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Rimini Street, Inc. – ‘S-8’ on 3/3/22

On:  Thursday, 3/3/22, at 5:08pm ET   ·   Effective:  3/3/22   ·   Accession #:  1104659-22-30094   ·   File #:  333-263271

Previous ‘S-8’:  ‘S-8’ on 8/4/21   ·   Next:  ‘S-8’ on 3/1/23   ·   Latest:  ‘S-8’ on 2/28/24   ·   16 References:   By:  Rimini Street, Inc. – Latest ‘S-8’ on 2/28/24 By:  Rimini Street, Inc. – Next ‘S-8’ on 3/1/23 To:  Rimini Street, Inc. – ‘10-K’ on 3/2/22 for 12/31/21 To:  Rimini Street, Inc. – ‘8-K’ on / for 2/25/22 To:  Rimini Street, Inc. – ‘8-K’ on 1/18/22 for 1/14/22 To:  Rimini Street, Inc. – ‘8-K’ on / for 1/13/22 To:  Rimini Street, Inc. – Previous ‘S-8’ on 8/4/21 To:  Rimini Street, Inc. – ‘10-K’ on 3/3/21 for 12/31/20 To:  Rimini Street, Inc. – ‘S-8’ on 8/5/20 To:  Rimini Street, Inc. – ‘S-8’ on 8/9/19 To:  Rimini Street, Inc. – ‘S-8’ on 3/6/18 To:  Rimini Street, Inc. – ‘S-8’ on 12/15/17 To:  Rimini Street, Inc. – ‘8-K’ on 10/16/17 for 10/10/17 To:  Rimini Street, Inc. – ‘S-4/A’ on 8/9/17 To:  Rimini Street, Inc. – ‘S-4’ on 6/30/17 To:  Rimini Street, Inc. – ‘8-A12B’ on 5/15/15 

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/03/22  Rimini Street, Inc.               S-8         3/03/22    4:123K                                   Toppan Merrill/FA

Document/Exhibit                   Description                      Pages   Size 

 1: S-8         Registration Statement - Securities for an          HTML     59K 
                Employee Benefit Plan                                            
 2: EX-5.1      Opinion of Counsel re: Legality                     HTML      8K 
 3: EX-23.1     Consent of Expert or Counsel                        HTML      5K 
 4: EX-FILING FEES  Filing Fees                                     HTML     14K 

As filed with the Securities and Exchange Commission on March 3, 2022

Registration No. 333-

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM S-8

REGISTRATION STATEMENT

Under

The Securities Act of 1933

RIMINI STREET, INC.

(Exact name of Registrant as specified in its charter)

3993 Howard Hughes Parkway, Suite 500

Las Vegas, NV 89169

(Address of principal executive offices, including zip code)

2013 Equity Incentive Plan

(Full title of the plan)

Seth A. Ravin

Chief Executive Officer

Rimini Street, Inc.

3993 Howard Hughes Parkway, Suite 500

Las Vegas, NV 89169

(702) 839-9671

(Name, address and telephone number, including area code, of agent for service)  

Copies to:

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ¨

EXPLANATORY NOTE

This Registration Statement on Form S-8 (this “Registration Statement”) is filed by Rimini Street, Inc. (the “Registrant”) pursuant to General Instruction E of Form S-8 for the purpose of registering 3,484,296 additional shares of common stock, par value $0.0001 per share (the “Common Stock”), issuable pursuant to the Registrant’s 2013 Equity Incentive Plan, as amended and restated in July 2017 (the “2013 Plan”), on January 1, 2022. In accordance with General Instruction E of Form S-8, the content of the Registrant’s previously filed Registration Statements on Form S-8 (Registration No. 333-222104), as filed with the Securities and Exchange Commission (the “Commission”) on December 15, 2017, on Form S-8 (Registration No. 333-223471), as filed with the Commission on March 6, 2018, on Form S-8 (Registration No. 333-233181), as filed with the Commission on August 9, 2019, on Form S-8 (Registration No. 333-241025), as filed with the Commission on August 5, 2020, and on Form S-8 (Registration No. 333-258452), as filed with the Commission on August 4, 2021, are hereby incorporated herein by reference herein, except as amended hereby.

The 2013 Plan includes an evergreen provision that provides that the number of shares reserved for issuance under the 2013 Plan will increase on the first day of each fiscal year beginning in 2018 in an amount equal to the lesser of (i) approximately 4.8 million shares; (ii) 4% of the outstanding shares of all classes of the Registrant’s Common Stock as of the last day of the immediately preceding fiscal year; or (iii) such other amount as the Registrant’s Board of Directors may determine. The Registrant’s Board of Directors approved an increase in the authorized shares reserved for issuance under the 2013 Plan by 3,484,296 shares for 2022.

PART I

INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS

Item 1.   Plan Information*

Item 2.   Registrant Information and Employee Plan Annual Information*

*The documents containing the information specified in this Part I of Form S-8 will be sent or given to participants as specified by Rule 428(b)(1) under the Securities Act of 1933, as amended (the “Securities Act”). In accordance with the rules and regulations of the Commission and the instructions to Form S-8, such documents are not being filed with the Commission either as part of this Registration Statement or as prospectuses or prospectus supplements pursuant to Rule 424 under the Securities Act. These documents and the documents incorporated by reference pursuant to Item 3 of Part II of this Registration Statement, taken together, constitute the prospectus as required by Section 10(a) of the Securities Act.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 3.   Incorporation of Documents by Reference.

The Registrant hereby incorporates by reference into this Registration Statement the following documents previously filed with the Commission:

All documents filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement that indicates that all securities offered have been sold or that deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such documents; provided, however, that documents or information deemed to have been furnished and not filed in accordance with the rules of the SEC shall not be deemed incorporated by reference into this Registration Statement. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document which also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

Item 4.   Description of Securities.

                  Not applicable.

Item 5.   Interests of Named Experts and Counsel.

                  Not applicable.

Item 6.   Indemnification of Directors and Officers.

                  Section 145 of the Delaware General Corporation Law (the “DGCL”) authorizes a corporation’s board of directors to grant, and authorizes a court to award, indemnity to officers, directors and other corporate agents.

  The Registrant’s amended and restated certificate of incorporation contains provisions that limit the liability of its directors for monetary damages to the fullest extent permitted by Delaware law. Consequently, the Registrant’s directors are not personally liable to it or its stockholders for monetary damages for any breach of fiduciary duties as directors, except liability for the following:

Any amendment to, or repeal of, these provisions will not eliminate or reduce the effect of these provisions in respect of any act, omission or claim that occurred or arose prior to that amendment or repeal. If the DGCL is amended to provide for further limitations on the personal liability of directors of corporations, then the personal liability of the Registrant’s directors will be further limited to the greatest extent permitted by the DGCL.

In addition, the Registrant’s amended and restated bylaws provide that it will indemnify, to the fullest extent permitted by law, any person who is or was a party or is threatened to be made a party to any action, suit or proceeding by reason of the fact that he or she is or was one of its directors or officers or is or was serving at its request as a director or officer of another corporation, partnership, joint venture, trust or other enterprise. The Registrant’s amended and restated bylaws provide that it may indemnify, to the fullest extent permitted by law, any person who is or was a party or is threatened to be made a party to any action, suit or proceeding by reason of the fact that he or she is or was one of its employees or agents or is or was serving at its request as an employee or agent of another corporation, partnership, joint venture, trust or other enterprise. The Registrant’s amended and restated bylaws also provide that the Registrant must advance expenses incurred by or on behalf of a director or officer in advance of the final disposition of any action or proceeding, subject to limited exceptions.

Further, the Registrant has entered into indemnification agreements with each of its directors and executive officers that may be broader than the specific indemnification provisions contained in the DGCL. These indemnification agreements require the Registrant, among other things, to indemnify its directors and executive officers against liabilities that may arise by reason of their status or service. These indemnification agreements also require the Registrant to advance all expenses incurred by the directors and executive officers in investigating or defending any such action, suit or proceeding. The Registrant believes that these agreements are necessary to attract and retain qualified individuals to serve as directors and executive officers.

The limitation of liability and indemnification provisions that are included in the Registrant’s amended and restated certificate of incorporation, amended and restated bylaws and in indemnification agreements that the Registrant has entered into or will enter into with its directors and executive officers may discourage stockholders from bringing a lawsuit against its directors and executive officers for breach of their fiduciary duties. They may also reduce the likelihood of derivative litigation against the Registrant’s directors and executive officers, even though an action, if successful, might benefit the Registrant and other stockholders. Further, a stockholder’s investment may be adversely affected to the extent that the Registrant pays the costs of settlement and damage awards against directors and executive officers as required by these indemnification provisions. At present, the Registrant is not aware of any pending litigation or proceeding involving any person who is or was one of its directors, officers, employees or other agents or is or was serving at its request as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, for which indemnification is sought, and the Registrant is not aware of any threatened litigation that may result in claims for indemnification.

The Registrant has obtained insurance policies under which, subject to the limitations of the policies, coverage is provided to its directors and executive officers against loss arising from claims made by reason of breach of fiduciary duty or other wrongful acts as a director or executive officer, including claims relating to public securities matters, and to the Registrant with respect to payments that may be made by it to these directors and executive officers pursuant to its indemnification obligations or otherwise as a matter of law.

Certain of the Registrant’s non-employee directors may, through their relationships with their employers, be insured and/or indemnified against certain liabilities incurred in their capacity as members of the Registrant’s board of directors.

Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers or persons controlling the company pursuant to the foregoing provisions, the Registrant has been informed that, in the opinion of the SEC, such indemnification is against public policy as expressed in the Securities Act and is therefore unenforceable.

Item 7.   Exemption from Registration Claimed.

                 Not applicable.

Item 8.   Exhibits.

                 The Registrant has filed the exhibits listed on the accompanying Exhibit Index of this Registration Statement.

EXHIBIT INDEX

*Filed herewith

Item 9. Undertakings.

A.    The undersigned Registrant hereby undertakes:

provided, however, that paragraphs (A)(1)(i) and (A)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the Commission by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement.

B.            The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act(and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

C.            Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Las Vegas, State of Nevada, on March 3, 2022.

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Seth A. Ravin, Michael L. Perica and Andrew J. Terry, and each of them, as his or her true and lawful attorney-in-fact and agent with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact, proxy, and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact, proxy and agent, or his substitute, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

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Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-8’ Filing		Date		Other Filings
Filed on / Effective on:		3/3/22
		1/1/22
		12/31/21		10-K,  5
		8/4/21		10-Q,  4,  8-K,  S-8
		8/5/20		10-Q,  4,  8-K,  S-8
		8/9/19		S-8
		3/6/18		8-K,  S-8
		12/15/17		S-8
				List all Filings

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2 Subsequent Filings that Reference this Filing

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/24 Rimini Street, Inc. S-8 2/28/24 4:105K Toppan Merrill/FA 3/01/23 Rimini Street, Inc. S-8 3/01/23 4:95K Toppan Merrill/FA

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14 Previous Filings that this Filing References

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/02/22 Rimini Street, Inc. 10-K 12/31/21 93:13M 2/25/22 Rimini Street, Inc. 8-K:5,9 2/25/22 11:225K 1/18/22 Rimini Street, Inc. 8-K:8,9 1/14/22 12:280K 1/13/22 Rimini Street, Inc. 8-K:8,9 1/13/22 12:261K 8/04/21 Rimini Street, Inc. S-8 8/04/21 3:100K Toppan Merrill/FA 3/03/21 Rimini Street, Inc. 10-K 12/31/20 100:15M 8/05/20 Rimini Street, Inc. S-8 8/05/20 3:100K Toppan Merrill/FA 8/09/19 Rimini Street, Inc. S-8 8/09/19 3:102K Toppan Merrill/FA 3/06/18 Rimini Street, Inc. S-8 3/06/18 4:423K Toppan Merrill/FA 12/15/17 Rimini Street, Inc. S-8 12/15/17 4:100K Toppan Merrill/FA 10/16/17 Rimini Street, Inc. 8-K:1,2,3,510/10/17 4:494K Broadridge Fin’l… Inc/FA 8/09/17 Rimini Street, Inc. S-4/A 8:13M Broadridge Fin’l… Inc/FA 6/30/17 Rimini Street, Inc. S-4 42:28M Broadridge Fin’l… Inc/FA 5/15/15 Rimini Street, Inc. 8-A12B 1:27K Toppan Merrill/FA

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Filing Submission 0001104659-22-030094   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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