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Auberton-Herve Andre-Jacques – ‘4’ for 7/15/21 re: Bionik Laboratories Corp.

On:  Tuesday, 6/21/22, at 5:49pm ET   ·   For:  7/15/21   ·   Accession #:  1104659-22-73086   ·   File #:  0-54717

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/21/22  Auberton-Herve Andre-Jacques      4                      1:9K   Bionik Laboratories Corp.         Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- tm2218715-2_4seq1.xml/3.6     HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Ownership Document — tm2218715-2_4seq1.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  7/15/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1508381
Issuer Name:  Bionik Laboratories Corp.
Issuer Trading Symbol:  BNKL
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1730329
Owner Name:  AUBERTON-HERVE ANDRE-JACQUES
Reporting Owner Address:
Owner Street 1:  C/O BIONIK LABORATORIES CORP.
Owner Street 2:  483 BAY STREET, N105
Owner City:  TORONTO
Owner State:  A6
Owner ZIP Code:  M5G 2C9
Owner State Description:  ONTARIO, CANADA
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.001 per share
Transaction Date:
Value:  7/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  51,878
Transaction Price Per Share:
Value:  3.595
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  276,353
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Shares held through Star SCI or 4A Consulting and Engineering
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.001 per share
Transaction Date:
Value:  7/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  7,500
Transaction Price Per Share:
Value:  3.16
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  283,853
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Shares held through Star SCI or 4A Consulting and Engineering
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.001 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  95,149
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (right to buy)
Conversion or Exercise Price:
Value:  3.595
Footnote ID:  F1
Transaction Date:
Value:  7/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  51,878
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  7/26/20
Expiration Date:
Value:  7/26/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.001 per share
Underlying Security Shares:
Value:  51,878
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  63,881
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Option (right to buy)
Conversion or Exercise Price:
Value:  3.16
Footnote ID:  F1
Transaction Date:
Value:  7/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  7,500
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F2
Expiration Date:
Value:  5/31/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.001 per share
Underlying Security Shares:
Value:  7,500
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Payment of exercise price was satisfied through the satisfaction of an Issuer promissory note held by the reporting person.
Footnote - F2:  The options vest 2,500 on May 31, 2019, 2,500 on November 30, 2019 and 2,500 on May 31, 2020.
Owner Signature:
Signature Name:  /s/ Andre-Jacques Auberton-Herve
Signature Date:  6/21/22


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