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Nearby ZIP Codes: 9218x · 921xx · 92xxx |
As Of | Filer / Issuer | Symbol† (Prices) | Latest Filings | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
As: Filer | Re: Issuer | ||||||||||||
Active in the Past Month (since 4/17/24): | |||||||||||||
4/18/24 |
| National Steel & Shipbuilding Co. | S-3ASR | FWP OLD | |||||||||
— 1 — | |||||||||||||
Active in the Past Quarter (since 2/17/24): | |||||||||||||
2/29/24 |
| Aga Anshooman | 4 | — | |||||||||
— 1 — | |||||||||||||
Active in the Past Year (since 5/17/23): | |||||||||||||
6/2/23 |
| Norris Steven John | 4 | — | |||||||||
— 1 — | |||||||||||||
Not Active in the Past Year (prior to 5/17/23): | All Filings are OLD | ||||||||||||
2022 |
| First Allied Securities, Inc. | MA-W | — | |||||||||
2021 |
| Cubic Corp./DE | 15-12B | 4 | |||||||||
2021 |
| Hamby Janice M. | 4 | — | |||||||||
2021 |
| Williams Rhys V | 4 | — | |||||||||
2020 |
| Twyman Michael R. | 4 | — | |||||||||
2018 |
| Buss David H. | 4 | — | |||||||||
2016 |
| First Allied Asset Management, Inc. [ formerly Advanced Equities Asset Management, Inc. ] | 13F-HR | — | |||||||||
2016 |
| Toti William J | 4 | — | |||||||||
2006 |
| Blue James N | 4 | — | |||||||||
2002 |
| Tradewell Discount Investing, LLC [ formerly Tradewell Discount Investing LLC/BD ] | X-17A-5 | — | |||||||||
1995 |
| Pacific Corinthian Variable Fund [ formerly Shearson Vip Fund ] | NSAR-AT | — | |||||||||
— 11 — | |||||||||||||
________ † Market: Symbols source: SEC | |||||||||||||
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