SEC Info - Concert Wealth Management Inc. - ‘13F-HR’ for 12/31/16 - ‘INFO-TABLE’

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Concert Wealth Management Inc. – ‘13F-HR’ for 12/31/16 – ‘INFO-TABLE’

On: Friday, 2/10/17, at 4:50pm ET · Effective: 2/10/17 · For: 12/31/16 · Accession #: 1085146-17-507 · File #: 28-13474

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/10/17  Concert Wealth Management Inc.    13F-HR     12/31/16    2:320K                                   Adv Consultant Netw… Inc

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Concert Wealth Management Inc.
CA
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 12/31/16 · Assets: $449,491,400 · History: Assets Under Management

Security

Market Valueª

Shares or Principal

Investment
Discretion

Other
Managersº

Voting Authority

Issuer Name

Issue Class

Opt.

CUSIP/CINS

$1000s

Weight

Amount

S/P

Price

Sole

Shared

None

↓List

(S/P Amounts or For All)

3M CO

COM

–

755

0.17%

4,222

Sh.

178.83

Sole

–

–

–

None

3M CO

COM

–

12

0.00%

68

Sh.

176.47

Defined

#5

Sole

–

–

ABBOTT LABS

COM

–

851

0.19%

22,005

Sh.

38.67

Sole

–

–

–

None

ABBOTT LABS

COM

–

9

0.00%

258

Sh.

≈34.88

Defined

#5

Sole

–

–

ABBVIE INC

COM

–

1,980

0.44%

31,622

Sh.

62.61

Sole

–

–

–

None

ABBVIE INC

COM

–

10

0.00%

161

Sh.

62.11

Defined

#5

Sole

–

–

ABERDEEN AUSTRALIA EQTY FD I

COM

–

170

0.04%

31,012

Sh.

5.48

Sole

–

–

–

None

ACUITY BRANDS INC

COM

–

591

0.13%

2,562

Sh.

230.68

Sole

–

–

–

None

ACUITY BRANDS INC

COM

–

3

0.00%

11

Sh.

≈272.73

Defined

#5

Sole

–

–

ADOBE SYS INC

COM

–

2,611

0.58%

25,352

Sh.

102.99

Sole

–

–

–

None

ADOBE SYS INC

COM

–

4

0.00%

38

Sh.

≈105.26

Defined

#5

Sole

–

–

ADVANCED MICRO DEVICES INC

COM

–

180

0.04%

15,800

Sh.

11.39

Sole

–

–

–

None

AETNA INC NEW

COM

–

392

0.09%

3,159

Sh.

124.09

Sole

–

–

–

None

AETNA INC NEW

COM

–

11

0.00%

89

Sh.

123.60

Defined

#5

Sole

–

–

AFLAC INC

COM

–

1,415

0.31%

20,342

Sh.

69.56

Sole

–

–

–

None

AFLAC INC

COM

–

11

0.00%

170

Sh.

64.71

Defined

#5

Sole

–

–

AIR PRODS & CHEMS INC

COM

–

253

0.06%

1,758

Sh.

143.91

Sole

–

–

–

None

AK STL HLDG CORP

COM

–

149

0.03%

14,800

Sh.

10.07

Sole

–

–

–

None

AKAMAI TECHNOLOGIES INC

COM

–

1,762

0.39%

26,419

Sh.

66.69

Sole

–

–

–

None

ALASKA AIR GROUP INC

COM

–

812

0.18%

9,156

Sh.

88.69

Sole

–

–

–

None

ALASKA AIR GROUP INC

COM

–

7

0.00%

74

Sh.

≈94.59

Defined

#5

Sole

–

–

ALEXION PHARMACEUTICALS INC

COM

–

229

0.05%

1,866

Sh.

122.72

Sole

–

–

–

None

ALIBABA GROUP HLDG LTD

SPONSORED ADS

–

440

0.10%

4,994

Sh.

88.11

Sole

–

–

–

None

ALIBABA GROUP HLDG LTD

SPONSORED ADS

–

7

0.00%

79

Sh.

≈88.61

Defined

#5

Sole

–

–

ALLIANZGI CONV & INCOME FD

COM

–

107

0.02%

16,653

Sh.

6.43

Sole

–

–

–

None

ALLIANZGI EQUITY & CONV INCO

COM

–

410

0.09%

22,275

Sh.

18.41

Sole

–

–

–

None

ALLSTATE CORP

COM

–

497

0.11%

6,709

Sh.

74.08

Sole

–

–

–

None

ALPINE GLOBAL PREMIER PPTYS

COM SBI

–

57

0.01%

11,326

Sh.

5.03

Sole

–

–

–

None

ALPS ETF TR

ALERIAN MLP

–

1,312

0.29%

104,376

Sh.

12.57

Sole

–

–

–

None

ALPS ETF TR

BARRONS 400 ETF

–

229

0.05%

6,525

Sh.

35.10

Sole

–

–

–

None

ALTRIA GROUP INC

COM

–

1,634

0.36%

24,087

Sh.

67.84

Sole

–

–

–

None

ALTRIA GROUP INC

COM

–

22

0.00%

332

Sh.

66.27

Defined

#5

Sole

–

–

AMAZON COM INC

COM

–

4,820

1.07%

6,473

Sh.

744.63

Sole

–

–

–

None

AMAZON COM INC

COM

–

59

0.01%

80

Sh.

737.50

Defined

#5

Sole

–

–

AMAZON COM INC

COM

–

176

0.04%

238

Sh.

739.50

Defined

#9

Sole

–

–

AMERICA MOVIL SAB DE CV

SPON ADR L SHS

–

8

0.00%

602

Sh.

≈13.29

Sole

–

–

–

None

AMERICA MOVIL SAB DE CV

SPON ADR L SHS

–

1,374

0.31%

109,300

Sh.

12.57

Defined

#5

Sole

–

–

AMERICAN AIRLS GROUP INC

COM

–

296

0.07%

6,309

Sh.

46.92

Sole

–

–

–

None

AMERICAN EXPRESS CO

COM

–

835

0.19%

11,196

Sh.

74.58

Sole

–

–

–

None

AMERICAN EXPRESS CO

COM

–

3

0.00%

36

Sh.

≈83.33

Defined

#5

Sole

–

–

AMERICAN EXPRESS CO

COM

Call

–

–

300

Sh.

?

Sole

–

–

–

None

AMERICAN INTL GROUP INC

W EXP 01/19/202

–

265

0.06%

11,252

Sh.

23.55

Sole

–

–

–

None

AMGEN INC

COM

–

2,070

0.46%

14,187

Sh.

145.91

Sole

–

–

–

None

AMGEN INC

COM

–

27

0.01%

178

Sh.

151.69

Defined

#5

Sole

–

–

AMGEN INC

COM

–

214

0.05%

1,456

Sh.

146.98

Defined

#9

Sole

–

–

ANADARKO PETE CORP

COM

–

345

0.08%

4,991

Sh.

69.12

Sole

–

–

–

None

ANADARKO PETE CORP

COM

–

21

0.00%

298

Sh.

70.47

Defined

#5

Sole

–

–

ANNALY CAP MGMT INC

COM

–

121

0.03%

12,110

Sh.

9.99

Sole

–

–

–

None

ANNALY CAP MGMT INC

COM

–

1

0.00%

131

Sh.

≈7.63

Defined

#5

Sole

–

–

ANTHEM INC

COM

–

413

0.09%

2,882

Sh.

143.30

Sole

–

–

–

None

APOLLO INVT CORP

COM

–

99

0.02%

17,034

Sh.

5.81

Sole

–

–

–

None

APPLE INC

COM

–

16,826

3.74%

145,349

Sh.

115.76

Sole

–

–

–

None

APPLE INC

COM

–

127

0.03%

1,095

Sh.

115.98

Defined

#5

Sole

–

–

APPLE INC

COM

–

380

0.08%

3,271

Sh.

116.17

Defined

#9

Sole

–

–

APPLIED MATLS INC

COM

–

892

0.20%

27,474

Sh.

32.47

Sole

–

–

–

None

APPLIED MATLS INC

COM

–

2

0.00%

65

Sh.

≈30.77

Defined

#5

Sole

–

–

AQUA AMERICA INC

COM

–

466

0.10%

15,466

Sh.

30.13

Sole

–

–

–

None

AQUA AMERICA INC

COM

–

53

0.01%

1,762

Sh.

30.08

Defined

#5

Sole

–

–

ARIAD PHARMACEUTICALS INC

COM

–

500

0.11%

40,399

Sh.

12.38

Sole

–

–

–

None

AT&T INC

COM

–

3,710

0.83%

87,129

Sh.

42.58

Sole

–

–

–

None

AT&T INC

COM

–

77

0.02%

1,814

Sh.

42.45

Defined

#5

Sole

–

–

AUTOMATIC DATA PROCESSING IN

COM

–

232

0.05%

2,265

Sh.

102.43

Sole

–

–

–

None

AUTOMATIC DATA PROCESSING IN

COM

–

1

0.00%

14

Sh.

≈71.43

Defined

#5

Sole

–

–

BAKER HUGHES INC

COM

–

345

0.08%

5,318

Sh.

64.87

Sole

–

–

–

None

BANCROFT FUND LTD

COM

–

217

0.05%

10,708

Sh.

20.27

Sole

–

–

–

None

BANK AMER CORP

COM

–

3,792

0.84%

171,167

Sh.

22.15

Sole

–

–

–

None

BANK AMER CORP

COM

Call

–

–

1,700

Sh.

?

Sole

–

–

–

None

BANK AMER CORP

W EXP 01/16/201

–

339

0.08%

34,047

Sh.

9.96

Sole

–

–

–

None

BAXTER INTL INC

COM

–

447

0.10%

10,115

Sh.

44.19

Sole

–

–

–

None

BAXTER INTL INC

COM

–

8

0.00%

164

Sh.

≈48.78

Defined

#5

Sole

–

–

BB&T CORP

COM

–

220

0.05%

4,642

Sh.

47.39

Sole

–

–

–

None

BB&T CORP

COM

–

6

0.00%

127

Sh.

≈47.24

Defined

#5

Sole

–

–

BECTON DICKINSON & CO

COM

–

412

0.09%

2,486

Sh.

165.73

Sole

–

–

–

None

BECTON DICKINSON & CO

COM

–

234

0.05%

1,426

Sh.

164.10

Defined

#9

Sole

–

–

BERKSHIRE HATHAWAY INC DEL

CL A

–

976

0.22%

4

Sh.

244,000.00

Sole

–

–

–

None

BERKSHIRE HATHAWAY INC DEL

CL B NEW

–

346

0.08%

2,135

Sh.

162.06

Sole

–

–

–

None

BIOGEN INC

COM

–

572

0.13%

2,005

Sh.

285.29

Sole

–

–

–

None

BLACKROCK ENH CAP & INC FD I

COM

–

455

0.10%

33,170

Sh.

13.72

Sole

–

–

–

None

BLACKROCK ENHANCED EQT DIV T

COM

–

199

0.04%

24,461

Sh.

8.14

Sole

–

–

–

None

BLACKROCK INCOME TR INC

COM

–

74

0.02%

11,684

Sh.

6.33

Sole

–

–

–

None

BLACKROCK INTL GRWTH & INC T

COM BENE INTER

–

62

0.01%

11,122

Sh.

5.57

Sole

–

–

–

None

BLACKSTONE GROUP L P

COM UNIT LTD

–

749

0.17%

27,686

Sh.

27.05

Sole

–

–

–

None

BLACKSTONE GSO STRATEGIC CR

COM SHS BEN IN

–

162

0.04%

10,619

Sh.

15.26

Sole

–

–

–

None

BOEING CO

COM

–

3,198

0.71%

20,473

Sh.

156.21

Sole

–

–

–

None

BOEING CO

COM

–

17

0.00%

108

Sh.

157.41

Defined

#5

Sole

–

–

BP PLC

SPONSORED ADR

–

355

0.08%

9,437

Sh.

37.62

Sole

–

–

–

None

BRISTOL MYERS SQUIBB CO

COM

–

2,154

0.48%

36,708

Sh.

58.68

Sole

–

–

–

None

BRISTOL MYERS SQUIBB CO

COM

–

11

0.00%

185

Sh.

59.46

Defined

#5

Sole

–

–

CALAMOS CONV & HIGH INCOME F

COM SHS

–

168

0.04%

16,137

Sh.

10.41

Sole

–

–

–

None

CALAMOS CONV OPP AND INC FD

SH BEN INT

–

150

0.03%

14,982

Sh.

10.01

Sole

–

–

–

None

CALAMOS GBL DYN INCOME FUND

COM

–

316

0.07%

45,093

Sh.

7.01

Sole

–

–

–

None

CALAMOS STRATEGIC TOTL RETN

COM SH BEN INT

–

247

0.05%

24,105

Sh.

10.25

Sole

–

–

–

None

CAMPBELL SOUP CO

COM

–

362

0.08%

6,009

Sh.

60.24

Sole

–

–

–

None

CARLISLE COS INC

COM

–

238

0.05%

2,136

Sh.

111.42

Sole

–

–

–

None

CARNIVAL CORP

UNIT 99/99/9999

–

259

0.06%

4,982

Sh.

51.99

Sole

–

–

–

None

CARNIVAL CORP

UNIT 99/99/9999

–

4

0.00%

82

Sh.

≈48.78

Defined

#5

Sole

–

–

CATERPILLAR INC DEL

COM

–

602

0.13%

6,487

Sh.

92.80

Sole

–

–

–

None

CATERPILLAR INC DEL

COM

–

6

0.00%

60

Sh.

≈100.00

Defined

#5

Sole

–

–

CBS CORP NEW

CL B

–

870

0.19%

13,719

Sh.

63.42

Sole

–

–

–

None

CBS CORP NEW

CL B

–

2

0.00%

29

Sh.

≈68.97

Defined

#5

Sole

–

–

CEDAR FAIR L P

DEPOSITRY UNIT

–

239

0.05%

3,725

Sh.

64.16

Sole

–

–

–

None

CELGENE CORP

COM

–

1,147

0.26%

9,891

Sh.

115.96

Sole

–

–

–

None

CELGENE CORP

COM

–

14

0.00%

126

Sh.

111.11

Defined

#5

Sole

–

–

CELGENE CORP

COM

Call

–

–

600

Sh.

?

Sole

–

–

–

None

CENTRAL SECS CORP

COM

–

755

0.17%

34,623

Sh.

21.81

Sole

–

–

–

None

CHENIERE ENERGY INC

COM NEW

–

326

0.07%

7,995

Sh.

40.78

Sole

–

–

–

None

CHENIERE ENERGY INC

COM NEW

–

1

0.00%

28

Sh.

≈35.71

Defined

#5

Sole

–

–

CHENIERE ENERGY INC

COM NEW

Call

8

0.00%

1,000

Sh.

≈8.00

Defined

#5

Sole

–

–

CHEVRON CORP NEW

COM

–

5,631

1.25%

47,759

Sh.

117.90

Sole

–

–

–

None

CHEVRON CORP NEW

COM

–

14

0.00%

119

Sh.

117.65

Defined

#5

Sole

–

–

CHEVRON CORP NEW

COM

–

302

0.07%

2,554

Sh.

118.25

Defined

#9

Sole

–

–

CIGNA CORPORATION

COM

–

688

0.15%

5,184

Sh.

132.72

Sole

–

–

–

None

CISCO SYS INC

COM

–

1,268

0.28%

42,017

Sh.

30.18

Sole

–

–

–

None

CISCO SYS INC

COM

–

45

0.01%

1,494

Sh.

30.12

Defined

#5

Sole

–

–

CISCO SYS INC

COM

Call

–

–

200

Sh.

?

Sole

–

–

–

None

CLAYMORE EXCHANGE TRD FD TR

GUGG S&P SPINOFF

–

1,197

0.27%

27,682

Sh.

43.24

Sole

–

–

–

None

COCA COLA CO

COM

–

2,503

0.56%

60,333

Sh.

41.49

Sole

–

–

–

None

COCA COLA CO

COM

–

5

0.00%

129

Sh.

≈38.76

Defined

#5

Sole

–

–

COCA COLA CO

COM

Call

–

–

600

Sh.

?

Sole

–

–

–

None

COHEN & STEERS INFRASTRUCTUR

COM

–

494

0.11%

25,585

Sh.

19.31

Sole

–

–

–

None

COHEN & STEERS QUALITY RLTY

COM

–

369

0.08%

30,182

Sh.

12.23

Sole

–

–

–

None

COHEN & STEERS TOTAL RETURN

COM

–

136

0.03%

11,299

Sh.

12.04

Sole

–

–

–

None

COLGATE PALMOLIVE CO

COM

–

831

0.18%

12,705

Sh.

65.41

Sole

–

–

–

None

COLGATE PALMOLIVE CO

COM

Call

–

–

200

Sh.

?

Sole

–

–

–

None

COMCAST CORP NEW

CL A

–

1,054

0.23%

15,248

Sh.

69.12

Sole

–

–

–

None

COMCAST CORP NEW

CL A

–

20

0.00%

286

Sh.

69.93

Defined

#5

Sole

–

–

COMPANHIA DE SANEAMENTO BASI

SPONSORED ADR

–

130

0.03%

14,950

Sh.

8.70

Sole

–

–

–

None

COMPANHIA ENERGETICA DE MINA

SP ADR N-V PFD

–

51

0.01%

22,909

Sh.

2.23

Sole

–

–

–

None

CONAGRA BRANDS INC

COM

–

210

0.05%

5,279

Sh.

39.78

Sole

–

–

–

None

CONOCOPHILLIPS

COM

–

734

0.16%

14,567

Sh.

50.39

Sole

–

–

–

None

CONSOLIDATED EDISON INC

COM

–

1,135

0.25%

15,410

Sh.

73.65

Sole

–

–

–

None

CONSOLIDATED EDISON INC

COM

–

74

0.02%

1,000

Sh.

74.00

Defined

#5

Sole

–

–

CONSTELLATION BRANDS INC

CL A

–

207

0.05%

1,347

Sh.

153.67

Sole

–

–

–

None

CONSTELLATION BRANDS INC

CL A

–

3

0.00%

22

Sh.

≈136.36

Defined

#5

Sole

–

–

COSTCO WHSL CORP NEW

COM

–

3,029

0.67%

18,920

Sh.

160.10

Sole

–

–

–

None

COSTCO WHSL CORP NEW

COM

–

17

0.00%

110

Sh.

154.55

Defined

#5

Sole

–

–

COSTCO WHSL CORP NEW

COM

–

222

0.05%

1,381

Sh.

160.75

Defined

#9

Sole

–

–

CREDIT SUISSE ASSET MGMT INC

COM

–

38

0.01%

12,129

Sh.

3.13

Sole

–

–

–

None

CSX CORP

COM

–

1,215

0.27%

33,722

Sh.

36.03

Sole

–

–

–

None

CSX CORP

COM

–

2

0.00%

56

Sh.

≈35.71

Defined

#5

Sole

–

–

CUMMINS INC

COM

–

555

0.12%

4,040

Sh.

137.38

Sole

–

–

–

None

CVS HEALTH CORP

COM

–

860

0.19%

10,815

Sh.

79.52

Sole

–

–

–

None

CVS HEALTH CORP

COM

–

7

0.00%

88

Sh.

≈79.55

Defined

#5

Sole

–

–

DANAHER CORP DEL

COM

–

453

0.10%

5,795

Sh.

78.17

Sole

–

–

–

None

DAVITA INC

COM

–

2,027

0.45%

31,562

Sh.

64.22

Sole

–

–

–

None

DEERE & CO

COM

–

338

0.08%

3,288

Sh.

102.80

Sole

–

–

–

None

DELL TECHNOLOGIES INC

COM CL V

–

807

0.18%

14,650

Sh.

55.09

Sole

–

–

–

None

DELL TECHNOLOGIES INC

COM CL V

–

–

–

18

Sh.

?

Defined

#5

Sole

–

–

DELTA AIR LINES INC DEL

COM NEW

–

884

0.20%

17,981

Sh.

49.16

Sole

–

–

–

None

DELTA AIR LINES INC DEL

COM NEW

Call

–

–

200

Sh.

?

Sole

–

–

–

None

DEVON ENERGY CORP NEW

COM

–

455

0.10%

9,941

Sh.

45.77

Sole

–

–

–

None

DEVON ENERGY CORP NEW

COM

–

6

0.00%

132

Sh.

≈45.45

Defined

#5

Sole

–

–

DIREXION SHS ETF TR

DLY MIDCAP ETF3X

–

366

0.08%

11,291

Sh.

32.42

Sole

–

–

–

None

DISCOVER FINL SVCS

COM

–

467

0.10%

6,505

Sh.

71.79

Sole

–

–

–

None

DISCOVER FINL SVCS

COM

–

17

0.00%

236

Sh.

72.03

Defined

#5

Sole

–

–

DISNEY WALT CO

COM DISNEY

–

2,926

0.65%

28,104

Sh.

104.11

Sole

–

–

–

None

DISNEY WALT CO

COM DISNEY

–

47

0.01%

456

Sh.

103.07

Defined

#5

Sole

–

–

DOLLAR GEN CORP NEW

COM

–

209

0.05%

2,840

Sh.

73.59

Sole

–

–

–

None

DOLLAR GEN CORP NEW

COM

–

1

0.00%

14

Sh.

≈71.43

Defined

#5

Sole

–

–

DOLLAR GEN CORP NEW

COM

Call

–

–

200

Sh.

?

Sole

–

–

–

None

DOLLAR TREE INC

COM

–

230

0.05%

2,978

Sh.

77.23

Sole

–

–

–

None

DOLLAR TREE INC

COM

–

1

0.00%

17

Sh.

≈58.82

Defined

#5

Sole

–

–

DOMINION RES INC VA NEW

COM

–

481

0.11%

6,277

Sh.

76.63

Sole

–

–

–

None

DOMINION RES INC VA NEW

COM

–

153

0.03%

2,000

Sh.

76.50

Defined

#5

Sole

–

–

DOW CHEM CO

COM

–

727

0.16%

12,815

Sh.

56.73

Sole

–

–

–

None

DOW CHEM CO

COM

–

8

0.00%

124

Sh.

≈64.52

Defined

#5

Sole

–

–

DU PONT E I DE NEMOURS & CO

COM

–

1,160

0.26%

15,838

Sh.

73.24

Sole

–

–

–

None

DU PONT E I DE NEMOURS & CO

COM

–

1

0.00%

9

Sh.

≈111.11

Defined

#5

Sole

–

–

EASTMAN CHEM CO

COM

–

232

0.05%

3,067

Sh.

75.64

Sole

–

–

–

None

EASTMAN CHEM CO

COM

–

2

0.00%

21

Sh.

≈95.24

Defined

#5

Sole

–

–

EATON VANCE SH TM DR DIVR IN

COM

–

318

0.07%

22,920

Sh.

13.87

Sole

–

–

–

None

EATON VANCE SR INCOME TR

SH BEN INT

–

263

0.06%

39,200

Sh.

6.71

Sole

–

–

–

None

EATON VANCE TAX MNGD GBL DV

COM

–

86

0.02%

10,727

Sh.

8.02

Sole

–

–

–

None

EATON VANCE TAX MNGD GBL DV

COM

–

9

0.00%

1,100

Sh.

≈8.18

Defined

#5

Sole

–

–

EATON VANCE TX ADV GLBL DIV

COM

–

170

0.04%

11,955

Sh.

14.22

Sole

–

–

–

None

EATON VANCE TX MGD DIV EQ IN

COM

–

236

0.05%

23,179

Sh.

10.18

Sole

–

–

–

None

EATON VANCE TX MNG BY WRT OP

COM

–

300

0.07%

20,197

Sh.

14.85

Sole

–

–

–

None

EATON VANCE TXMGD GL BUYWR O

COM

–

108

0.02%

10,841

Sh.

9.96

Sole

–

–

–

None

EBAY INC

COM

–

644

0.14%

21,615

Sh.

29.79

Sole

–

–

–

None

EBAY INC

COM

–

4

0.00%

150

Sh.

≈26.67

Defined

#5

Sole

–

–

ECOLAB INC

COM

–

203

0.05%

1,745

Sh.

116.33

Sole

–

–

–

None

ECOLAB INC

COM

–

3

0.00%

18

Sh.

≈166.67

Defined

#5

Sole

–

–

EDISON INTL

COM

–

258

0.06%

3,586

Sh.

71.95

Sole

–

–

–

None

EDWARDS LIFESCIENCES CORP

COM

–

342

0.08%

3,639

Sh.

93.98

Sole

–

–

–

None

EDWARDS LIFESCIENCES CORP

COM

–

1

0.00%

16

Sh.

≈62.50

Defined

#5

Sole

–

–

ELLSWORTH GROWTH & INCOME FD

COM

–

710

0.16%

85,753

Sh.

8.28

Sole

–

–

–

None

EMERSON ELEC CO

COM

–

561

0.12%

10,057

Sh.

55.78

Sole

–

–

–

None

EMERSON ELEC CO

COM

–

3

0.00%

55

Sh.

≈54.55

Defined

#5

Sole

–

–

ENERGY TRANSFER PRTNRS L P

UNIT LTD PARTN

–

346

0.08%

9,702

Sh.

35.66

Sole

–

–

–

None

ENERGY TRANSFER PRTNRS L P

UNIT LTD PARTN

–

72

0.02%

2,000

Sh.

36.00

Defined

#5

Sole

–

–

ENTERPRISE PRODS PARTNERS L

COM

–

626

0.14%

23,101

Sh.

27.10

Sole

–

–

–

None

EOG RES INC

COM

–

1,590

0.35%

15,708

Sh.

101.22

Sole

–

–

–

None

EOG RES INC

COM

Call

–

–

100

Sh.

?

Sole

–

–

–

None

ETFS GOLD TR

SHS

–

2,620

0.58%

23,462

Sh.

111.67

Sole

–

–

–

None

EXXON MOBIL CORP

COM

–

2,662

0.59%

29,508

Sh.

90.21

Sole

–

–

–

None

EXXON MOBIL CORP

COM

–

48

0.01%

522

Sh.

91.95

Defined

#5

Sole

–

–

F5 NETWORKS INC

COM

–

265

0.06%

1,852

Sh.

143.09

Sole

–

–

–

None

FACEBOOK INC

CL A

–

3,534

0.79%

30,644

Sh.

115.32

Sole

–

–

–

None

FACEBOOK INC

CL A

–

15

0.00%

130

Sh.

115.38

Defined

#5

Sole

–

–

FACEBOOK INC

CL A

–

235

0.05%

2,029

Sh.

115.82

Defined

#9

Sole

–

–

FEDEX CORP

COM

–

820

0.18%

4,398

Sh.

186.45

Sole

–

–

–

None

FIRST TR ENHANCED EQTY INC F

COM

–

158

0.04%

11,767

Sh.

13.43

Sole

–

–

–

None

FIRST TR EXCHANGE TRADED FD

DORSEY WRT 5 ETF

–

265

0.06%

11,451

Sh.

23.14

Sole

–

–

–

None

FIRST TR EXCHANGE TRADED FD

NO AMER ENERGY

–

313

0.07%

12,375

Sh.

25.29

Sole

–

–

–

None

FIRST TR EXCHANGE TRADED FD

NY ARCA BIOTECH

–

1,224

0.27%

13,449

Sh.

91.01

Sole

–

–

–

None

FIRST TR EXCHANGE TRADED FD

US EQTY OPPT ETF

–

259

0.06%

4,772

Sh.

54.27

Sole

–

–

–

None

FIRST TR MORNINGSTAR DIV LEA

SHS

–

360

0.08%

12,929

Sh.

27.84

Sole

–

–

–

None

FIRST TR VALUE LINE 100 ETF

COM SHS

–

892

0.20%

41,424

Sh.

21.53

Sole

–

–

–

None

FIRST TR VALUE LINE DIVID IN

SHS

–

909

0.20%

32,327

Sh.

28.12

Sole

–

–

–

None

FIRST TR VALUE LINE DIVID IN

SHS

–

399

0.09%

14,225

Sh.

28.05

Defined

#5

Sole

–

–

FLEXSHARES TR

MORNSTAR UPSTR

–

574

0.13%

19,913

Sh.

28.83

Sole

–

–

–

None

FLEXSHARES TR

READY ACC VARI

–

475

0.11%

6,287

Sh.

75.55

Sole

–

–

–

None

FOOT LOCKER INC

COM

–

318

0.07%

4,449

Sh.

71.48

Sole

–

–

–

None

FOOT LOCKER INC

COM

–

2

0.00%

23

Sh.

≈86.96

Defined

#5

Sole

–

–

FORD MTR CO DEL

COM PAR $0.01

–

1,546

0.34%

127,191

Sh.

12.15

Sole

–

–

–

None

FORD MTR CO DEL

COM PAR $0.01

–

5

0.00%

441

Sh.

≈11.34

Defined

#5

Sole

–

–

FORTINET INC

COM

–

548

0.12%

18,252

Sh.

30.02

Sole

–

–

–

None

FRANKS INTL N V

COM

–

371

0.08%

30,411

Sh.

12.20

Sole

–

–

–

None

FRONTIER COMMUNICATIONS CORP

COM

–

38

0.01%

11,456

Sh.

3.32

Sole

–

–

–

None

GABELLI DIVD & INCOME TR

COM

–

493

0.11%

24,636

Sh.

20.01

Sole

–

–

–

None

GABELLI DIVD & INCOME TR

COM

–

24

0.01%

1,157

Sh.

20.74

Defined

#5

Sole

–

–

GABELLI EQUITY TR INC

COM

–

67

0.01%

11,806

Sh.

5.68

Sole

–

–

–

None

GABELLI MULTIMEDIA TR INC

COM

–

203

0.05%

27,848

Sh.

7.29

Sole

–

–

–

None

GENERAL DYNAMICS CORP

COM

–

285

0.06%

1,653

Sh.

172.41

Sole

–

–

–

None

GENERAL DYNAMICS CORP

COM

–

2

0.00%

11

Sh.

≈181.82

Defined

#5

Sole

–

–

GENERAL ELECTRIC CO

COM

–

6,124

1.36%

194,131

Sh.

31.55

Sole

–

–

–

None

GENERAL ELECTRIC CO

COM

–

54

0.01%

1,717

Sh.

31.45

Defined

#5

Sole

–

–

GENERAL MLS INC

COM

–

516

0.11%

8,368

Sh.

61.66

Sole

–

–

–

None

GENERAL MLS INC

COM

–

7

0.00%

110

Sh.

≈63.64

Defined

#5

Sole

–

–

GENESEE & WYO INC

CL A

–

990

0.22%

14,475

Sh.

68.39

Sole

–

–

–

None

GENUINE PARTS CO

COM

–

409

0.09%

4,259

Sh.

96.03

Sole

–

–

–

None

GENUINE PARTS CO

COM

–

10

0.00%

108

Sh.

92.59

Defined

#5

Sole

–

–

GILEAD SCIENCES INC

COM

–

1,368

0.30%

19,083

Sh.

71.69

Sole

–

–

–

None

GILEAD SCIENCES INC

COM

–

10

0.00%

143

Sh.

69.93

Defined

#5

Sole

–

–

GILEAD SCIENCES INC

COM

Call

–

–

600

Sh.

?

Sole

–

–

–

None

GLAXOSMITHKLINE PLC

SPONSORED ADR

–

365

0.08%

9,332

Sh.

39.11

Sole

–

–

–

None

GLAXOSMITHKLINE PLC

SPONSORED ADR

–

7

0.00%

158

Sh.

≈44.30

Defined

#5

Sole

–

–

GLOBAL X FDS

GLB X MLP ENRG I

–

149

0.03%

10,000

Sh.

14.90

Sole

–

–

–

None

GLOBAL X FDS

GLB X SUPERDIV

–

1,405

0.31%

68,178

Sh.

20.61

Sole

–

–

–

None

GLOBALSCAPE INC

COM

–

41

0.01%

10,000

Sh.

4.10

Sole

–

–

–

None

GLOBALSTAR INC

COM

–

79

0.02%

50,000

Sh.

1.58

Sole

–

–

–

None

GOLDMAN SACHS GROUP INC

COM

–

1,302

0.29%

5,448

Sh.

238.99

Sole

–

–

–

None

GOLDMAN SACHS GROUP INC

COM

Put

1

0.00%

200

Sh.

≈5.00

Sole

–

–

–

None

HALLIBURTON CO

COM

–

389

0.09%

7,224

Sh.

53.85

Sole

–

–

–

None

HALLIBURTON CO

COM

–

5

0.00%

83

Sh.

≈60.24

Defined

#5

Sole

–

–

HANCOCK JOHN FINL OPPTYS FD

SH BEN INT NEW

–

417

0.09%

11,479

Sh.

36.33

Sole

–

–

–

None

HANCOCK JOHN TAX-ADV DIV INC

COM

–

288

0.06%

12,469

Sh.

23.10

Sole

–

–

–

None

HARTFORD FINL SVCS GROUP INC

COM

–

1,314

0.29%

27,575

Pr.

47.65

Sole

–

–

–

None

HCA HOLDINGS INC

COM

–

308

0.07%

4,150

Sh.

74.22

Sole

–

–

–

None

HCA HOLDINGS INC

COM

Call

–

–

600

Sh.

?

Sole

–

–

–

None

HERC HLDGS INC

COM

–

259

0.06%

6,461

Sh.

40.09

Sole

–

–

–

None

HERITAGE COMMERCE CORP

COM

–

196

0.04%

13,398

Sh.

14.63

Sole

–

–

–

None

HESS CORP

COM

–

599

0.13%

9,657

Sh.

62.03

Sole

–

–

–

None

HOME DEPOT INC

COM

–

2,672

0.59%

19,963

Sh.

133.85

Sole

–

–

–

None

HOME DEPOT INC

COM

–

28

0.01%

198

Sh.

141.41

Defined

#5

Sole

–

–

HOME DEPOT INC

COM

–

260

0.06%

1,935

Sh.

134.37

Defined

#9

Sole

–

–

HONEYWELL INTL INC

COM

–

1,578

0.35%

13,614

Sh.

115.91

Sole

–

–

–

None

HONEYWELL INTL INC

COM

–

8

0.00%

65

Sh.

≈123.08

Defined

#5

Sole

–

–

HUNTINGTON BANCSHARES INC

COM

–

158

0.04%

11,752

Sh.

13.44

Sole

–

–

–

None

HUNTINGTON BANCSHARES INC

COM

–

2

0.00%

139

Sh.

≈14.39

Defined

#5

Sole

–

–

ILLINOIS TOOL WKS INC

COM

–

284

0.06%

2,323

Sh.

122.26

Sole

–

–

–

None

ILLUMINA INC

COM

–

230

0.05%

1,796

Sh.

128.06

Sole

–

–

–

None

INCYTE CORP

COM

–

276

0.06%

2,746

Sh.

100.51

Sole

–

–

–

None

INDEXIQ ETF TR

HEDGE MLTI ETF

–

1,856

0.41%

64,763

Sh.

28.66

Sole

–

–

–

None

INDEXIQ ETF TR

HEDGE MLTI ETF

–

20

0.00%

686

Sh.

29.15

Defined

#2

Sole

–

–

INDEXIQ ETF TR

HEDGE MLTI ETF

–

160

0.04%

5,507

Sh.

29.05

Defined

#5

Sole

–

–

INTEL CORP

COM

–

2,082

0.46%

57,324

Sh.

36.32

Sole

–

–

–

None

INTEL CORP

COM

–

83

0.02%

2,248

Sh.

36.92

Defined

#5

Sole

–

–

INTEL CORP

COM

Call

–

–

600

Sh.

?

Sole

–

–

–

None

INTERNATIONAL BUSINESS MACHS

COM

–

1,795

0.40%

10,801

Sh.

166.19

Sole

–

–

–

None

INTERNATIONAL BUSINESS MACHS

COM

–

20

0.00%

120

Sh.

166.67

Defined

#5

Sole

–

–

INTL PAPER CO

COM

–

528

0.12%

9,935

Sh.

53.15

Sole

–

–

–

None

INTL PAPER CO

COM

–

5

0.00%

94

Sh.

≈53.19

Defined

#5

Sole

–

–

INTUIT

COM

–

219

0.05%

1,892

Sh.

115.75

Sole

–

–

–

None

INTUITIVE SURGICAL INC

COM NEW

–

1,723

0.38%

2,716

Sh.

634.39

Sole

–

–

–

None

INTUITIVE SURGICAL INC

COM NEW

–

3

0.00%

5

Sh.

≈600.00

Defined

#5

Sole

–

–

INTUITIVE SURGICAL INC

COM NEW

Call

–

–

500

Sh.

?

Sole

–

–

–

None

ISHARES

GLB ENR PROD ETF

–

209

0.05%

10,265

Sh.

20.36

Sole

–

–

–

None

ISHARES

MSCI BRIC INDX

–

628

0.14%

19,707

Sh.

31.87

Sole

–

–

–

None

ISHARES

MSCI BRIC INDX

–

8

0.00%

227

Sh.

≈35.24

Defined

#5

Sole

–

–

ISHARES

MSCI MEX CAP ETF

–

244

0.05%

5,608

Sh.

43.51

Sole

–

–

–

None

ISHARES

MSCI MEX CAP ETF

Call

–

–

200

Sh.

?

Sole

–

–

–

None

ISHARES GOLD TRUST

ISHARES

–

427

0.09%

38,473

Sh.

11.10

Sole

–

–

–

None

ISHARES GOLD TRUST

ISHARES

–

8

0.00%

765

Sh.

≈10.46

Defined

#5

Sole

–

–

ISHARES INC

CORE MSCI EMKT

–

973

0.22%

22,913

Sh.

42.46

Sole

–

–

–

None

ISHARES INC

CORE MSCI EMKT

–

43

0.01%

1,010

Sh.

42.57

Defined

#2

Sole

–

–

ISHARES INC

CORE MSCI EMKT

–

405

0.09%

9,529

Sh.

42.50

Defined

#5

Sole

–

–

ISHARES TR

1-3 YR CR BD ETF

–

236

0.05%

2,251

Sh.

104.84

Sole

–

–

–

None

ISHARES TR

1-3 YR CR BD ETF

–

75

0.02%

712

Sh.

105.34

Defined

#5

Sole

–

–

ISHARES TR

20 YR TR BD ETF

–

1,871

0.42%

15,733

Sh.

118.92

Sole

–

–

–

None

ISHARES TR

20 YR TR BD ETF

–

37

0.01%

309

Sh.

119.74

Defined

#2

Sole

–

–

ISHARES TR

20 YR TR BD ETF

–

309

0.07%

2,594

Sh.

119.12

Defined

#5

Sole

–

–

ISHARES TR

CHINA LG-CAP ETF

–

251

0.06%

7,233

Sh.

34.70

Sole

–

–

–

None

ISHARES TR

CORE MSCI EAFE

–

715

0.16%

13,345

Sh.

53.58

Sole

–

–

–

None

ISHARES TR

CORE MSCI EAFE

–

38

0.01%

717

Sh.

53.00

Defined

#2

Sole

–

–

ISHARES TR

CORE MSCI EAFE

–

363

0.08%

6,769

Sh.

53.63

Defined

#5

Sole

–

–

ISHARES TR

CORE S&P MCP ETF

–

1,193

0.27%

7,191

Sh.

165.90

Sole

–

–

–

None

ISHARES TR

CORE S&P MCP ETF

–

106

0.02%

643

Sh.

164.85

Defined

#5

Sole

–

–

ISHARES TR

CORE S&P SCP ETF

–

2,410

0.54%

17,527

Sh.

137.50

Sole

–

–

–

None

ISHARES TR

CORE S&P SCP ETF

–

58

0.01%

425

Sh.

136.47

Defined

#2

Sole

–

–

ISHARES TR

CORE S&P SCP ETF

–

643

0.14%

4,676

Sh.

137.51

Defined

#5

Sole

–

–

ISHARES TR

CORE S&P TTL STK

–

430

0.10%

8,370

Sh.

51.37

Sole

–

–

–

None

ISHARES TR

CORE S&P500 ETF

–

3,749

0.83%

16,670

Sh.

224.90

Sole

–

–

–

None

ISHARES TR

CORE S&P500 ETF

–

119

0.03%

531

Sh.

224.11

Defined

#2

Sole

–

–

ISHARES TR

CORE S&P500 ETF

–

1,058

0.24%

4,713

Sh.

224.49

Defined

#5

Sole

–

–

ISHARES TR

CORE ST USDB ETF

–

287

0.06%

5,702

Sh.

50.33

Sole

–

–

–

None

ISHARES TR

CORE US AGGBD ET

–

4,906

1.09%

45,317

Sh.

108.26

Sole

–

–

–

None

ISHARES TR

CORE US AGGBD ET

–

19

0.00%

177

Sh.

107.34

Defined

#2

Sole

–

–

ISHARES TR

CORE US AGGBD ET

–

165

0.04%

1,525

Sh.

108.20

Defined

#5

Sole

–

–

ISHARES TR

EAFE SML CP ETF

–

306

0.07%

6,134

Sh.

49.89

Sole

–

–

–

None

ISHARES TR

EAFE SML CP ETF

–

23

0.01%

467

Sh.

49.25

Defined

#5

Sole

–

–

ISHARES TR

EUROPE ETF

–

413

0.09%

10,607

Sh.

38.94

Sole

–

–

–

None

ISHARES TR

IBOXX HI YD ETF

–

439

0.10%

5,078

Sh.

86.45

Sole

–

–

–

None

ISHARES TR

IBOXX INV CP ETF

–

257

0.06%

2,199

Sh.

116.87

Sole

–

–

–

None

ISHARES TR

INTERM CR BD ETF

–

295

0.07%

2,695

Sh.

109.46

Sole

–

–

–

None

ISHARES TR

INTERM CR BD ETF

–

24

0.01%

221

Sh.

108.60

Defined

#3

Sole

–

–

ISHARES TR

INTERM CR BD ETF

–

111

0.02%

1,028

Sh.

107.98

Defined

#5

Sole

–

–

ISHARES TR

MBS ETF

–

315

0.07%

2,970

Sh.

106.06

Sole

–

–

–

None

ISHARES TR

MBS ETF

–

81

0.02%

758

Sh.

106.86

Defined

#2

Sole

–

–

ISHARES TR

MBS ETF

–

38

0.01%

353

Sh.

107.65

Defined

#3

Sole

–

–

ISHARES TR

MBS ETF

–

249

0.06%

2,343

Sh.

106.27

Defined

#5

Sole

–

–

ISHARES TR

MIN VOL EAFE ETF

–

1,299

0.29%

21,261

Sh.

61.10

Sole

–

–

–

None

ISHARES TR

MSCI EAFE ETF

–

595

0.13%

10,334

Sh.

57.58

Sole

–

–

–

None

ISHARES TR

MSCI EMG MKT ETF

–

549

0.12%

15,439

Sh.

35.56

Sole

–

–

–

None

ISHARES TR

NASDQ BIOTEC ETF

–

317

0.07%

1,187

Sh.

267.06

Sole

–

–

–

None

ISHARES TR

NASDQ BIOTEC ETF

–

5

0.00%

16

Sh.

≈312.50

Defined

#5

Sole

–

–

ISHARES TR

RUS 1000 GRW ETF

–

837

0.19%

7,975

Sh.

104.95

Sole

–

–

–

None

ISHARES TR

RUS 1000 GRW ETF

–

223

0.05%

2,123

Sh.

105.04

Defined

#2

Sole

–

–

ISHARES TR

RUS 1000 GRW ETF

–

475

0.11%

4,536

Sh.

104.72

Defined

#5

Sole

–

–

ISHARES TR

RUS 1000 VAL ETF

–

804

0.18%

7,197

Sh.

111.71

Sole

–

–

–

None

ISHARES TR

RUS 1000 VAL ETF

–

248

0.06%

2,210

Sh.

112.22

Defined

#2

Sole

–

–

ISHARES TR

RUS 1000 VAL ETF

–

617

0.14%

5,506

Sh.

112.06

Defined

#5

Sole

–

–

ISHARES TR

RUS MID-CAP ETF

–

672

0.15%

3,773

Sh.

178.11

Sole

–

–

–

None

ISHARES TR

RUS MID-CAP ETF

–

173

0.04%

967

Sh.

178.90

Defined

#2

Sole

–

–

ISHARES TR

RUS MID-CAP ETF

–

242

0.05%

1,352

Sh.

178.99

Defined

#5

Sole

–

–

ISHARES TR

RUSSELL 2000 ETF

–

699

0.16%

5,174

Sh.

135.10

Sole

–

–

–

None

ISHARES TR

RUSSELL 2000 ETF

–

59

0.01%

435

Sh.

135.63

Defined

#2

Sole

–

–

ISHARES TR

RUSSELL 2000 ETF

–

67

0.01%

496

Sh.

135.08

Defined

#5

Sole

–

–

ISHARES TR

RUSSELL 2000 ETF

Call

4

0.00%

3,100

Sh.

≈1.29

Sole

–

–

–

None

ISHARES TR

RUSSELL 2000 ETF

Put

–

–

19,200

Sh.

?

Sole

–

–

–

None

ISHARES TR

S&P 500 GRWT ETF

–

1,516

0.34%

12,433

Sh.

121.93

Sole

–

–

–

None

ISHARES TR

S&P 500 VAL ETF

–

336

0.07%

3,318

Sh.

101.27

Sole

–

–

–

None

ISHARES TR

S&P MC 400GR ETF

–

279

0.06%

1,539

Pr.

181.29

Sole

–

–

–

None

ISHARES TR

SELECT DIVID ETF

–

1,061

0.24%

11,985

Sh.

88.53

Sole

–

–

–

None

ISHARES TR

SELECT DIVID ETF

–

230

0.05%

2,596

Sh.

88.60

Defined

#5

Sole

–

–

ISHARES TR

SHRT NAT MUN ETF

–

141

0.03%

1,330

Sh.

106.02

Sole

–

–

–

None

ISHARES TR

SHRT NAT MUN ETF

–

49

0.01%

462

Sh.

106.06

Defined

#2

Sole

–

–

ISHARES TR

SHRT NAT MUN ETF

–

31

0.01%

293

Sh.

105.80

Defined

#3

Sole

–

–

ISHARES TR

SHRT NAT MUN ETF

–

203

0.05%

1,939

Sh.

104.69

Defined

#5

Sole

–

–

ISHARES TR

SHRT TRS BD ETF

–

2,251

0.50%

20,390

Sh.

110.40

Sole

–

–

–

None

ISHARES TR

SHRT TRS BD ETF

–

5

0.00%

37

Sh.

≈135.14

Defined

#5

Sole

–

–

ISHARES TR

SP SMCP600GR ETF

–

779

0.17%

5,161

Sh.

150.94

Sole

–

–

–

None

ISHARES TR

SP SMCP600GR ETF

–

16

0.00%

108

Sh.

148.15

Defined

#5

Sole

–

–

ISHARES TR

SP SMCP600VL ETF

–

213

0.05%

1,527

Sh.

139.49

Sole

–

–

–

None

ISHARES TR

U.S. AER&DEF ETF

–

259

0.06%

1,836

Sh.

141.07

Sole

–

–

–

None

ISHARES TR

U.S. FINLS ETF

–

249

0.06%

2,475

Sh.

100.61

Sole

–

–

–

None

ISHARES TR

U.S. FINLS ETF

–

66

0.01%

646

Sh.

102.17

Defined

#5

Sole

–

–

ISHARES TR

U.S. PFD STK ETF

–

873

0.19%

23,411

Sh.

37.29

Sole

–

–

–

None

ISHARES TR

U.S. REAL ES ETF

–

231

0.05%

3,020

Sh.

76.49

Sole

–

–

–

None

ISHARES TR

US HLTHCR PR ETF

–

435

0.10%

3,411

Sh.

127.53

Sole

–

–

–

None

ISHARES TR

US HOME CONS ETF

–

447

0.10%

16,405

Pr.

27.25

Sole

–

–

–

None

ISHARES TR

USA ESG SLCT ETF

–

137

0.03%

1,480

Sh.

92.57

Sole

–

–

–

None

ISHARES TR

USA ESG SLCT ETF

–

190

0.04%

2,072

Sh.

91.70

Defined

#5

Sole

–

–

JETBLUE AIRWAYS CORP

COM

–

626

0.14%

27,983

Sh.

22.37

Sole

–

–

–

None

JOHNSON & JOHNSON

COM

–

3,439

0.77%

29,805

Sh.

115.38

Sole

–

–

–

None

JOHNSON & JOHNSON

COM

–

15

0.00%

131

Sh.

114.50

Defined

#5

Sole

–

–

JOHNSON & JOHNSON

COM

–

223

0.05%

1,942

Sh.

114.83

Defined

#9

Sole

–

–

JPMORGAN CHASE & CO

COM

–

2,317

0.52%

26,819

Sh.

86.39

Sole

–

–

–

None

JPMORGAN CHASE & CO

COM

–

126

0.03%

1,463

Sh.

86.12

Defined

#5

Sole

–

–

JPMORGAN CHASE & CO

W EXP 10/28/201

–

329

0.07%

7,433

Sh.

44.26

Sole

–

–

–

None

KANSAS CITY SOUTHERN

COM NEW

–

593

0.13%

6,995

Sh.

84.77

Sole

–

–

–

None

KANSAS CITY SOUTHERN

COM NEW

–

3

0.00%

40

Sh.

≈75.00

Defined

#5

Sole

–

–

KELLOGG CO

COM

–

244

0.05%

3,314

Sh.

73.63

Sole

–

–

–

None

KEYCORP NEW

COM

–

552

0.12%

30,222

Sh.

18.26

Sole

–

–

–

None

KIMBERLY CLARK CORP

COM

–

898

0.20%

7,908

Sh.

113.56

Sole

–

–

–

None

KIMBERLY CLARK CORP

COM

–

17

0.00%

153

Sh.

111.11

Defined

#5

Sole

–

–

KKR & CO L P DEL

COM UNITS

–

674

0.15%

43,836

Sh.

15.38

Sole

–

–

–

None

KROGER CO

COM

–

219

0.05%

6,290

Sh.

34.82

Sole

–

–

–

None

KROGER CO

COM

–

1

0.00%

31

Sh.

≈32.26

Defined

#5

Sole

–

–

LADENBURG THALMAN FIN SVCS I

COM

–

28

0.01%

11,609

Sh.

2.41

Defined

#5

Sole

–

–

LAM RESEARCH CORP

COM

–

775

0.17%

7,304

Sh.

106.11

Sole

–

–

–

None

LAM RESEARCH CORP

COM

–

7

0.00%

62

Sh.

≈112.90

Defined

#5

Sole

–

–

LAS VEGAS SANDS CORP

COM

–

284

0.06%

5,341

Sh.

53.17

Sole

–

–

–

None

LENNAR CORP

CL A

–

327

0.07%

7,634

Sh.

42.83

Sole

–

–

–

None

LENNAR CORP

CL A

Call

–

–

2,400

Sh.

?

Sole

–

–

–

None

LIBERTY ALL STAR EQUITY FD

SH BEN INT

–

447

0.10%

86,883

Sh.

5.14

Sole

–

–

–

None

LIBERTY ALL-STAR GROWTH FD I

COM

–

42

0.01%

10,470

Sh.

4.01

Sole

–

–

–

None

LILLY ELI & CO

COM

–

909

0.20%

12,364

Sh.

73.52

Sole

–

–

–

None

LILLY ELI & CO

COM

–

2

0.00%

32

Sh.

≈62.50

Defined

#5

Sole

–

–

LINCOLN NATL CORP IND

COM

–

229

0.05%

3,481

Sh.

65.79

Sole

–

–

–

None

LOCKHEED MARTIN CORP

COM

–

1,073

0.24%

4,339

Sh.

247.29

Sole

–

–

–

None

LOCKHEED MARTIN CORP

COM

–

16

0.00%

67

Sh.

238.81

Defined

#5

Sole

–

–

LOWES COS INC

COM

–

874

0.19%

12,350

Sh.

70.77

Sole

–

–

–

None

LOWES COS INC

COM

–

7

0.00%

97

Sh.

≈72.16

Defined

#5

Sole

–

–

LOWES COS INC

COM

Call

–

–

200

Sh.

?

Sole

–

–

–

None

MACQUARIE GLBL INFRA TOTL RE

COM

–

256

0.06%

12,905

Sh.

19.84

Sole

–

–

–

None

MAGELLAN MIDSTREAM PRTNRS LP

COM UNIT RP LP

–

305

0.07%

4,008

Sh.

76.10

Sole

–

–

–

None

MAIN STREET CAPITAL CORP

COM

–

330

0.07%

8,955

Sh.

36.85

Sole

–

–

–

None

MARATHON PETE CORP

COM

–

772

0.17%

15,351

Sh.

50.29

Sole

–

–

–

None

MARATHON PETE CORP

COM

–

2

0.00%

42

Sh.

≈47.62

Defined

#5

Sole

–

–

MARRIOTT INTL INC NEW

CL A

–

620

0.14%

7,497

Sh.

82.70

Sole

–

–

–

None

MARTIN MARIETTA MATLS INC

COM

–

580

0.13%

2,621

Sh.

221.29

Sole

–

–

–

None

MARTIN MARIETTA MATLS INC

COM

–

265

0.06%

1,201

Sh.

220.65

Defined

#9

Sole

–

–

MASCO CORP

COM

–

329

0.07%

10,514

Sh.

31.29

Sole

–

–

–

None

MASTERCARD INCORPORATED

CL A

–

660

0.15%

6,433

Sh.

102.60

Sole

–

–

–

None

MASTERCARD INCORPORATED

CL A

–

2

0.00%

16

Sh.

≈125.00

Defined

#5

Sole

–

–

MCDERMOTT INTL INC

COM

–

471

0.10%

63,900

Sh.

7.37

Sole

–

–

–

None

MCDONALDS CORP

COM

–

959

0.21%

7,925

Sh.

121.01

Sole

–

–

–

None

MCDONALDS CORP

COM

–

4

0.00%

31

Sh.

≈129.03

Defined

#5

Sole

–

–

MCKESSON CORP

COM

–

457

0.10%

3,258

Sh.

140.27

Sole

–

–

–

None

MCKESSON CORP

COM

–

1

0.00%

5

Sh.

≈200.00

Defined

#5

Sole

–

–

MERCK & CO INC

COM

–

1,011

0.22%

17,143

Sh.

58.97

Sole

–

–

–

None

MERCK & CO INC

COM

–

23

0.01%

398

Sh.

57.79

Defined

#5

Sole

–

–

METLIFE INC

COM

–

665

0.15%

12,362

Sh.

53.79

Sole

–

–

–

None

METLIFE INC

COM

–

6

0.00%

107

Sh.

≈56.07

Defined

#5

Sole

–

–

MFS INTER INCOME TR

SH BEN INT

–

86

0.02%

19,370

Sh.

4.44

Sole

–

–

–

None

MICRON TECHNOLOGY INC

COM

–

241

0.05%

10,897

Sh.

22.12

Sole

–

–

–

None

MICROSOFT CORP

COM

–

6,726

1.50%

108,265

Sh.

62.13

Sole

–

–

–

None

MICROSOFT CORP

COM

–

43

0.01%

664

Sh.

64.76

Defined

#5

Sole

–

–

MICROSOFT CORP

COM

–

241

0.05%

3,907

Sh.

61.68

Defined

#9

Sole

–

–

MICROSOFT CORP

COM

Call

–

–

500

Sh.

?

Sole

–

–

–

None

MOHAWK INDS INC

COM

–

431

0.10%

2,151

Sh.

200.37

Sole

–

–

–

None

MOHAWK INDS INC

COM

–

2

0.00%

9

Sh.

≈222.22

Defined

#5

Sole

–

–

MONDELEZ INTL INC

CL A

–

982

0.22%

22,211

Sh.

44.21

Sole

–

–

–

None

MONSANTO CO NEW

COM

–

638

0.14%

5,984

Sh.

106.62

Sole

–

–

–

None

MONSANTO CO NEW

COM

–

23

0.01%

221

Sh.

104.07

Defined

#5

Sole

–

–

MORGAN STANLEY

COM NEW

–

856

0.19%

20,395

Sh.

41.97

Sole

–

–

–

None

MORGAN STANLEY

COM NEW

–

2

0.00%

45

Sh.

≈44.44

Defined

#5

Sole

–

–

MORGAN STANLEY

COM NEW

Call

–

–

200

Sh.

?

Sole

–

–

–

None

NAVIENT CORP

COM

–

457

0.10%

27,828

Sh.

16.42

Sole

–

–

–

None

NETFLIX INC

COM

–

1,456

0.32%

11,775

Sh.

123.65

Sole

–

–

–

None

NETFLIX INC

COM

–

289

0.06%

2,314

Sh.

124.89

Defined

#9

Sole

–

–

NIKE INC

CL B

–

1,117

0.25%

22,031

Sh.

50.70

Sole

–

–

–

None

NIKE INC

CL B

–

2

0.00%

40

Sh.

≈50.00

Defined

#5

Sole

–

–

NORDSTROM INC

COM

–

553

0.12%

11,473

Sh.

48.20

Sole

–

–

–

None

NORFOLK SOUTHERN CORP

COM

–

298

0.07%

2,745

Sh.

108.56

Sole

–

–

–

None

NORFOLK SOUTHERN CORP

COM

–

4

0.00%

34

Sh.

≈117.65

Defined

#5

Sole

–

–

NORTHROP GRUMMAN CORP

COM

–

247

0.05%

1,063

Sh.

232.36

Sole

–

–

–

None

NORTHROP GRUMMAN CORP

COM

–

3

0.00%

12

Sh.

≈250.00

Defined

#5

Sole

–

–

NOVARTIS A G

SPONSORED ADR

–

479

0.11%

6,582

Sh.

72.77

Sole

–

–

–

None

NOVARTIS A G

SPONSORED ADR

–

5

0.00%

65

Sh.

≈76.92

Defined

#5

Sole

–

–

NOVARTIS A G

SPONSORED ADR

–

1

0.00%

20

Sh.

≈50.00

Defined

#7

Sole

–

–

NUCOR CORP

COM

–

221

0.05%

3,697

Sh.

59.78

Sole

–

–

–

None

NUVEEN AMT FREE QLTY MUN INC

COM

–

540

0.12%

40,491

Sh.

13.34

Sole

–

–

–

None

NUVEEN CA QUALTY MUN INCOME

COM

–

533

0.12%

37,694

Sh.

14.14

Sole

–

–

–

None

NUVEEN CR STRATEGIES INCM FD

COM SHS

–

258

0.06%

28,925

Sh.

8.92

Sole

–

–

–

None

NVIDIA CORP

COM

–

2,838

0.63%

26,518

Sh.

107.02

Sole

–

–

–

None

NVIDIA CORP

COM

–

111

0.02%

1,040

Sh.

106.73

Defined

#5

Sole

–

–

NVIDIA CORP

COM

Call

1a

0.00%

200

Sh.

6.00

Sole

–

–

–

None

NVIDIA CORP

COM

Call

6a

0.00%

1,600

Sh.

3.88

Defined

#5

Sole

–

–

OAKTREE CAP GROUP LLC

UNIT CL A

–

223

0.05%

5,861

Sh.

38.05

Sole

–

–

–

None

OCCIDENTAL PETE CORP DEL

COM

–

590

0.13%

8,320

Sh.

70.91

Sole

–

–

–

None

OCCIDENTAL PETE CORP DEL

COM

–

3

0.00%

40

Sh.

≈75.00

Defined

#5

Sole

–

–

OCLARO INC

COM NEW

–

246

0.05%

27,300

Sh.

9.01

Sole

–

–

–

None

OFFICE DEPOT INC

COM

–

74

0.02%

15,875

Sh.

4.66

Sole

–

–

–

None

OMNICOM GROUP INC

COM

–

495

0.11%

5,826

Sh.

84.96

Sole

–

–

–

None

ORACLE CORP

COM

–

914

0.20%

23,702

Sh.

38.56

Sole

–

–

–

None

ORACLE CORP

COM

–

25

0.01%

668

Sh.

37.43

Defined

#5

Sole

–

–

ORASURE TECHNOLOGIES INC

COM

–

200

0.04%

22,900

Sh.

8.73

Sole

–

–

–

None

PACCAR INC

COM

–

492

0.11%

7,712

Sh.

63.80

Sole

–

–

–

None

PACIFIC BIOSCIENCES CALIF IN

COM

–

40

0.01%

10,250

Sh.

3.90

Sole

–

–

–

None

PALO ALTO NETWORKS INC

COM

–

270

0.06%

2,117

Sh.

127.54

Sole

–

–

–

None

PANERA BREAD CO

CL A

–

261

0.06%

1,268

Sh.

205.84

Sole

–

–

–

None

PENNANTPARK INVT CORP

COM

–

99

0.02%

12,967

Sh.

7.63

Sole

–

–

–

None

PENNEY J C INC

COM

–

278

0.06%

33,910

Sh.

8.20

Sole

–

–

–

None

PEPSICO INC

COM

–

1,464

0.33%

14,045

Sh.

104.24

Sole

–

–

–

None

PEPSICO INC

COM

–

3

0.00%

29

Sh.

≈103.45

Defined

#5

Sole

–

–

PEPSICO INC

COM

Call

–

–

100

Sh.

?

Sole

–

–

–

None

PFIZER INC

COM

–

2,250

0.50%

69,693

Sh.

32.28

Sole

–

–

–

None

PFIZER INC

COM

–

10

0.00%

322

Sh.

31.06

Defined

#5

Sole

–

–

PFIZER INC

COM

Call

–

–

600

Sh.

?

Sole

–

–

–

None

PG&E CORP

COM

–

390

0.09%

6,419

Sh.

60.76

Sole

–

–

–

None

PG&E CORP

COM

–

5

0.00%

77

Sh.

≈64.94

Defined

#5

Sole

–

–

PHILIP MORRIS INTL INC

COM

–

861

0.19%

9,494

Sh.

90.69

Sole

–

–

–

None

PHILIP MORRIS INTL INC

COM

–

19

0.00%

206

Sh.

92.23

Defined

#5

Sole

–

–

PHILLIPS 66

COM

–

792

0.18%

9,234

Sh.

85.77

Sole

–

–

–

None

PHILLIPS 66

COM

–

2

0.00%

21

Sh.

≈95.24

Defined

#5

Sole

–

–

PIMCO ETF TR

25YR+ ZERO U S

–

2,032

0.45%

18,711

Sh.

108.60

Sole

–

–

–

None

PIMCO HIGH INCOME FD

COM SHS

–

210

0.05%

23,075

Sh.

9.10

Sole

–

–

–

None

PINNACLE FINL PARTNERS INC

COM

–

757

0.17%

10,921

Sh.

69.32

Sole

–

–

–

None

PINNACLE FOODS INC DEL

COM

–

327

0.07%

6,120

Sh.

53.43

Sole

–

–

–

None

PINNACLE WEST CAP CORP

COM

–

417

0.09%

5,344

Sh.

78.03

Sole

–

–

–

None

PIONEER HIGH INCOME TR

COM

–

141

0.03%

13,999

Sh.

10.07

Sole

–

–

–

None

PNC FINL SVCS GROUP INC

COM

–

567

0.13%

4,819

Sh.

117.66

Sole

–

–

–

None

PNC FINL SVCS GROUP INC

COM

–

9

0.00%

69

Sh.

≈130.43

Defined

#5

Sole

–

–

PNC FINL SVCS GROUP INC

COM

–

175

0.04%

1,503

Sh.

116.43

Defined

#9

Sole

–

–

POTASH CORP SASK INC

COM

–

467

0.10%

25,714

Sh.

18.16

Sole

–

–

–

None

POWERSHARES DB CMDTY IDX TRA

UNIT BEN INT

–

1,070

0.24%

67,262

Sh.

15.91

Sole

–

–

–

None

POWERSHARES DB CMDTY IDX TRA

UNIT BEN INT

–

7

0.00%

442

Sh.

≈15.84

Defined

#5

Sole

–

–

POWERSHARES ETF TR II

S&P500 LOW VOL

–

472

0.11%

11,373

Sh.

41.50

Sole

–

–

–

None

POWERSHARES ETF TRUST

DIV ACHV PRTF

–

989

0.22%

43,176

Sh.

22.91

Sole

–

–

–

None

POWERSHARES ETF TRUST

DWA MOMENTUM PTF

–

3,001

0.67%

71,582

Sh.

41.92

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYN BIOT & GEN

–

1,081

0.24%

27,618

Pr.

39.14

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYN PHRMA PORT

–

852

0.19%

15,140

Sh.

56.27

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYNA BUYBK ACH

–

259

0.06%

5,101

Sh.

50.77

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYNAMIC MKT PT

–

2,433

0.54%

30,216

Sh.

80.52

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYNAMIC OTC PT

–

1,981

0.44%

25,310

Sh.

78.27

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYNM LRG CP GR

–

1,599

0.36%

50,063

Sh.

31.94

Sole

–

–

–

None

POWERSHARES ETF TRUST

DYNM LRG CP VL

–

518

0.12%

15,503

Sh.

33.41

Sole

–

–

–

None

POWERSHARES ETF TRUST

FINL PFD PTFL

–

438

0.10%

24,556

Sh.

17.84

Sole

–

–

–

None

POWERSHARES ETF TRUST

FTSE RAFI 1000

–

2,368

0.53%

23,858

Sh.

99.25

Sole

–

–

–

None

POWERSHARES ETF TRUST

FTSE US1500 SM

–

601

0.13%

5,217

Sh.

115.20

Sole

–

–

–

None

POWERSHARES ETF TRUST

HI YLD EQ DVDN

–

570

0.13%

33,841

Pr.

16.84

Sole

–

–

–

None

POWERSHARES ETF TRUST

INTL DIV ACHV

–

769

0.17%

53,581

Sh.

14.35

Sole

–

–

–

None

POWERSHARES ETF TRUST

RUSSELL 2000 GRW

–

680

0.15%

26,084

Sh.

26.07

Sole

–

–

–

None

POWERSHARES ETF TRUST

RUSSELL 2000 VAL

–

336

0.07%

11,070

Sh.

30.35

Sole

–

–

–

None

POWERSHARES ETF TRUST

RUSSELL MID GRW

–

2,261

0.50%

72,979

Sh.

30.98

Sole

–

–

–

None

POWERSHARES ETF TRUST

RUSSELL MID VAL

–

367

0.08%

11,767

Sh.

31.19

Sole

–

–

–

None

POWERSHARES ETF TRUST

S&P 500 QLTY PRT

–

918

0.20%

35,439

Sh.

25.90

Sole

–

–

–

None

POWERSHARES ETF TRUST

ZACKS MC PRTFL

–

478

0.11%

25,460

Sh.

18.77

Sole

–

–

–

None

POWERSHARES ETF TRUST II

DWA DEVMKTMOM PT

–

206

0.05%

9,966

Sh.

20.67

Sole

–

–

–

None

POWERSHARES ETF TRUST II

DWA EMKT MOM PTF

–

185

0.04%

12,724

Sh.

14.54

Sole

–

–

–

None

POWERSHARES ETF TRUST II

SENIOR LN PORT

–

132

0.03%

5,660

Sh.

23.32

Sole

–

–

–

None

POWERSHARES ETF TRUST II

SENIOR LN PORT

–

20

0.00%

852

Sh.

23.47

Defined

#3

Sole

–

–

POWERSHARES ETF TRUST II

SENIOR LN PORT

–

123

0.03%

5,267

Sh.

23.35

Defined

#5

Sole

–

–

POWERSHARES QQQ TRUST

UNIT SER 1

–

6,506

1.45%

54,846

Sh.

118.62

Sole

–

–

–

None

POWERSHARES QQQ TRUST

UNIT SER 1

–

384

0.09%

3,257

Sh.

117.90

Defined

#5

Sole

–

–

PPL CORP

COM

–

263

0.06%

7,786

Sh.

33.78

Sole

–

–

–

None

PPL CORP

COM

–

177

0.04%

5,200

Sh.

34.04

Defined

#5

Sole

–

–

PRAXAIR INC

COM

–

211

0.05%

1,763

Sh.

119.68

Sole

–

–

–

None

PRICELINE GRP INC

COM NEW

–

1,017

0.23%

701

Sh.

1,450.78

Sole

–

–

–

None

PRICELINE GRP INC

COM NEW

–

3

0.00%

2

Sh.

≈1,500.00

Defined

#5

Sole

–

–

PRICELINE GRP INC

COM NEW

–

276

0.06%

188

Sh.

1,468.09

Defined

#9

Sole

–

–

PROCTER AND GAMBLE CO

COM

–

2,392

0.53%

28,441

Sh.

84.10

Sole

–

–

–

None

PROCTER AND GAMBLE CO

COM

–

19

0.00%

218

Sh.

87.16

Defined

#5

Sole

–

–

PROSHARES TR

MDCP 400 DIVID

–

510

0.11%

10,167

Sh.

50.16

Sole

–

–

–

None

PROSHARES TR

MDCP 400 DIVID

–

33

0.01%

646

Sh.

51.08

Defined

#5

Sole

–

–

PROSHARES TR

MSCI EMRG ETF

–

561

0.12%

10,921

Sh.

51.37

Sole

–

–

–

None

PROSHARES TR

PSHS ULT MCAP400

–

1,736

0.39%

18,420

Sh.

94.25

Sole

–

–

–

None

PROSHARES TR

PSHS ULT S&P 500

–

1,482

0.33%

19,446

Sh.

76.21

Sole

–

–

–

None

PROSHARES TR

PSHS ULTRA QQQ

–

1,905

0.42%

22,055

Sh.

86.37

Sole

–

–

–

None

PROSHARES TR

PSHS ULTRUSS2000

–

1,499

0.33%

13,459

Sh.

111.38

Sole

–

–

–

None

PROSHARES TR

RUSS 2000 DIVD

–

596

0.13%

11,117

Sh.

53.61

Sole

–

–

–

None

PROSHARES TR

RUSS 2000 DIVD

–

–

–

2

Sh.

?

Defined

#5

Sole

–

–

PROSHARES TR

S&P 500 DV ARIST

–

258

0.06%

4,810

Sh.

53.64

Sole

–

–

–

None

PRUDENTIAL FINL INC

COM

–

1,455

0.32%

14,037

Sh.

103.65

Sole

–

–

–

None

PRUDENTIAL FINL INC

COM

–

5

0.00%

52

Sh.

≈96.15

Defined

#5

Sole

–

–

PUBLIC STORAGE

COM

–

538

0.12%

2,407

Sh.

223.51

Sole

–

–

–

None

PULTE GROUP INC

COM

–

222

0.05%

12,027

Sh.

18.46

Sole

–

–

–

None

QORVO INC

COM

–

355

0.08%

6,734

Sh.

52.72

Sole

–

–

–

None

QUAKER CHEM CORP

COM

–

205

0.05%

1,600

Sh.

128.13

Sole

–

–

–

None

QUAKER CHEM CORP

COM

–

4

0.00%

25

Sh.

≈160.00

Defined

#5

Sole

–

–

QUALCOMM INC

COM

–

2,176

0.48%

33,236

Sh.

65.47

Sole

–

–

–

None

QUALCOMM INC

COM

–

41

0.01%

613

Sh.

66.88

Defined

#5

Sole

–

–

RADIAN GROUP INC

COM

–

393

0.09%

22,024

Sh.

17.84

Sole

–

–

–

None

RADIAN GROUP INC

COM

–

2

0.00%

89

Sh.

≈22.47

Defined

#5

Sole

–

–

RAYTHEON CO

COM NEW

–

748

0.17%

5,247

Sh.

142.56

Sole

–

–

–

None

RAYTHEON CO

COM NEW

–

2

0.00%

17

Sh.

≈117.65

Defined

#5

Sole

–

–

REALTY INCOME CORP

COM

–

252

0.06%

4,382

Sh.

57.51

Sole

–

–

–

None

RED HAT INC

COM

–

265

0.06%

3,825

Sh.

69.28

Sole

–

–

–

None

REGENERON PHARMACEUTICALS

COM

–

267

0.06%

720

Sh.

370.83

Sole

–

–

–

None

REYNOLDS AMERICAN INC

COM

–

296

0.07%

5,240

Sh.

56.49

Sole

–

–

–

None

REYNOLDS AMERICAN INC

COM

–

3

0.00%

57

Sh.

≈52.63

Defined

#5

Sole

–

–

RITE AID CORP

COM

–

572

0.13%

70,817

Sh.

8.08

Sole

–

–

–

None

RITE AID CORP

COM

–

8

0.00%

1,000

Sh.

≈8.00

Defined

#5

Sole

–

–

ROYAL BK CDA MONTREAL QUE

COM

–

737

0.16%

10,901

Sh.

67.61

Sole

–

–

–

None

ROYAL BK SCOTLAND GROUP PLC

SPONS ADR 2 ORD

–

107

0.02%

19,272

Sh.

5.55

Sole

–

–

–

None

ROYCE MICRO-CAP TR INC

COM

–

309

0.07%

38,041

Sh.

8.12

Sole

–

–

–

None

RYDEX ETF TRUST

GUG S&P500 EQ WT

–

1,535

0.34%

17,781

Sh.

86.33

Sole

–

–

–

None

RYDEX ETF TRUST

GUG S&P500 PU VA

–

248

0.06%

4,221

Sh.

58.75

Sole

–

–

–

None

RYDEX ETF TRUST

GUG S&P500EQWTEN

–

874

0.19%

13,733

Sh.

63.64

Sole

–

–

–

None

RYDEX ETF TRUST

GUG S&P500EQWTFI

–

268

0.06%

7,417

Sh.

36.13

Sole

–

–

–

None

RYDEX ETF TRUST

GUG S&P500EQWTHC

–

287

0.06%

1,963

Sh.

146.20

Sole

–

–

–

None

RYDEX ETF TRUST

GUG S&P500EQWTTE

–

994

0.22%

9,198

Sh.

108.07

Sole

–

–

–

None

RYDEX ETF TRUST

GUGGENHM S&P 500

–

1,077

0.24%

6,822

Sh.

157.87

Sole

–

–

–

None

SALESFORCE COM INC

COM

–

640

0.14%

9,287

Sh.

68.91

Sole

–

–

–

None

SALESFORCE COM INC

COM

–

4

0.00%

53

Sh.

≈75.47

Defined

#5

Sole

–

–

SALESFORCE COM INC

COM

–

196

0.04%

2,847

Sh.

68.84

Defined

#9

Sole

–

–

SCHLUMBERGER LTD

COM

–

1,483

0.33%

17,631

Sh.

84.11

Sole

–

–

–

None

SCHLUMBERGER LTD

COM

–

13

0.00%

146

Sh.

89.04

Defined

#5

Sole

–

–

SCHWAB CHARLES CORP NEW

COM

–

260

0.06%

6,536

Sh.

39.78

Sole

–

–

–

None

SCHWAB STRATEGIC TR

EMRG MKTEQ ETF

–

268

0.06%

12,910

Sh.

20.76

Sole

–

–

–

None

SCHWAB STRATEGIC TR

INTL EQTY ETF

–

476

0.11%

17,323

Sh.

27.48

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US AGGREGATE B

–

607

0.14%

11,733

Sh.

51.73

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US BRD MKT ETF

–

1,751

0.39%

32,403

Sh.

54.04

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US DIVIDEND EQ

–

1,309

0.29%

30,108

Sh.

43.48

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US LCAP GR ETF

–

2,408

0.54%

42,983

Sh.

56.02

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US LRG CAP ETF

–

467

0.10%

8,824

Sh.

52.92

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US MID-CAP ETF

–

252

0.06%

5,527

Sh.

45.59

Sole

–

–

–

None

SCHWAB STRATEGIC TR

US SML CAP ETF

–

209

0.05%

3,403

Sh.

61.42

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI CONS DISCR

–

845

0.19%

10,468

Sh.

80.72

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI CONS STPLS

–

979

0.22%

18,915

Sh.

51.76

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI HEALTHCARE

–

903

0.20%

13,068

Sh.

69.10

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI INT-ENERGY

–

2,636

0.59%

34,858

Sh.

75.62

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI INT-FINL

–

2,296

0.51%

99,427

Sh.

23.09

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI INT-FINL

Call

–

–

400

Sh.

?

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI INT-INDS

–

2,311

0.51%

37,452

Sh.

61.71

Sole

–

–

–

None

SELECT SECTOR SPDR TR

SBI MATERIALS

–

300

0.07%

6,057

Sh.

49.53

Sole

–

–

–

None

SELECT SECTOR SPDR TR

TECHNOLOGY

–

2,132

0.47%

44,077

Sh.

48.37

Sole

–

–

–

None

SEMPRA ENERGY

COM

–

794

0.18%

7,900

Sh.

100.51

Sole

–

–

–

None

SEMPRA ENERGY

COM

–

101

0.02%

1,000

Sh.

101.00

Defined

#5

Sole

–

–

SHERWIN WILLIAMS CO

COM

–

405

0.09%

1,523

Sh.

265.92

Sole

–

–

–

None

SHERWIN WILLIAMS CO

COM

–

5

0.00%

17

Sh.

≈294.12

Defined

#5

Sole

–

–

SHERWIN WILLIAMS CO

COM

–

208

0.05%

782

Sh.

265.98

Defined

#9

Sole

–

–

SKYWORKS SOLUTIONS INC

COM

–

481

0.11%

6,421

Sh.

74.91

Sole

–

–

–

None

SKYWORKS SOLUTIONS INC

COM

–

3

0.00%

43

Sh.

≈69.77

Defined

#5

Sole

–

–

SKYWORKS SOLUTIONS INC

COM

Call

–

–

200

Sh.

?

Sole

–

–

–

None

SOUTHERN CO

COM

–

545

0.12%

10,998

Sh.

49.55

Sole

–

–

–

None

SOUTHERN NATL BANCORP OF VA

COM

–

820

0.18%

50,153

Sh.

16.35

Sole

–

–

–

None

SOUTHWEST AIRLS CO

COM

–

938

0.21%

18,951

Sh.

49.50

Sole

–

–

–

None

SOUTHWEST AIRLS CO

COM

–

8

0.00%

163

Sh.

≈49.08

Defined

#5

Sole

–

–

SPDR DOW JONES INDL AVRG ETF

UT SER 1

–

243

0.05%

1,228

Sh.

197.88

Sole

–

–

–

None

SPDR GOLD TRUST

GOLD SHS

–

1,104

0.25%

10,015

Sh.

110.23

Sole

–

–

–

None

SPDR GOLD TRUST

GOLD SHS

–

59

0.01%

545

Sh.

108.26

Defined

#5

Sole

–

–

SPDR INDEX SHS FDS

DJ GLB RL ES ETF

–

1,062

0.24%

22,698

Sh.

46.79

Sole

–

–

–

None

SPDR INDEX SHS FDS

DJ GLB RL ES ETF

–

7

0.00%

144

Sh.

≈48.61

Defined

#5

Sole

–

–

SPDR S&P 500 ETF TR

TR UNIT

–

6,799

1.51%

30,452

Sh.

223.27

Sole

–

–

–

None

SPDR S&P 500 ETF TR

TR UNIT

–

27

0.01%

118

Sh.

228.81

Defined

#5

Sole

–

–

SPDR S&P 500 ETF TR

TR UNIT

Put

–

–

8,000

Sh.

?

Sole

–

–

–

None

SPDR SER TR

BLOOMBERG SRT TR

–

406

0.09%

14,694

Sh.

27.63

Sole

–

–

–

None

SPDR SERIES TRUST

BLMBRG BRC CNVRT

–

413

0.09%

9,030

Sh.

45.74

Sole

–

–

–

None

SPDR SERIES TRUST

BLOMBERG INTL TR

–

1,313

0.29%

50,349

Sh.

26.08

Sole

–

–

–

None

SPDR SERIES TRUST

BLOMBERG INTL TR

–

11

0.00%

364

Sh.

30.22

Defined

#5

Sole

–

–

SPDR SERIES TRUST

BLOMBRG BRC AGRT

–

323

0.07%

5,664

Sh.

57.03

Sole

–

–

–

None

SPDR SERIES TRUST

BLOMBRG BRC AGRT

–

121

0.03%

2,132

Sh.

56.75

Defined

#2

Sole

–

–

SPDR SERIES TRUST

BLOMBRG BRC AGRT

–

185

0.04%

3,249

Sh.

56.94

Defined

#5

Sole

–

–

SPDR SERIES TRUST

BLOOMBERG LNG TR

–

1,673

0.37%

24,289

Sh.

68.88

Sole

–

–

–

None

SPDR SERIES TRUST

BLOOMBERG LNG TR

–

90

0.02%

1,305

Sh.

68.97

Defined

#5

Sole

–

–

SPDR SERIES TRUST

BLOOMBERG LNG TR

–

27

0.01%

388

Sh.

69.59

Defined

#6

Sole

–

–

SPDR SERIES TRUST

MORGAN TECH ETF

–

438

0.10%

7,255

Sh.

60.37

Sole

–

–

–

None

SPDR SERIES TRUST

S&P BK ETF

–

320

0.07%

7,431

Pr.

43.06

Sole

–

–

–

None

SPDR SERIES TRUST

S&P DIVID ETF

–

1,678

0.37%

19,531

Sh.

85.91

Sole

–

–

–

None

SPDR SERIES TRUST

S&P DIVID ETF

–

24

0.01%

284

Sh.

84.51

Defined

#3

Sole

–

–

SPDR SERIES TRUST

S&P DIVID ETF

–

6

0.00%

69

Sh.

≈86.96

Defined

#5

Sole

–

–

SPDR SERIES TRUST

S&P HOMEBUILD

–

686

0.15%

20,154

Sh.

34.04

Sole

–

–

–

None

SPDR SERIES TRUST

S&P HOMEBUILD

Call

–

–

100

Sh.

?

Sole

–

–

–

None

SPDR SERIES TRUST

S&P RETAIL ETF

–

637

0.14%

14,530

Sh.

43.84

Sole

–

–

–

None

SPDR SERIES TRUST

S&P SEMICNDCTR

–

249

0.06%

4,450

Sh.

55.96

Sole

–

–

–

None

SPROTT PHYSICAL GOLD TRUST

UNIT

–

202

0.04%

21,592

Sh.

9.36

Sole

–

–

–

None

SSGA ACTIVE ETF TR

SPDR TR TACTIC

–

883

0.20%

18,262

Sh.

48.35

Sole

–

–

–

None

SSGA ACTIVE ETF TR

SPDR TR TACTIC

–

59

0.01%

1,227

Sh.

48.08

Defined

#5

Sole

–

–

STANLEY BLACK & DECKER INC

COM

–

449

0.10%

3,962

Sh.

113.33

Sole

–

–

–

None

STANLEY BLACK & DECKER INC

COM

–

10

0.00%

87

Sh.

114.94

Defined

#5

Sole

–

–

STAPLES INC

COM

–

108

0.02%

11,983

Sh.

9.01

Sole

–

–

–

None

STARBUCKS CORP

COM

–

6,515

1.45%

117,318

Sh.

55.53

Sole

–

–

–

None

STARBUCKS CORP

COM

–

77

0.02%

1,380

Sh.

55.80

Defined

#5

Sole

–

–

STARBUCKS CORP

COM

–

241

0.05%

4,350

Sh.

55.40

Defined

#9

Sole

–

–

STRYKER CORP

COM

–

503

0.11%

4,224

Sh.

119.08

Sole

–

–

–

None

STRYKER CORP

COM

–

6

0.00%

52

Sh.

≈115.38

Defined

#5

Sole

–

–

SUNTRUST BKS INC

COM

–

569

0.13%

10,358

Sh.

54.93

Sole

–

–

–

None

SUNTRUST BKS INC

COM

–

6

0.00%

109

Sh.

≈55.05

Defined

#5

Sole

–

–

SYSCO CORP

COM

–

292

0.06%

5,259

Sh.

55.52

Sole

–

–

–

None

SYSCO CORP

COM

–

2

0.00%

35

Sh.

≈57.14

Defined

#5

Sole

–

–

TARGA RES CORP

COM

–

71

0.02%

1,259

Sh.

56.39

Sole

–

–

–

None

TARGA RES CORP

COM

–

174

0.04%

3,100

Sh.

56.13

Defined

#5

Sole

–

–

TARGET CORP

COM

–

593

0.13%

8,201

Sh.

72.31

Sole

–

–

–

None

TARGET CORP

COM

–

4

0.00%

63

Sh.

≈63.49

Defined

#5

Sole

–

–

TASER INTL INC

COM

–

957

0.21%

39,696

Sh.

24.11

Sole

–

–

–

None

TCW STRATEGIC INCOME FUND IN

COM

–

1,325

0.29%

249,197

Sh.

5.32

Sole

–

–

–

None

TESLA MTRS INC

COM

–

626

0.14%

2,960

Sh.

211.49

Sole

–

–

–

None

TESLA MTRS INC

COM

–

13

0.00%

60

Sh.

216.67

Defined

#5

Sole

–

–

TESORO CORP

COM

–

422

0.09%

4,854

Sh.

86.94

Sole

–

–

–

None

TEXAS INSTRS INC

COM

–

989

0.22%

13,576

Sh.

72.85

Sole

–

–

–

None

TEXAS INSTRS INC

COM

–

1,508

0.34%

20,667

Sh.

72.97

Defined

#5

Sole

–

–

THERMO FISHER SCIENTIFIC INC

COM

–

249

0.06%

1,754

Sh.

141.96

Sole

–

–

–

None

THERMO FISHER SCIENTIFIC INC

COM

–

2

0.00%

14

Sh.

≈142.86

Defined

#5

Sole

–

–

TJX COS INC NEW

COM

–

241

0.05%

3,165

Sh.

76.15

Sole

–

–

–

None

TJX COS INC NEW

COM

–

609

0.14%

8,102

Sh.

75.17

Defined

#5

Sole

–

–

TORTOISE ENERGY INFRA CORP

COM

–

301

0.07%

9,822

Sh.

30.65

Sole

–

–

–

None

TOTAL S A

SPONSORED ADR

–

329

0.07%

6,434

Sh.

51.13

Sole

–

–

–

None

TRANSCANADA CORP

COM

–

194

0.04%

4,300

Sh.

45.12

Sole

–

–

–

None

TRANSCANADA CORP

COM

–

135

0.03%

3,000

Sh.

45.00

Defined

#5

Sole

–

–

TRAVELERS COMPANIES INC

COM

–

1,219

0.27%

10,015

Sh.

121.72

Sole

–

–

–

None

TRAVELERS COMPANIES INC

COM

–

38

0.01%

305

Sh.

124.59

Defined

#5

Sole

–

–

TRIBUNE MEDIA CO

CL A

–

335

0.07%

9,690

Sh.

34.57

Sole

–

–

–

None

TRINA SOLAR LIMITED

SPON ADR

–

108

0.02%

11,505

Sh.

9.39

Sole

–

–

–

None

TWENTY FIRST CENTY FOX INC

CL A

–

551

0.12%

19,564

Sh.

28.16

Sole

–

–

–

None

TWENTY FIRST CENTY FOX INC

CL A

–

–

–

17

Sh.

?

Defined

#5

Sole

–

–

TWITTER INC

COM

–

326

0.07%

19,816

Sh.

16.45

Sole

–

–

–

None

TWITTER INC

COM

–

31

0.01%

1,914

Sh.

16.20

Defined

#5

Sole

–

–

TYSON FOODS INC

CL A

–

289

0.06%

4,686

Sh.

61.67

Sole

–

–

–

None

TYSON FOODS INC

CL A

–

124

0.03%

2,000

Sh.

62.00

Defined

#5

Sole

–

–

UBS AG LONDON BRH

ETRAC ALER MLP

–

237

0.05%

11,898

Sh.

19.92

Sole

–

–

–

None

ULTA SALON COSMETCS & FRAG I

COM

–

282

0.06%

1,107

Sh.

254.74

Sole

–

–

–

None

ULTA SALON COSMETCS & FRAG I

COM

–

2

0.00%

7

Sh.

≈285.71

Defined

#5

Sole

–

–

UNION PAC CORP

COM

–

920

0.20%

8,967

Sh.

102.60

Sole

–

–

–

None

UNION PAC CORP

COM

–

14

0.00%

134

Sh.

104.48

Defined

#5

Sole

–

–

UNITED PARCEL SERVICE INC

CL B

–

1,798

0.40%

15,756

Sh.

114.12

Sole

–

–

–

None

UNITED PARCEL SERVICE INC

CL B

–

2

0.00%

15

Sh.

≈133.33

Defined

#5

Sole

–

–

UNITED PARCEL SERVICE INC

CL B

–

219

0.05%

1,895

Sh.

115.57

Defined

#9

Sole

–

–

UNITED PARCEL SERVICE INC

CL B

Call

–

–

100

Sh.

?

Sole

–

–

–

None

UNITED RENTALS INC

COM

–

1,284

0.29%

12,168

Sh.

105.52

Sole

–

–

–

None

UNITED RENTALS INC

COM

–

2

0.00%

22

Sh.

≈90.91

Defined

#5

Sole

–

–

UNITED TECHNOLOGIES CORP

COM

–

1,077

0.24%

9,834

Sh.

109.52

Sole

–

–

–

None

UNITED TECHNOLOGIES CORP

COM

–

14

0.00%

124

Sh.

112.90

Defined

#5

Sole

–

–

UNITED TECHNOLOGIES CORP

COM

–

198

0.04%

1,824

Sh.

108.55

Defined

#9

Sole

–

–

UNITED TECHNOLOGIES CORP

COM

Call

–

–

100

Sh.

?

Sole

–

–

–

None

UNITEDHEALTH GROUP INC

COM

–

860

0.19%

5,380

Sh.

159.85

Sole

–

–

–

None

UNITEDHEALTH GROUP INC

COM

–

15

0.00%

92

Sh.

163.04

Defined

#5

Sole

–

–

US BANCORP DEL

COM NEW

–

1,032

0.23%

20,188

Sh.

51.12

Sole

–

–

–

None

US BANCORP DEL

COM NEW

–

5

0.00%

92

Sh.

≈54.35

Defined

#5

Sole

–

–

US BANCORP DEL

COM NEW

–

202

0.04%

3,965

Sh.

50.95

Defined

#9

Sole

–

–

V F CORP

COM

–

205

0.05%

3,877

Sh.

52.88

Sole

–

–

–

None

V F CORP

COM

–

2

0.00%

36

Sh.

≈55.56

Defined

#5

Sole

–

–

VAIL RESORTS INC

COM

–

287

0.06%

1,797

Sh.

159.71

Sole

–

–

–

None

VALERO ENERGY CORP NEW

COM

–

1,161

0.26%

17,044

Sh.

68.12

Sole

–

–

–

None

VALERO ENERGY CORP NEW

COM

–

13

0.00%

195

Sh.

66.67

Defined

#5

Sole

–

–

VANGUARD BD INDEX FD INC

INTERMED TERM

–

1,005

0.22%

12,098

Sh.

83.07

Sole

–

–

–

None

VANGUARD BD INDEX FD INC

INTERMED TERM

–

37

0.01%

447

Sh.

82.77

Defined

#5

Sole

–

–

VANGUARD BD INDEX FD INC

SHORT TRM BOND

–

517

0.12%

6,513

Sh.

79.38

Sole

–

–

–

None

VANGUARD BD INDEX FD INC

SHORT TRM BOND

–

140

0.03%

1,765

Sh.

79.32

Defined

#2

Sole

–

–

VANGUARD BD INDEX FD INC

SHORT TRM BOND

–

227

0.05%

2,859

Sh.

79.40

Defined

#5

Sole

–

–

VANGUARD BD INDEX FD INC

TOTAL BND MRKT

–

250

0.06%

3,092

Sh.

80.85

Sole

–

–

–

None

VANGUARD CHARLOTTE FDS

INTL BD IDX ETF

–

552

0.12%

10,150

Sh.

54.38

Sole

–

–

–

None

VANGUARD INDEX FDS

GROWTH ETF

–

302

0.07%

2,703

Sh.

111.73

Sole

–

–

–

None

VANGUARD INDEX FDS

GROWTH ETF

–

51

0.01%

453

Sh.

112.58

Defined

#5

Sole

–

–

VANGUARD INDEX FDS

MCAP VL IDXVIP

–

237

0.05%

2,431

Sh.

97.49

Sole

–

–

–

None

VANGUARD INDEX FDS

MCAP VL IDXVIP

–

8

0.00%

82

Sh.

≈97.56

Defined

#5

Sole

–

–

VANGUARD INDEX FDS

MID CAP ETF

–

397

0.09%

3,011

Sh.

131.85

Sole

–

–

–

None

VANGUARD INDEX FDS

MID CAP ETF

–

35

0.01%

268

Sh.

130.60

Defined

#5

Sole

–

–

VANGUARD INDEX FDS

REIT ETF

–

1,293

0.29%

15,657

Sh.

82.58

Sole

–

–

–

None

VANGUARD INDEX FDS

REIT ETF

–

140

0.03%

1,696

Sh.

82.55

Defined

#2

Sole

–

–

VANGUARD INDEX FDS

REIT ETF

–

24

0.01%

288

Sh.

83.33

Defined

#3

Sole

–

–

VANGUARD INDEX FDS

REIT ETF

–

324

0.07%

3,937

Sh.

82.30

Defined

#5

Sole

–

–

VANGUARD INDEX FDS

SM CP VAL ETF

–

292

0.06%

2,404

Sh.

121.46

Sole

–

–

–

None

VANGUARD INDEX FDS

SMALL CP ETF

–

319

0.07%

2,485

Sh.

128.37

Sole

–

–

–

None

VANGUARD INDEX FDS

SMALL CP ETF

–

36

0.01%

277

Sh.

129.96

Defined

#5

Sole

–

–

VANGUARD INDEX FDS

TOTAL STK MKT

–

6,930

1.54%

60,117

Sh.

115.28

Sole

–

–

–

None

VANGUARD INDEX FDS

TOTAL STK MKT

–

62

0.01%

530

Sh.

116.98

Defined

#5

Sole

–

–

VANGUARD INDEX FDS

VALUE ETF

–

1,680

0.37%

18,048

Sh.

93.09

Sole

–

–

–

None

VANGUARD INDEX FDS

VALUE ETF

–

80

0.02%

864

Sh.

92.59

Defined

#5

Sole

–

–

VANGUARD INTL EQUITY INDEX F

ALLWRLD EX US

–

2,565

0.57%

58,008

Sh.

44.22

Sole

–

–

–

None

VANGUARD INTL EQUITY INDEX F

ALLWRLD EX US

–

120

0.03%

2,710

Sh.

44.28

Defined

#2

Sole

–

–

VANGUARD INTL EQUITY INDEX F

ALLWRLD EX US

–

225

0.05%

5,104

Sh.

44.08

Defined

#5

Sole

–

–

VANGUARD INTL EQUITY INDEX F

FTSE EMR MKT ETF

–

703

0.16%

19,493

Sh.

36.06

Sole

–

–

–

None

VANGUARD INTL EQUITY INDEX F

FTSE EMR MKT ETF

–

60

0.01%

1,684

Sh.

35.63

Defined

#2

Sole

–

–

VANGUARD INTL EQUITY INDEX F

FTSE EMR MKT ETF

–

67

0.01%

1,864

Sh.

35.94

Defined

#5

Sole

–

–

VANGUARD INTL EQUITY INDEX F

FTSE EUROPE ETF

–

755

0.17%

15,767

Sh.

47.88

Sole

–

–

–

None

VANGUARD INTL EQUITY INDEX F

FTSE EUROPE ETF

–

16

0.00%

331

Sh.

48.34

Defined

#5

Sole

–

–

VANGUARD NAT RES LLC

COM UNIT

–

8

0.00%

13,632

Sh.

≈0.59

Sole

–

–

–

None

VANGUARD SCOTTSDALE FDS

SHRT TRM CORP BD

–

770

0.17%

9,692

Sh.

79.45

Sole

–

–

–

None

VANGUARD SPECIALIZED PORTFOL

DIV APP ETF

–

910

0.20%

10,650

Sh.

85.45

Sole

–

–

–

None

VANGUARD TAX MANAGED INTL FD

FTSE DEV MKT ETF

–

311

0.07%

8,565

Sh.

36.31

Sole

–

–

–

None

VANGUARD TAX MANAGED INTL FD

FTSE DEV MKT ETF

–

61

0.01%

1,676

Sh.

36.40

Defined

#5

Sole

–

–

VANGUARD WHITEHALL FDS INC

HIGH DIV YLD

–

812

0.18%

10,654

Sh.

76.22

Sole

–

–

–

None

VANGUARD WORLD FDS

CONSUM STP ETF

–

339

0.08%

2,551

Sh.

132.89

Sole

–

–

–

None

VANGUARD WORLD FDS

HEALTH CAR ETF

–

403

0.09%

3,167

Sh.

127.25

Sole

–

–

–

None

VANGUARD WORLD FDS

INF TECH ETF

–

516

0.11%

4,254

Sh.

121.30

Sole

–

–

–

None

VERISIGN INC

COM

–

217

0.05%

2,850

Sh.

76.14

Sole

–

–

–

None

VERIZON COMMUNICATIONS INC

COM

–

3,789

0.84%

71,053

Sh.

53.33

Sole

–

–

–

None

VERIZON COMMUNICATIONS INC

COM

–

78

0.02%

1,466

Sh.

53.21

Defined

#5

Sole

–

–

VERTEX PHARMACEUTICALS INC

COM

–

400

0.09%

5,391

Sh.

74.20

Sole

–

–

–

None

VERTEX PHARMACEUTICALS INC

COM

Call

–

–

800

Sh.

?

Sole

–

–

–

None

VIACOM INC NEW

CL B

–

366

0.08%

10,373

Sh.

35.28

Sole

–

–

–

None

VISA INC

COM CL A

–

1,273

0.28%

16,391

Sh.

77.66

Sole

–

–

–

None

VISA INC

COM CL A

–

10

0.00%

138

Sh.

72.46

Defined

#5

Sole

–

–

VISA INC

COM CL A

–

219

0.05%

2,833

Sh.

77.30

Defined

#9

Sole

–

–

WABCO HLDGS INC

COM

–

264

0.06%

2,467

Sh.

107.01

Sole

–

–

–

None

WAL-MART STORES INC

COM

–

1,063

0.24%

15,350

Sh.

69.25

Sole

–

–

–

None

WAL-MART STORES INC

COM

–

30

0.01%

432

Sh.

69.44

Defined

#5

Sole

–

–

WAL-MART STORES INC

COM

–

192

0.04%

2,798

Sh.

68.62

Defined

#9

Sole

–

–

WELLS FARGO & CO NEW

COM

–

1,508

0.34%

27,329

Sh.

55.18

Sole

–

–

–

None

WELLS FARGO & CO NEW

COM

–

22

0.00%

407

Sh.

54.05

Defined

#5

Sole

–

–

WESTERN DIGITAL CORP

COM

–

485

0.11%

7,177

Sh.

67.58

Sole

–

–

–

None

WEYERHAEUSER CO

COM

–

859

0.19%

28,457

Sh.

30.19

Sole

–

–

–

None

WISDOMTREE TR

DIV EX-FINL FD

–

1,146

0.25%

14,229

Sh.

80.54

Sole

–

–

–

None

WISDOMTREE TR

EARNING 500 FD

–

296

0.07%

3,805

Pr.

77.79

Sole

–

–

–

None

WISDOMTREE TR

HIGH DIV FD

–

1,391

0.31%

20,769

Sh.

66.97

Sole

–

–

–

None

WISDOMTREE TR

INTL DIV EX FINL

–

239

0.05%

6,434

Sh.

37.15

Sole

–

–

–

None

WISDOMTREE TR

INTL LRGCAP DV

–

690

0.15%

16,194

Sh.

42.61

Sole

–

–

–

None

WISDOMTREE TR

INTL MIDCAP DV

–

233

0.05%

4,170

Sh.

55.88

Sole

–

–

–

None

WISDOMTREE TR

JAPN HEDGE EQT

–

964

0.21%

19,421

Sh.

49.64

Sole

–

–

–

None

WISDOMTREE TR

LARGECAP DIVID

–

491

0.11%

6,129

Sh.

80.11

Sole

–

–

–

None

WISDOMTREE TR

MDCP EARN FUND

–

1,308

0.29%

12,770

Sh.

102.43

Sole

–

–

–

None

WISDOMTREE TR

MIDCAP DIVI FD

–

1,153

0.26%

12,305

Sh.

93.70

Sole

–

–

–

None

WISDOMTREE TR

MIDCAP DIVI FD

–

111

0.02%

1,181

Sh.

93.99

Defined

#5

Sole

–

–

WISDOMTREE TR

SMALLCAP DIVID

–

708

0.16%

8,567

Sh.

82.64

Sole

–

–

–

None

WISDOMTREE TR

SMALLCAP DIVID

–

35

0.01%

433

Sh.

80.83

Defined

#5

Sole

–

–

WISDOMTREE TR

SMLCAP EARN FD

–

492

0.11%

4,997

Sh.

98.46

Sole

–

–

–

None

WISDOMTREE TR

TOTAL DIVID FD

–

1,159

0.26%

14,265

Sh.

81.25

Sole

–

–

–

None

WISDOMTREE TR

TTL EARNING FD

–

338

0.08%

4,234

Sh.

79.83

Sole

–

–

–

None

WISDOMTREE TR

US QTLY DIV GRT

–

273

0.06%

8,345

Sh.

32.71

Sole

–

–

–

None

WYNN RESORTS LTD

COM

–

244

0.05%

2,846

Sh.

85.73

Sole

–

–

–

None

XILINX INC

COM

–

706

0.16%

11,701

Sh.

60.34

Sole

–

–

–

None

YAHOO INC

COM

–

1,880

0.42%

48,382

Sh.

38.86

Sole

–

–

–

None

YAHOO INC

COM

–

39

0.01%

1,000

Sh.

39.00

Defined

#5

Sole

–

–

YUM BRANDS INC

COM

–

272

0.06%

4,320

Sh.

62.96

Sole

–

–

–

None

YUM BRANDS INC

COM

–

4

0.00%

68

Sh.

≈58.82

Defined

#5

Sole

–

–

ZIONS BANCORPORATION

COM

–

368

0.08%

8,510

Sh.

43.24

Sole

–

–

–

None

ZIONS BANCORPORATION

COM

–

275

0.06%

6,405

Sh.

42.94

Defined

#9

Sole

–

–

— 368 Issuers —

— 523 Issues —

— 780 Holdings: $449,491,400ª —

— 7 Managersº —

____________
ª The market values of 2 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings. [ Show Data As Filed ]
º Other Included Managers with whom investment discretion is shared as to any Holding: 6 Other Included Managers [ 3 Not Allocated Above ]

Other Included Manager

Securities

Assets Managed

ID

SEC File #

Related Manager

Issuers

Issues

Holdings

$1000s

Of Above

#2:

—

Adhesion Wealth Advisor Solutions

9

18

18

1,748

0.4%

#3:

—

Allianz Global Investors

4

6

6

161

0.0%

#5:

IL

176

210

210

15,261

3.4%

#6:

—

Frontier Growth & Income

1

1

1

27

0.0%

#7:

GA

Invesco Advisers

1

1

1

1

0.0%

#9:

—

Sitrin

23

23

23

5,442

1.2%

See: Recent Holdings Reports for this and Related Money Managers

Additional Information: Proxy voting authority for managers 1-10 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.

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