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Mackay Shields LLC – ‘13F-HR’ for 6/30/15 – ‘INFO-TABLE’

On:  Friday, 7/31/15, at 8:27pm ET   ·   As of:  8/3/15   ·   Effective:  8/3/15   ·   For:  6/30/15   ·   Accession #:  1085146-15-1554   ·   File #:  28-00046

Previous ‘13F-HR’:  ‘13F-HR’ on 5/5/15 for 3/31/15   ·   Next:  ‘13F-HR’ on 10/22/15 for 9/30/15   ·   Latest:  ‘13F-HR’ on 2/2/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/15  Mackay Shields LLC                13F-HR      6/30/15    2:63K                                    Adv Consultant Netw… Inc

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Description for Information Table --                HTML      3K 
                form13fInfoTable.xml

‘INFO-TABLE’   —   Description for Information Table — form13fInfoTable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Description for Information Table
 

Mackay Shields LLC  
 NY
   ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  6/30/15   ·   Assets:  $1,953,757,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Security Market ValueªShares or PrincipalInvestment
Discretion		Other 
Managersº		Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   ↓List(S/P Amounts or For All)
AIR LEASE CORPNOTE 3.875%12/0–00912X·AK·023,770  1.22%17,810,000Pr.133.5%   Shared#13,766,000 13,744,000 300,000
AIRTRAN HLDGS INCNOTE 5.250%11/0–00949P·AD·019,232  0.98%7,943,000Pr.242.1%   Shared#17,693,000 250,000–
ALCOA INCDEP SHS 1/10TH–013817·30·97,811  0.40%197,600Sh.39.53   Shared#150,400 147,200–
ALLERGAN PLCPFD CONV SER A–G0177J·11·627,885  1.43%26,730Sh.1,043.21   Shared#111,102 15,162466
ALZA CORPSDCV 7/2–02261W·AB·59,600  0.49%7,154,000Pr.134.2%   Sole–Sole––
AMERICAN TOWER CORP NEWPFD CONV SER A–03027X·30·826,963  1.38%266,639Sh.101.12   Shared#1119,923 140,589 6,127
ANTHEM INCUNIT 05/01/20188–036752·20·26,945  0.36%131,800Sh.52.69   Sole–Sole––
APOLLO INVT CORPNOTE 5.750% 1/1–03761U·AE·69,927  0.51%9,709,000Pr.102.2%   Sole–Sole––
ARCELORMITTAL SA LUXEMBOURGMAND CV NT 16–L0302D·17·81,436  0.07%92,000Sh.15.61   Shared#18,000 84,000–
ARES CAP CORPNOTE 4.750% 1/1–04010L·AJ·211,438  0.59%11,132,000Pr.102.7%   Sole–Sole––
ARES CAP CORPNOTE 5.750% 2/0–04010L·AB·92,029  0.10%1,989,000Pr.102.0%   Shared#11,810,000 5,000 174,000
ARRAY BIOPHARMA INCNOTE 3.000% 6/0–04269X·AA·36,185  0.32%4,880,000Pr.126.7%   Shared#1130,000 4,750,000–
ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0–049164·BH·89,794  0.50%10,000,000Pr.97.9%   Shared#1185,000 9,815,000–
BANK AMER CORP7.25%CNV PFD L–060505·68·213,061  0.67%11,745Sh.1,112.05   Shared#110,680418647
BANK AMER CORPCOM–060505·10·47,996  0.41%469,774Sh.17.02   Shared#1–Shared–
BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/1–09061G·AE·137,732  1.93%24,419,000Pr.154.5%   Shared#17,215,000 16,772,000 432,000
BLACKROCK FLA MUN 2020 TERMCOM SHS–09250M·10·91,724  0.09%116,357Sh.14.82   Sole–Sole––
BLACKROCK MUNIC BD INVST TRCOM–09249K·10·7701  0.04%50,000Sh.14.02   Shared#124,992 25,008–
BLACKROCK MUNIHLDGS NJ QLTYCOM–09254X·10·1292  0.01%22,040Sh.13.25   Sole–Sole––
BLACKROCK MUNIHLDNGS CALI QLCOM–09254L·10·72,588  0.13%184,842Sh.14.00   Shared#1126,866 57,976–
BLACKROCK MUNIHLDS INVSTM QLCOM–09254P·10·83,124  0.16%225,594Sh.13.85   Shared#1–Shared–
BLACKROCK MUNIHOLDNGS QLTY ICOM–09254A·10·13,672  0.19%283,145Sh.12.97   Shared#1145,356 137,789–
BLACKROCK MUNIYIELD CALI QLTCOM–09254N·10·3235  0.01%16,228Sh.14.48   Shared#1–Shared–
BLACKROCK MUNIYIELD FD INCCOM–09253W·10·41,450  0.07%104,738Sh.13.84   Shared#140,438 64,300–
BLACKROCK MUNIYLD INVST QLTYCOM–09254T·10·01,156  0.06%87,573Sh.13.20   Shared#149,408 38,165–
BOTTOMLINE TECH DEL INCNOTE 1.500%12/0–101388·AA·425,647  1.31%22,993,000Pr.111.5%   Shared#18,297,000 14,364,000 332,000
CAMERON INTERNATIONAL CORPCOM–13342B·10·54,190  0.21%80,000Sh.52.38   Shared#1–Shared–
CARRIAGE SVCS INCNOTE 2.750% 3/1–143905·AM·913,721  0.70%11,446,000Pr.119.9%   Shared#1242,000 11,204,000–
CHART INDS INCNOTE 2.000% 8/0–16115Q·AC·427,018  1.38%27,837,000Pr.97.1%   Shared#18,814,000 18,707,000 316,000
CIENA CORPDEBT 4.000%12/1–171779·AK·7155  0.01%110,000Pr.140.9%   Sole–Sole––
CIENA CORPNOTE 0.875% 6/1–171779·AE·1114  0.01%113,000Pr.100.9%   Sole–Sole––
CIENA CORPNOTE 0.875% 6/1–171779·AE·12,102  0.11%2,094,000Pr.100.4%   Shared#11,909,000 5,000 180,000
CITRIX SYS INCNOTE 0.500% 4/1–177376·AD·218,664  0.96%17,587,000Pr.106.1%   Shared#19,206,000 8,381,000–
CORNERSTONE ONDEMAND INCNOTE 1.500% 7/0–21925Y·AB·916,466  0.84%16,233,000Pr.101.4%   Shared#1436,000 15,797,000–
CROWN CASTLE INTL CORP NEWCNV PFD STK SR A–22822V·20·020,615  1.06%199,755Sh.103.20   Shared#150,200 149,555–
DANAHER CORP DELNOTE 1/2–235851·AF·963,062  3.23%25,379,000Pr.248.5%   Shared#110,416,000 14,639,000 324,000
DELTA AIR LINES INC DELCOM NEW–247361·70·213,306  0.68%323,913Sh.41.08   Shared#1–Shared–
DEPOMED INCNOTE 2.500% 9/0–249908·AA·215,538  0.80%12,114,000Pr.128.3%   Shared#14,844,000 6,834,000 436,000
DOMINION RES INC VA NEWUNIT 99/99/9999–25746U·86·91,105  0.06%23,200Sh.47.63   Sole–Sole––
DYNEGY INC NEW DELCOM–26817R·10·8384  0.02%13,120Sh.29.27   Shared#1–Shared–
EATON VANCE NEW YORK MUN BDCOM–27827Y·10·9180  0.01%14,632Sh.12.30   Sole–Sole––
ECHO GLOBAL LOGISTICS INCNOTE 2.500% 5/0–27875T·AA·911,813  0.60%10,951,000Pr.107.9%   Shared#1260,000 10,691,000–
FIAT CHRYSLER AUTOMOBILES NMAN COV SEC 16–N31738·11·025,857  1.32%204,973Sh.126.15   Shared#176,193 124,449 4,331
FLUIDIGM CORP DELNOTE 2.750% 2/0–34385P·AA·61,990  0.10%2,263,000Pr.87.9%   Shared#12,067,000 5,000 191,000
FORD MTR CO DELCOM PAR $0.01–345370·86·027,686  1.42%1,844,500Sh.15.01   Shared#1, 3160,000 1,684,500–
GENERAL MTRS COCOM–37045V·10·023,300  1.19%699,066Sh.33.33   Shared#1, 3323,719 375,347–
GILEAD SCIENCES INCNOTE 1.625% 5/0–375558·AP·862,253  3.19%12,069,000Pr.515.8%   Shared#13,897,000 8,172,000–
GOLDCORP INC NEWCOM–380956·40·91,247  0.06%76,945Sh.16.21   Shared#111,745 65,200–
HALLIBURTON COCOM–406216·10·18,042  0.41%186,718Sh.43.07   Shared#1–Shared–
HEALTH CARE REIT INCPFD PER CON I–42217K·60·15,850  0.30%97,900Sh.59.75   Shared#123,300 74,600–
HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/1–42330P·AG·233,338  1.71%35,077,000Pr.95.0%   Shared#114,288,000 20,147,000 642,000
HOLOGIC INCDEBT 2.000% 3/0–436440·AC·522,769  1.17%17,240,000Pr.132.1%   Shared#13,671,000 13,245,000 324,000
HOMEAWAY INCNOTE 0.125% 4/0–43739Q·AB·642,537  2.18%44,166,000Pr.96.3%   Shared#112,120,000 32,046,000–
HORNBECK OFFSHORE SVCS INC NNOTE 1.500% 9/0–440543·AN·62,456  0.13%3,000,000Pr.81.9%   Shared#1–Shared–
ILLUMINA INCNOTE 0.500% 6/1–452327·AH·214,651  0.75%11,864,000Pr.123.5%   Shared#14,455,000 7,010,000 399,000
ILLUMINA INCNOTE 6/1–452327·AF·620,759  1.06%17,658,000Pr.117.6%   Shared#110,659,000 6,999,000–
INSULET CORPNOTE 2.000% 6/1–45784P·AD·36,522  0.33%6,724,000Pr.97.0%   Shared#11,653,000 5,071,000–
INTEL CORPSDCV 12/1–458140·AD·25,326  0.27%4,418,000Pr.120.6%   Sole–Sole––
INTEL CORPSDCV 12/1–458140·AD·22,291  0.12%1,904,000Pr.120.3%   Shared#11,737,000 5,000 162,000
INTEL CORPSDCV 3.250% 8/0–458140·AF·714,496  0.74%9,517,000Pr.152.3%   Sole–Sole––
INTEL CORPSDCV 3.250% 8/0–458140·AF·72,910  0.15%1,913,000Pr.152.1%   Shared#11,743,000 5,000 165,000
INVENSENSE INCNOTE 1.750%11/0–46123D·AB·26,546  0.34%6,762,000Pr.96.8%   Shared#1118,000 6,644,000–
INVESCO ADVANTAGE MUNICIPALSH BEN INT–46132E·10·35,780  0.30%526,929Sh.10.97   Shared#1197,735 329,194–
INVESCO MUN TRCOM–46131J·10·37,436  0.38%618,596Sh.12.02   Shared#1389,697 228,899–
INVESCO QUALITY MUNI INC TRSCOM–46133G·10·73,848  0.20%325,522Sh.11.82   Shared#1234,076 91,446–
JARDEN CORPNOTE 1.125% 3/1–471109·AM·017,541  0.90%15,000,000Pr.116.9%   Shared#11,350,000 13,650,000–
JARDEN CORPNOTE 1.875% 9/1–471109·AH·149,066  2.51%29,201,000Pr.168.0%   Shared#15,859,000 22,852,000 490,000
LAM RESEARCH CORPNOTE 0.500% 5/1–512807·AJ·716,092  0.82%12,088,000Pr.133.1%   Sole–Sole––
LAM RESEARCH CORPNOTE 1.250% 5/1–512807·AL·222,358  1.14%15,724,000Pr.142.2%   Shared#14,413,000 10,992,000 319,000
LIBERTY MEDIA CORPDEB 3.500% 1/1–530715·AN·12,309  0.12%4,429,000Pr.52.1%   Shared#13,712,000 717,000–
LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1–531229·AB·814,669  0.75%15,389,000Pr.95.3%   Shared#15,065,000 9,854,000 470,000
LIVE NATION ENTERTAINMENT INDBCV 2.500% 5/1–538034·AJ·827,167  1.39%25,111,000Pr.108.2%   Shared#16,271,000 18,840,000–
MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/1–55608B·AA·350,212  2.57%42,463,000Pr.118.2%   Shared#115,226,000 26,793,000 444,000
MEDICINES CODBCV 1.375% 6/0–584688·AC·98,412  0.43%7,039,000Pr.119.5%   Shared#1–Shared–
MEDIDATA SOLUTIONS INCNOTE 1.000% 8/0–58471A·AB·138,226  1.96%32,224,000Pr.118.6%   Shared#14,601,000 27,623,000–
MFS HIGH INCOME MUN TRSH BEN INT–59318D·10·4922  0.05%200,000Sh.4.61   Shared#1100,000 100,000–
MFS HIGH YIELD MUN TRSH BEN INT–59318E·10·2357  0.02%86,802Sh.4.11   Shared#1–Shared–
MFS MUN INCOME TRSH BEN INT–552738·10·61,187  0.06%184,560Sh.6.43   Shared#167,817 116,743–
MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1–595017·AB·03,609  0.18%1,891,000Pr.190.9%   Shared#11,728,000 5,000 158,000
MICRON TECHNOLOGY INCNOTE 3.000%11/1–595112·AY·915,730  0.81%17,321,000Pr.90.8%   Shared#14,717,000 12,604,000–
NEW GOLD INC CDACOM–644535·10·61,645  0.08%611,671Sh.2.69   Shared#1115,812 495,859–
NEWMONT MINING CORPNOTE 1.625% 7/1–651639·AJ·54,855  0.25%4,792,000Pr.101.3%   Sole–Sole––
NEWPARK RES INCNOTE 4.000%10/0–651718·AC·211,763  0.60%11,187,000Pr.105.1%   Shared#14,645,000 6,112,000 430,000
NEXTERA ENERGY INCUNIT 09/01/2015–65339F·88·711,120  0.57%179,500Sh.61.95   Sole–Sole––
NOVELLUS SYS INCNOTE 2.625% 5/1–670008·AD·316,405  0.84%6,884,000Pr.238.3%   Sole–Sole––
NUANCE COMMUNICATIONS INCNOTE 2.750%11/0–67020Y·AF·75,131  0.26%5,071,000Pr.101.2%   Shared#14,631,000 12,000 428,000
NUVEEN CAL AMT-FREE MUN INCCOM–670651·10·81,002  0.05%70,693Sh.14.17   Shared#1–Shared–
NUVEEN DIV ADVANTAGE MUN FDCOM–67070F·10·0520  0.03%38,744Sh.13.42   Shared#1–Shared–
NUVEEN DIVID ADV MUN FD 3COM SH BEN INT–67070X·10·17,806  0.40%584,300Sh.13.36   Shared#1391,532 192,768–
NUVEEN MICH QUALITY INCOME MCOM–670979·10·33,511  0.18%265,011Sh.13.25   Shared#1151,604 113,407–
NUVEEN MUN ADVANTAGE FD INCCOM–67062H·10·65,172  0.26%397,849Sh.13.00   Shared#1299,782 98,067–
NUVEEN MUN MKT OPPORTUNITY FCOM–67062W·10·310,681  0.55%828,004Sh.12.90   Shared#1602,595 225,409–
NUVEEN NY AMT FREE MUN INCOMCOM–670656·10·76,850  0.35%545,845Sh.12.55   Shared#1290,316 255,529–
NUVEEN NY DIVID ADVNTG MUN FCOM–67066X·10·7174  0.01%12,886Sh.13.50   Shared#19,173 3,713–
NUVEEN PA INVT QUALITY MUN FCOM–670972·10·87,892  0.40%600,119Sh.13.15   Shared#1398,405 201,714–
NUVEEN PERFORMANCE PLUS MUNCOM–67062P·10·81,870  0.10%133,284Sh.14.03   Shared#1–Shared–
NUVEEN QUALITY INCOME MUN FDCOM–670977·10·73,338  0.17%250,228Sh.13.34   Shared#1118,321 131,907–
NVIDIA CORPNOTE 1.000%12/0–67066G·AC·816,032  0.82%13,933,000Pr.115.1%   Shared#1359,000 13,574,000–
OMNICARE INCNOTE 3.500% 2/1–681904·AQ·110,828  0.55%7,582,000Pr.142.8%   Shared#16,915,000 18,000 649,000
ON SEMICONDUCTOR CORPNOTE 2.625%12/1–682189·AH·86,876  0.35%5,556,000Pr.123.8%   Shared#15,072,000 13,000 471,000
PRICELINE GRP INCDEBT 1.000% 3/1–741503·AQ·933,155  1.70%24,820,000Pr.133.6%   Shared#13,686,000 20,965,000 169,000
PRICELINE GRP INCNOTE 0.350% 6/1–741503·AS·523,379  1.20%20,991,000Pr.111.4%   Shared#18,316,000 12,675,000–
PROOFPOINT INCNOTE 1.250%12/1–743424·AB·915,098  0.77%8,904,000Pr.169.6%   Shared#11,441,000 7,463,000–
RADIAN GROUP INCNOTE 2.250% 3/0–750236·AN·113,052  0.67%7,335,000Pr.177.9%   Shared#1–Shared–
RAMBUS INC DELNOTE 1.125% 8/1–750917·AE·69,677  0.50%7,266,000Pr.133.2%   Shared#11,898,000 5,368,000–
RPM INTL INCNOTE 2.250%12/1–749685·AT·014,297  0.73%12,233,000Pr.116.9%   Sole–Sole––
RPM INTL INCNOTE 2.250%12/1–749685·AT·02,425  0.12%2,084,000Pr.116.4%   Shared#11,894,000 5,000 185,000
SALESFORCE COM INCNOTE 0.250% 4/0–79466L·AD·628,290  1.45%23,235,000Pr.121.8%   Shared#19,449,000 13,360,000 426,000
SANDISK CORPNOTE 0.500%10/1–80004C·AF·824,952  1.28%25,636,000Pr.97.3%   Shared#15,749,000 19,427,000 460,000
SEACOR HOLDINGS INCNOTE 2.500%12/1–811904·AM·34,432  0.23%4,308,000Pr.102.9%   Shared#150,000 4,258,000–
SOLARCITY CORPNOTE 2.750%11/0–83416T·AA·84,655  0.24%4,305,000Pr.108.1%   Shared#13,926,000 10,000 369,000
SOUTHWESTERN ENERGY CODEP SHS 1/20 B–845467·20·821,408  1.10%433,619Sh.49.37   Shared#1109,884 314,389 9,346
SPDR GOLD TRUSTGOLD SHS–78463V·10·719,035  0.97%169,400Sh.112.37   Shared#1–Shared–
STANLEY BLACK & DECKER INCUNIT 11/17/20166–854502·80·420,534  1.05%170,000Sh.120.79   Shared#144,000 126,000–
STANLEY BLACK & DECKER INCUNIT 99/99/9999–854502·30·947,300  2.42%327,515Sh.144.42   Shared#1154,173 168,581 4,761
STONE ENERGY CORPNOTE 1.750% 3/0–861642·AN·615,558  0.80%16,956,000Pr.91.8%   Shared#14,749,000 12,029,000 178,000
T MOBILE US INCCONV PFD SER A–872590·20·313,338  0.68%197,600Sh.67.50   Shared#152,300 145,300–
TELEFLEX INCNOTE 3.875% 8/0–879369·AA·457,746  2.96%26,134,000Pr.221.0%   Shared#110,533,000 15,148,000 453,000
TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/0–88163V·AE·956,142  2.87%40,043,000Pr.140.2%   Shared#116,268,000 23,454,000 321,000
TYSON FOODS INCUNIT 99/99/9999–902494·30·121,611  1.11%419,561Sh.51.51   Shared#1188,337 221,680 9,544
UNITED STATES STL CORP NEWNOTE 2.750% 4/0–912909·AH·116,050  0.82%14,509,000Pr.110.6%   Shared#12,209,000 12,132,000 168,000
UNITED TECHNOLOGIES CORPUNIT 06/01/2015–913017·11·735,953  1.84%627,463Sh.57.30   Shared#1253,387 367,342 6,734
VERINT SYS INCCOM–92343X·10·03  0.00%53Sh.≈56.60   Sole–Sole––
VERINT SYS INCNOTE 1.500% 6/0–92343X·AA·840,991  2.10%36,099,000Pr.113.6%   Shared#110,460,000 25,192,000 447,000
WABASH NATL CORPNOTE 3.375% 5/0–929566·AH·029,332  1.50%23,271,000Pr.126.0%   Shared#18,213,000 14,744,000 314,000
WELLPOINT INCNOTE 2.750%10/1–94973V·BG·141,588  2.13%18,909,000Pr.219.9%   Shared#16,737,000 12,172,000–
WELLS FARGO & CO NEWPERP PFD CNV A–949746·80·49,174  0.47%7,808Sh.1,174.95   Sole–7,408400–
WELLS FARGO & CO NEWPERP PFD CNV A–949746·80·44,541  0.23%3,865Sh.1,174.90   Shared#13,57810277
WESCO INTL INCDBCV 6.000% 9/1–95082P·AH·826,094  1.34%10,759,000Pr.242.5%   Shared#14,107,000 6,498,000 154,000
WEYERHAEUSER COPREF CONV SER A–962166·87·22,272  0.12%43,700Sh.51.99   Sole–Sole––
XILINX INCNOTE 2.625% 6/1–983919·AF·839,345  2.01%25,385,000Pr.155.0%   Shared#115,234,000 9,860,000 291,000
XPO LOGISTICS INCNOTE 4.500%10/0–983793·AA·836,849  1.89%13,216,000Pr.278.8%   Shared#14,099,000 8,851,000 266,000
YAHOO INCNOTE 12/0–984332·AF·35,437  0.28%5,275,000Pr.103.1%   Shared#15,000,000 275,000–
— 118 Issuers —— 128 Issues —— 133 Holdings:  $1,953,757,000 —— 3 Managersº —
____________
 ª  No market value of any Holding was adjusted.
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  2 Other Included Managers  [ 1 Not Allocated Above ]

Other Included Manager
Securities 
Assets Managed
ID
In ascending order		SEC File # Related Manager Issuers Issues Holdings $1000sOf Above
#1:  028-06325  
 NY
 		New York Life Investment Management LLC 107  113  113     1,818,23793.1%  
#3:  028-06487  
 IL
 		First Trust Advisors LP 2  2  2     50,9862.6%  

See:  Recent Holdings Reports for this and Related Money Managers
 

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