Moore | | | Douglas T. Moore | |
Nancy M. Taylor | | | Nancy M. Taylor | |
Jimmie L. Wade | | | | |
|
•
strength of character
•
judgment
•
skill
•
education
•
business experience
|
| |
•
specific areas of expertise
•
understanding of our business
•
principles of diversity
•
reputation
•
other personal attributes or special talents
|
|
| hhgregg, Inc.* | | | Kirkland’s, Inc. | |
| Select Comfort Corp. | | | Conn’s, Inc. | |
| West Marine, Inc.* | | | The Container Store Group, Inc. | |
| Pier 1 Imports, Inc. | | | Knoll, Inc. | |
| Hibbett Sports, Inc. | | | Shoe Carnival, Inc. | |
| Haverty Furniture Companies, Inc. | | | Zumiez, Inc. | |
| Vitamin Shoppe, Inc. | | | Ethan Allen Interiors, Inc. | |
| Monro Muffler Brake, Inc. | | | | |
| | |
Net Sales
|
| |
Percent of Net Sales
Target Bonus Awarded for Employees Eligible for 200% Maximum Payout* |
| |||
| | | Less than $1,084,600,000 | | | | | 0% | | |
Threshold:
|
| | $1,084,600,000 | | | | | 50% | | |
Target: | | |
$1,180,000,000
|
| | |
|
100%
|
| |
Maximum:
|
| | $1,239,000,000 or greater | | | | | 200% | | |
| | |
Adjusted Gross Margin Dollar
|
| |
Percent of Adjusted
Gross Margin Dollar Target Bonus Awarded for Employees Eligible for 200% Maximum Payout* |
| |||
| | | Less than $386,300,000 | | | | | 0% | | |
Threshold:
|
| | $386,300,000 | | | | | 50% | | |
Target:
|
| | $434,000,000 | | | | | 100% | | |
Maximum:
|
| | $477,400,000 or greater | | | | | 200% | | |
| | |
Adjusted Operating Income
|
| |
Percent of Adjusted
Operating Income Target Bonus Awarded for Employees Eligible for 200% Maximum Payout* |
| |||
| | | Less than $10,700,000 | | | | | 0% | | |
Threshold:
|
| | $10,700,000 | | | | | 50% | | |
Target:
|
| | 36,500,000 | | | | | 100% | | |
Maximum:
|
| | $54,800,000 or greater | | | | | 200% | | |
Position
|
| |
Value of Shares
|
|
Chief Executive Officer | | | 5 times base salary | |
Chief Customer Experience Officer | | | 3 times base salary | |
Chief Financial Officer | | | 2 times base salary | |
Executive Officers (other than the Chief Executive Officer, Chief Customer Experience Officer and Chief Financial Officer) | | | 1 times base salary | |
Non-Employee Directors | | |
2.5 times annual board retainer
(exclusive of committee compensation but inclusive of supplemental base retainer for the Board chairperson) |
|
| Floor & Décor Holdings, Inc.* | | | Shoe Carnival, Inc. | |
| La-Z-Boy Incorporated* | | | Hibbett Sports, Inc. | |
| Sleep Number Corporation* | | | Big 5 Sporting Goods Corporation* | |
| Conn’s, Inc. | | | Zumiez Inc. | |
| Knoll, Inc. | | | The Container Store Group, Inc. | |
| At Home Group Inc.* | | | Haverty Furniture Companies, Inc. | |
| Monro, Inc. | | | Ethan Allen Interiors Inc. | |
| Vitamin Shoppe, Inc. | | | Citi Trends, Inc.* | |
| Kirkland’s, Inc. | | | | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards ($)(1) |
| |
Option
Awards ($)(1) |
| |
Non-Equity
Incentive Plan Compensation ($)(2) |
| |
All Other
Compensation ($) |
| |
Total
($) |
| ||||||||||||||||||||||||
Dennis R. Knowles(3)
Former president and chief executive officer |
| | | | 2019 | | | | | | 742,772 | | | | | | — | | | | | | 1,125,000 | | | | | | — | | | | | | 477,705 | | | | | | 24,156 | | | | | | 2,369,633 | | |
| | | 2018 | | | | | | 715,825 | | | | | | — | | | | | | 937,482 | | | | | | 312,498 | | | | | | 334,747 | | | | | | 22,141 | | | | | | 2,322,693 | | | ||
| | | 2017 | | | | | | 661,623 | | | | | | — | | | | | | 499,989 | | | | | | 499,992 | | | | | | 705,313 | | | | | | 15,415 | | | | | | 2,382,332 | | | ||
Charles E. Tyson(4)
Interim president (principal executive officer), chief customer experience officer |
| | | | 2019 | | | | | | 512,477 | | | | | | — | | | | | | 314,990 | | | | | | — | | | | | | 230,616 | | | | | | 50,173 | | | | | | 1,108,256 | | |
| | | 2018 | | | | | | 278,913 | | | | | | — | | | | | | — | | | | | | 999,996 | | | | | | 94,268 | | | | | | 69,039 | | | | | | 1,442,216 | | | ||
Nancy A. Walsh(5)
Chief financial officer |
| | | | 2019 | | | | | | 144,248 | | | | | | 50,000 | | | | | | 374,996 | | | | | | 374,996 | | | | | | 63,971 | | | | | | 97,752 | | | | | | 1,105,963 | | |
Timothy J. Mulvaney(6)
Chief accounting officer and former interim chief financial officer |
| | | | 2019 | | | | | | 310,800 | | | | | | — | | | | | | 307,993 | | | | | | — | | | | | | 76,765 | | | | | | 17,950 | | | | | | 713,508 | | |
M. Lee Reeves(7)
Chief legal officer and corporate secretary |
| | | | 2019 | | | | | | 391,341 | | | | | | — | | | | | | 266,990 | | | | | | — | | | | | | 125,607 | | | | | | 31,749 | | | | | | 815,687 | | |
| | | 2018 | | | | | | 385,122 | | | | | | — | | | | | | — | | | | | | — | | | | | | 88,881 | | | | | | 199,468 | | | | | | 673,471 | | | ||
| | | 2017 | | | | | | 198,095 | | | | | | — | | | | | | 349,976 | | | | | | 349,986 | | | | | | 117,334 | | | | | | 183,733 | | | | | | 1,199,124 | | | ||
Christopher N. Thomsen(8)
Chief information officer |
| | | | 2019 | | | | | | 316,691 | | | | | | — | | | | | | 342,990 | | | | | | — | | | | | | 101,801 | | | | | | 23,907 | | | | | | 785,389 | | |
Martin D. Agard(9)
Former chief financial officer |
| | | | 2019 | | | | | | 130,579 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 16,318 | | | | | | 146,897 | | |
| | | 2018 | | | | | | 449,454 | | | | | | — | | | | | | 142,494 | | | | | | 47,499 | | | | | | 124,124 | | | | | | 28,391 | | | | | | 791,962 | | | ||
| | | 2017 | | | | | | 435,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | 272,721 | | | | | | 115,441 | | | | | | 823,162 | | |
Name
|
| |
Award Type
|
| |
Grant
Date |
| |
Option
Award Approval Date |
| |
Estimated Possible Payouts
Under Non-Equity Incentive Plan Awards(1) |
| |
Estimated Future Payouts
Under Equity Incentive Plan Awards(4) |
| |
All Other
Stock Awards: Number of Shares of Stock or Units (#) |
| |
All Other
Option Awards: Number of Securities Underlying Options (#) |
| |
Exercise
Price of Option Awards ($) |
| |
Grant Date
Fair Value of Stock and Option Awards ($) |
| ||||||||||||||||||||||||||||||||||||||||||||||||
|
Threshold
($)(2) |
| |
Target
($) |
| |
Maximum
($)(3) |
| |
Threshold
(#) |
| |
Target
(#) |
| |
Maximum
(#) |
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Dennis R.
Knowles |
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 373,375 | | | | | | 746,750 | | | | | | 1,493,500 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Restricted Stock | | | | | 3/21/2019 | | | | | | 3/21/2019 | | | | | | | | | | | | | | | | | | | | | | | | 26,508 | | | | | | 53,016 | | | | | | 106,032 | | | | | | 53,016(5) | | | | | | | | | | | | | | | | | | 1,125,000 | | |
Charles E.
Tyson |
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 180,250 | | | | | | 360,500 | | | | | | 721,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Restricted Stock | | | | | 3/21/2019 | | | | | | 3/21/2019 | | | | | | | | | | | | | | | | | | | | | | | | 7,422 | | | | | | 14,844 | | | | | | 29,688 | | | | | | 14,844(6) | | | | | | | | | | | | | | | | | | 314,990 | | |
Nancy A.
Walsh |
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 50,000 | | | | | | 100,000 | | | | | | 200,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Stock Options | | | | | 11/11/2019 | | | | | | 11/11/2019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 86,206(7) | | | | | | 8.59 | | | | | | 374,996 | | |
| | | Restricted Stock | | | | | 11/11/2019 | | | | | | 11/11/2019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 43,655(7) | | | | | | | | | | | | | | | | | | 374,996 | | |
Timothy J. Mulveney
|
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 60,000 | | | | | | 120,000 | | | | | | 180,000 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Restricted Stock | | | | | 3/21/2019 | | | | | | 3/21/2019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,179(6) | | | | | | | | | | | | | | | | | | 107,993 | | |
| | | Restricted Stock | | | | | 8/12/2019 | | | | | | 8/12/2019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 24,844(8) | | | | | | | | | | | | | | | | | | 200,000 | | |
M. Lee
Reeves |
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 98,175 | | | | | | 196,350 | | | | | | 392,700 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Restricted Stock | | | | | 3/21/2019 | | | | | | 3/21/2019 | | | | | | | | | | | | | | | | | | | | | | | | 6,291 | | | | | | 12,582 | | | | | | 25,164 | | | | | | 12,582(6) | | | | | | | | | | | | | | | | | | 266,990 | | |
Christopher N.
Thomsen |
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 79,568 | | | | | | 159,135 | | | | | | 278,486 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Restricted Stock | | | | | 3/21/2019 | | | | | | 3/21/2019 | | | | | | | | | | | | | | | | | | | | | | | | 5,726 | | | | | | 11,451 | | | | | | 20,039 | | | | | | 11,451(6) | | | | | | | | | | | | | | | | | | 242,990 | | |
| | | Restricted Stock | | | | | 12/17/2019 | | | | | | 12/17/2019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,101(9) | | | | | | | | | | | | | | | | | | 100,000 | | |
Martin D. Agard(10)
|
| |
Annual Bonus Plan
|
| | | | | | | | | | | | | | | | 67,208 | | | | | | 268,830 | | | | | | 537,660 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Name
|
| |
Option Awards
|
| |
Stock Awards
|
| |||||||||||||||||||||||||||
|
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercisable Options (#) Unexercised |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |
Number of
Shares or Units of Stock that Have Not Vested (#) |
| |
Market Value
of Shares or Units of Stock that Have Not Vested ($) |
| |||||||||||||||||
Dennis R. Knowles(1) | | | | | 75,000(2) | | | | | | 25,000(2) | | | | | | 12.01 | | | |
3/3/2026
|
| | | | — | | | | | | — | | |
| | | | | 39,215(3) | | | | | | 13,072(3) | | | | | | 15.31 | | | |
8/1/2026
|
| | | | — | | | | | | — | | |
| | | | | 22,340(4) | | | | | | 22,340(4) | | | | | | 21.89 | | | |
5/5/2027
|
| | | | 22,841(5) | | | | | | 223,157 | | |
| | | | | 6,467(6) | | | | | | 19,402(6) | | | | | | 23.31 | | | |
3/2/2028
|
| | | | 36,867(7) | | | | | | 360,191 | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 106,032(8) | | | | | | 1,035,933 | | |
Charles E. Tyson | | | | | 32,776(9) | | | | | | 65,552(9) | | | | | | 19.49 | | | |
8/3/2028
|
| | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 29,688(10) | | | | | | 290,052 | | |
Name
|
| |
Option Awards
|
| |
Stock Awards
|
| |||||||||||||||||||||||||||
|
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercisable Options (#) Unexercised |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |
Number of
Shares or Units of Stock that Have Not Vested (#) |
| |
Market Value
of Shares or Units of Stock that Have Not Vested ($) |
| |||||||||||||||||
Nancy A. Walsh | | | | | —(11) | | | | | | 86,206(11) | | | | | | 8.59 | | | |
11/11/2029
|
| | | | 43,655(11) | | | | | | 426,509 | | |
Timothy J. Mulvaney | | | | | 1,592(12) | | | | | | 1,592(12) | | | | | | 30.71 | | | |
11/3/2027
|
| | | | 814(12) | | | | | | 7,953 | | |
| | | | | 1,034(13) | | | | | | 3,105(13) | | | | | | 23.31 | | | |
3/2/2028
|
| | | | 1,609(13) | | | | | | 15,720 | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 10,179(14) | | | | | | 99,449 | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 24,844(15) | | | | | | 242,726 | | |
M. Lee Reeves | | | | | 12,510(16) | | | | | | 6,256(16) | | | | | | 36.49 | | | |
8/4/2027
|
| | | | 4,796(17) | | | | | | 46,857 | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 25,184(18) | | | | | | 246,048 | | |
Christopher N. Thomsen
|
| | | | 12,499(19) | | | | | | 4,167(19) | | | | | | 15.02 | | | |
11/3/2026
|
| | | | 2,081(19) | | | | | | 20,331 | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 22,902(20) | | | | | | 223,753 | | |
| | | | | — | | | | | | — | | | | | | — | | | |
N/A
|
| | | | 10,101(21) | | | | | | 98,687 | | |
Martin D. Agard(22) | | | | | — | | | | | | — | | | | | | — | | | |
—
|
| | | | — | | | | | | — | | |
| | |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||
| | |
Number of
Shares Acquired on Exercise (#) |
| |
Value
Realized on Exercise ($) |
| |
Number of
Shares Acquired on Vesting (#) |
| |
Value
Realized on Vesting ($) |
| ||||||||||||
Dennis R. Knowles
|
| | | | — | | | | | | — | | | | | | 3,351 | | | | | | 39,307 | | |
Charles E. Tyson
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Nancy A. Walsh
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Timothy J. Mulvaney
|
| | | | — | | | | | | — | | | | | | 943 | | | | | | 9,995 | | |
| | | | — | | | | | | — | | | | | | 2,398 | | | | | | 20,815 | | | |
Christopher N. Thomsen
|
| | | | — | | | | | | — | | | | | | 2,081 | | | | | | 18,958 | | |
Martin D. Agard
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Name
|
| |
Cash
Severance ($)(1) |
| |
Health and
Welfare Benefits ($) |
| |
Benefit
Policy(2) ($) |
| |
Unvested
Stock Options at 12/31/2019(3) (#) |
| |
Exercise
Price of Unvested Stock Options ($) |
| |
Unvested
Stock Awards at 12/31/2019(3) (#) |
| |
Total
Value of Stock Options or Award that may Accelerate Upon Change in Control ($)(4) |
| |
Total
Value of Benefits Provided Upon Termination and Change of Control ($) |
| ||||||||||||||||||||||||
Dennis R. Knowles | | | | | 1,971,205 | | | | | | 19,067 | | | | | | 71,802 | | | | | | 25,000 | | | | | | 12.01 | | | | | | — | | | | | | — | | | | | | 3,681,355 | | |
| | | | | | | | | | | | | | | | | | | | | | | 13,072 | | | | | | 15.31 | | | | | | — | | | | | | — | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | 22,342 | | | | | | 21.89 | | | | | | — | | | | | | — | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 22,841 | | | | | | 223,157 | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | 19,402 | | | | | | 23.31 | | | | | | — | | | | | | — | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 36,867 | | | | | | 360,191 | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 106,032 | | | | | | 1,035,933 | | | | | | | | |
Charles E. Tyson | | | | | 1,003,116 | | | | | | 14,300 | | | | | | 49,520 | | | | | | 65,552 | | | | | | 19.49 | | | | | | — | | | | | | — | | | | | | 1,356,988 | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 29,688 | | | | | | 290,052 | | | | | | | | |
Nancy A. Walsh | | | | | 813,971 | | | | | | 32,959 | | | | | | 48,076 | | | | | | 86,206 | | | | | | 8.59 | | | | | | 43,655 | | | | | | 528,232 | | | | | | 1,423,238 | | |
Timothy J. Mulvaney | | | | | 526,765 | | | | | | 32,959 | | | | | | 28,846 | | | | | | 1,594 | | | | | | 30.71 | | | | | | 814 | | | | | | 7,953 | | | | | | 954,418 | | |
| | | | | | | | | | | | | | | | | | | | | | | 3,105 | | | | | | 23..31 | | | | | | 1,609 | | | | | | 15,720 | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 35,023 | | | | | | 342,175 | | | | | | | | |
M. Lee Reeves | | | | | 714,657 | | | | | | 20,443 | | | | | | 37,760 | | | | | | 6,256 | | | | | | 36.49 | | | | | | 4,796 | | | | | | 46,857 | | | | | | 1,065,569 | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 25,164 | | | | | | 245,852 | | | | | | | | |
Christopher N. Thomsen | | | | | 579,206 | | | | | | 20,443 | | | | | | 30,602 | | | | | | 4,167 | | | | | | 15.02 | | | | | | 2,081 | | | | | | 20,331 | | | | | | 973,021 | | |
| | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | 33,003 | | | | | | 322,439 | | | | | | | | |
Name
|
| |
Cash
Severance ($)(1) |
| |
Health and
Welfare Benefits ($) |
| |
Benefit
Policy(2) ($) |
| |
Total Value of
Benefits Provided Upon Termination Outside a Change of Control ($) |
| ||||||||||||
Dennis R. Knowles
|
| | | | 1,224,455 | | | | | | 9,534 | | | | | | 71,802 | | | | | | 1,305,791 | | |
Charles E. Tyson
|
| | | | 745,616 | | | | | | 9,534 | | | | | | 49,520 | | | | | | 804,670 | | |
Nancy A. Walsh
|
| | | | 563,971 | | | | | | 21,972 | | | | | | 48,076 | | | | | | 634,019 | | |
Timothy J. Mulvaney
|
| | | | 376,765 | | | | | | 21,972 | | | | | | 28,846 | | | | | | 427,583 | | |
| | | | 518,307 | | | | | | 13,629 | | | | | | 37,760 | | | | | | 569,696 | | | |
Christopher N. Thomsen
|
| | | | 420,071 | | | | | | 13,629 | | | | | | 30,602 | | | | | | 464,302 | | |
| | |
Number of Securities to
be Issued Upon Exercise of Outstanding Options and Rights (#) |
| |
Weighted-average
Exercise Price of Outstanding Options and Rights ($) |
| |
Number of Securities
Remaining Available for Future Issuance Under Equity Compensation Plans (#) |
| |||||||||
Equity Compensation Plans Approved by Security Holders
|
| | | | | | | | | | | | | | | | | | |
– 2007 Equity Compensation Plan(1)(2)
|
| | | | 25,621(3) | | | | | | 23.33(4) | | | | | | — | | |
– Amended and Restated 2011 Equity Compensation Plan(1)(5)
|
| | | | 693,845(6) | | | | | | 20.12(4) | | | | | | 2,509,865 | | |
Equity Compensation Plans Not Approved
by Security Holders |
| | | | — | | | | | | — | | | | | | — | | |
Total
|
| | | | 719,466 | | | | | | 20.18(4) | | | | | | 2,509,865 | | |
Element of Compensation
|
| |
2019
Compensation Amount(1) |
| |||
Annual retainer
|
| | | $ | 140,000 | | |
Board Chair additional retainer
|
| | | $ | 100,000 | | |
Audit Committee Chair additional retainer
|
| | | $ | 20,000 | | |
Compliance and Regulatory Affairs Committee Chair additional retainer
|
| | | $ | 15,000 | | |
Compensation Committee Chair additional retainer
|
| | | $ | 12,500 | | |
Nominating and Corporate Governance Committee Chair additional retainer
|
| | | $ | 10,000 | | |
Audit Committee member additional retainer
|
| | | $ | 10,000 | | |
Compliance and Regulatory Affairs Committee member additional retainer
|
| | | $ | 10,000 | | |
Compensation Committee member additional retainer
|
| | | $ | 7,500 | | |
Nominating and Corporate Governance Committee member additional retainer
|
| | | $ | 5,000 | | |
Name
|
| |
Fees Earned
or Paid in Cash(1) ($) |
| |
Stock
Awards(2) ($) |
| |
Total
($) |
| |||||||||
W. Stephen Cannon(3)
|
| | | | 42,500 | | | | | | — | | | | | | 42,500 | | |
Terri Funk Graham(4)
|
| | | | 70,007 | | | | | | 79,994 | | | | | | 150,001 | | |
David A. Levin(5)
|
| | | | 79,982 | | | | | | 79,994 | | | | | | 159,976 | | |
Douglas T. Moore(4)
|
| | | | 77,506 | | | | | | 79,994 | | | | | | 157,500 | | |
Famous P. Rhodes(4)
|
| | | | 77,506 | | | | | | 79,994 | | | | | | 157,500 | | |
Martin F. Roper(6)
|
| | | | 159,475 | | | | | | 79,994 | | | | | | 239,469 | | |
Nancy M. Taylor(7)
|
| | | | 233,760 | | | | | | 129,990 | | | | | | 363,750 | | |
Jimmie L. Wade(4)(8)
|
| | | | 164,006 | | | | | | 79,994 | | | | | | 244,000 | | |
Name of Beneficial Owner
|
| |
Amount and Nature of Beneficial Ownership(1)
|
| |
Percent of Class(2)
|
| ||||||
5% or Greater Owners | | | | | | | | | | | | | |
| | | | 4,594,080 | | | | | | 16.0% | | | |
| | | | 1,838,810 | | | | | | 6.4% | | | |
| | | | 1,648,420 | | | | | | 5.7% | | | |
Directors and Executive Officers | | | | | | | | | | | | | |
Martin D. Agard(6)
|
| | | | 12,113 | | | | | | * | | |
Terri Funk Graham
|
| | | | 9,612 | | | | | | * | | |
Dennis R. Knowles(7)
|
| | | | 143,846 | | | | | | * | | |
David A. Levin
|
| | | | 20,920 | | | | | | * | | |
Name of Beneficial Owner
|
| |
Amount and Nature of Beneficial Ownership(1)
|
| |
Percent of Class(2)
|
| ||||||
Douglas T. Moore
|
| | | | 27,528 | | | | | | * | | |
Timothy J. Mulvaney(8)
|
| | | | 46,199 | | | | | | * | | |
| | | | 62,572 | | | | | | * | | | |
Famous P. Rhodes
|
| | | | 10,113 | | | | | | * | | |
Martin F. Roper
|
| | | | 120,627 | | | | | | * | | |
Nancy M. Taylor
|
| | | | 62,399 | | | | | | * | | |
Christopher N. Thomsen(10)
|
| | | | 44,667 | | | | | | * | | |
Charles E. Tyson
|
| | | | 30,655 | | | | | | * | | |
Jimmie L. Wade
|
| | | | 41,673 | | | | | | * | | |
Nancy A. Walsh
|
| | | | 51,690 | | | | | | * | | |
All executive officers and directors as a group (14 persons)(11)
|
| | | | 684,614 | | | | | | 2.4% | | |
| | |
2019
|
| |
2018
|
| ||||||
Audit Fees
|
| | | $ | 1,485,550 | | | | | $ | 1,595,000 | | |
Audit-Related Fees
|
| | | | 3,600 | | | | | | 4,340 | | |
Tax Fees
|
| | | | 77,776 | | | | | | 207,500 | | |
Total Fees
|
| | | $ | 1,566,926 | | | | | $ | 1,806,840 | | |
This ‘DEF 14A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/21 | ||||
12/31/20 | ||||
12/9/20 | ||||
For Period end: | 5/20/20 | |||
5/5/20 | ||||
Filed on / Effective on: | 4/8/20 | |||
3/31/20 | ||||
3/23/20 | ||||
2/24/20 | ||||
2/14/20 | SC 13G | |||
2/12/20 | SC 13G/A | |||
2/6/20 | 8-K | |||
2/5/20 | 8-K | |||
2/4/20 | SC 13G/A | |||
12/31/19 | 10-K | |||
12/29/19 | ||||
12/17/19 | 4 | |||
11/11/19 | 4 | |||
9/13/19 | SC 13D/A | |||
9/9/19 | 3, 8-K | |||
9/3/19 | SC 13D/A | |||
8/12/19 | 4 | |||
8/9/19 | ||||
5/22/19 | 4, 8-K, DEF 14A | |||
4/5/19 | ||||
3/21/19 | 4 | |||
3/5/19 | 4 | |||
12/31/18 | 10-K | |||
8/3/18 | 4 | |||
3/2/18 | 4 | |||
2/26/18 | 10-K | |||
1/1/18 | ||||
11/3/17 | 4 | |||
11/2/17 | ||||
8/4/17 | 4 | |||
5/5/17 | 4 | |||
12/31/16 | 10-K | |||
11/3/16 | 4 | |||
8/1/16 | 4 | |||
3/3/16 | 4 | |||
11/16/15 | ||||
11/21/08 | 4 | |||
List all Filings |