| | | | | | | | | | | | | | | | | | | | | | |
Ownership Document
|
| Schema Version: X0407 |
| Document Type: 4 |
| Period of Report: 3/31/23 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1761510 |
| Issuer Name: TILT Holdings Inc. |
| Issuer Trading Symbol: TLLTF |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1855048 |
| | Owner Name: Simms D'Angela |
| Reporting Owner Address: |
| | Owner Street 1: C/O TILT HOLDINGS INC. |
| | Owner Street 2: 2801 E. CAMELBACK ROAD #180 |
| | Owner City: PHOENIX |
| | Owner State: AZ |
| | Owner ZIP Code: 85016 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Shares, no par value |
| | Transaction Date: |
| | | Value: 3/31/23 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 144,122 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 973,858 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Share Units |
| | Conversion or Exercise Price: |
| | | Value: 0.00 |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 3/31/23 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 144,122 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Shares, no par value |
| | | Underlying Security Shares: |
| Value: 144,122 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 144,122 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each restricted share unit ("RSU") is equivalent in value to one share of the Issuer's common shares, no par value, at the time of vesting for no consideration. |
| Footnote - F2: The RSUs vested as to 144,122 shares on March 31, 2023 and 144,122 RSUs will vest on the business day immediately preceding the date of the Issuer's next annual general meeting of shareholders, subject to the Reporting Person continuing as a director on each vesting date. |
| Footnote - F3: RSUs do not expire, they either vest or are cancelled. |
| Owner Signature: |
| Signature Name: /s/ Mark Higgins as attorney-in-fact for D'Angela Simms |
| Signature Date: 4/3/23 |
