SEC Info - Listman Douglas - ‘4’ for 3/14/23 re: Cohen & Co. Inc.

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Listman Douglas – ‘4’ for 3/14/23 re: Cohen & Co. Inc.

On: Tuesday, 3/14/23, at 3:24pm ET · For: 3/14/23 · As: Officer · Accession #: 1104659-23-32242 · File #: 1-32026

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/14/23  Listman Douglas                   4          Officer     1:4K   Cohen & Co. Inc.                  Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- tm239577-1_4seq1.xml/3.6      HTML      5K

Filing Submission 0001104659-23-032242 – SGML Text

Original SGML Text submitted by:	Toppan Merrill/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 4K ↑Top ↓Bottom

<SUBMISSION>
<SECRELEASE-DATETIME>		20230314-152530	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20230314-152526	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20230314-152456	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001104659-23-032242
<TYPE>				4
<PUBLIC-DOCUMENT-COUNT>		1
<PERIOD>			20230314
<FILING-DATE>			20230314
<DATE-OF-FILING-DATE-CHANGE>	20230314

<REPORTING-OWNER>
<OWNER-DATA>
<CONFORMED-NAME>		Listman Douglas
<CIK>				0001478645
</OWNER-DATA>
<FILING-VALUES>
<FORM-TYPE>			4
<ACT>				34
<FILE-NUMBER>			001-32026
<FILM-NUMBER>			23730496
</FILING-VALUES>
<MAIL-ADDRESS>
<STREET1>			2929 ARCH STREET
<STREET2>			17TH FLOOR
<CITY>				PHILADELPHIA
<STATE>				PA
<ZIP>				19104-2870
</MAIL-ADDRESS>
</REPORTING-OWNER>

<ISSUER>
<COMPANY-DATA>
<CONFORMED-NAME>		Cohen & Co Inc.
<CIK>				0001270436
<ASSIGNED-SIC>			6211
<IRS-NUMBER>			161685692  ⇒ 16-1685692 or 161-68-5692
<STATE-OF-INCORPORATION>	MD
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<BUSINESS-ADDRESS>
<STREET1>			CIRA CENTRE, 2929 ARCH STREET
<STREET2>			17TH FLOOR
<CITY>				PHILADELPHIA
<STATE>				PA
<ZIP>				19104-2870
<PHONE>				215-701-9555
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			CIRA CENTRE, 2929 ARCH STREET
<STREET2>			17TH FLOOR
<CITY>				PHILADELPHIA
<STATE>				PA
<ZIP>				19104-2870
</MAIL-ADDRESS>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		INSTITUTIONAL FINANCIAL MARKETS, INC.
<DATE-CHANGED>			20110121
</FORMER-COMPANY>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		COHEN & Co INC.
<DATE-CHANGED>			20091216
</FORMER-COMPANY>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		ALESCO FINANCIAL INC
<DATE-CHANGED>			20061006
</FORMER-COMPANY>
</ISSUER>

<DOCUMENT>
<TYPE>		4
<SEQUENCE>	1
<FILENAME>	tm239577-1_4seq1.xml
<DESCRIPTION>	OWNERSHIP DOCUMENT
<TEXT>
<XML>
<?xml version="1.0"?>
       Show <XML>: 86 lines (widest: 75 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

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Filing Submission 0001104659-23-032242 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Listman Douglas – ‘4’ for 3/14/23 re: Cohen & Co. Inc.

On: Tuesday, 3/14/23, at 3:24pm ET · For: 3/14/23 · As: Officer · Accession #: 1104659-23-32242 · File #: 1-32026

Previous ‘4’: ‘4’ on 2/3/23 for 2/1/23 · Next: ‘4’ on / for 12/21/23 · Latest: ‘4’ on 2/2/24 for 2/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents