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Pechter Joshua S – ‘4/A’ for 2/5/21 re: Andover National Corp.

On:  Thursday, 2/11/21, at 5:01pm ET   ·   For:  2/5/21   ·   Accession #:  1104659-21-20785   ·   File #:  0-55882

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/11/21  Pechter Joshua S                  4/A                    1:5K   Andover National Corp.            Toppan Merrill/FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Ownership Document -- tm216333-1_4aseq1.xml/3.6     HTML      3K 




        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Ownership Document — tm216333-1_4aseq1.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4/A
Period of Report:  2/5/21
Date of Original Submission:  2/5/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1712543
Issuer Name:  Andover National Corp
Issuer Trading Symbol:  NONE
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1452431
Owner Name:  PECHTER JOSHUA S
Reporting Owner Address:
Owner Street 1:  C/O ANDOVER NATIONAL CORPORATION
Owner Street 2:  333 AVENUE OF THE AMERICAS SUITE 2000
Owner City:  MIAMI
Owner State:  FL
Owner ZIP Code:  33131-2185
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  2/5/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  18,182
Footnote ID:  F1
Transaction Price Per Share:
Value:  11
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  64,546
Footnote ID:  F3
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Cacti Asset Management, LLC
Footnotes:
Footnote - F1On February 5, 2021, Mr. Pechter, through Cacti Asset Management, LLC, of which Mr. Pechter is Managing Director, acquired 18,182 shares of Class A Common Stock pursuant to a subscription agreement under which Mr. Pechter paid a purchase price of $200,002.
Footnote - F2The original Form 4, filed on February 5, 2021, is amended by this Form 4 amendment to correct a scrivener's error in the price per share of Class A Common Stock paid by Mr. Pechter. No other changes have been made to the original Form 4.
Footnote - F3Mr. Pechter is the beneficial owner of 64,546 shares of Class A Common Stock. Mr. Pechter owns 18,182 shares of Class A Common Stock through ADJOZO, LLC, of which Mr. Pechter is Managing Director. The reporting person may be deemed to have sole investment and voting power over the shares held by ADJOZO, LLC. Mr. Pechter owns 36,364 shares of Class A Common Stock through Cacti Asset Management, LLC. The reporting person may be deemed to have sole investment and voting power over the shares held by Cacti Asset Management, LLC.
Owner Signature:
Signature Name:  /s/ Joshua Pechter
Signature Date:  2/11/21


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Filing Submission 0001104659-21-020785   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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