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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 3/31/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 857737 |
| Issuer Name: ICONIX BRAND GROUP, INC. |
| Issuer Trading Symbol: ICON |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1553095 |
| | Owner Name: Galvin Robert |
| Reporting Owner Address: |
| | Owner Street 1: C/O ICONIX BRAND GROUP, INC. |
| | Owner Street 2: 1450 BROADWAY |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10018 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President and CEO |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/31/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 79,121 |
| | | Transaction Price Per Share: |
| Value: 2.01 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 529,685 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/31/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | | Footnote ID: F2 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 38,945 |
| | | Transaction Price Per Share: |
| Value: 2.01 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 490,740 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Represents 51,382 and 27,739 shares, respectively, of restricted common stock that were granted to the reporting person pursuant to the terms of his employment agreement and, in each case, a related RSU Agreement. |
| Footnote - F2: Represents surrender to the issuer of shares of restricted common stock in payment of tax liability incident to the vesting of the grant of restricted common stock referenced under footnote 1. |
| Owner Signature: |
| Signature Name: /s/ Robert Galvin |
| Signature Date: 4/1/21 |
