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SEC #7
DC
SEC # 9999999997

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526,724 SEC Filings
from 7/1/92 to 4/26/24 (Yesterday)

List All Filings

Most-Recent Filing:

‘1/A’ — Amendment to Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1 — Filed as: Regulator — Filed by: Nasdaq BX, Inc.

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notifications of all

Filings involving SEC #7 (none to date as: Filer / Owner / Issuer)

Forms
, Documents
& Exhibits
in 1,416 Filings
Filed as: Regulator

Latest Filing		Type	Category		Documents

6/16/06	OLD	CB	Ownership:	Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB OLD	637
6/16/06	OLD	F-X	Registration:	Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD	231
2/17/06	OLD	40-17F2	Update:	Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2 OLD	9
9/9/05	OLD	PX14A6G	Proxy:	Notices of Exempt Non-Management Proxy Solicitations OLD	63
5/10/05	OLD	SC 13D	Ownership:	Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD	242
2/17/05	OLD	SC 13G	Ownership:	Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD	167
10/27/04	OLD	U-7D	Update:	Certificates re: Leases of Utility Facilities — Form U-7D OLD	3
6/9/03	OLD	SC TO-C	Ownership:	Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD	15
11/4/02	OLD	SC 13E3	Ownership:	Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 OLD	7
10/30/02	OLD	SC14D9C	Ownership:	Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C OLD	14
10/30/02	OLD	425	Registration:	Prospectuses and Communications – Mergers OLD	21
10/29/02	OLD	F-N	Registration:	Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD	2
10/22/02	OLD	SC TO-T	Ownership:	Tender-Offer Statements by Third Parties — Schedule TO OLD	29
10/10/02	OLD	SC 14D9	Ownership:	Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9 OLD	9
9/26/02	OLD	40-17F1	Update:	Certificates of Accounting of Securities of Investment Companies in the Custody of Members of National Securities Exchanges — Form N-17f-1 OLD	3
9/12/02	OLD	SC TO-I	Ownership:	Tender-Offer Statements by Issuers — Schedule TO OLD	5
6/12/02	OLD	SC14D1F	Ownership:	Tender-Offer Statements by Canadian Third Parties — Schedule 14D-1F OLD	3
3/8/02	OLD	SC14D9F	Ownership:	Tender-Offer Solicitation/Recommendation Statement by a Canadian Issuer — Schedule 14D-9F OLD	1

Filings History

Year		# of Filings

2024		2,083
2023		4,595
2022		4,681
2021		5,383
2020		5,542
2019		7,446
2018		8,865
2017		10,176
2016		10,933
2015		14,756
2014		15,059
2013		16,400
2012		14,320
2011		16,283
2010		18,493
2009		26,556
2008		48,519
2007		51,783
2006		49,170
2005		50,061
2004		47,132
2003		45,112
2002		53,373
⇑
2000		1
⇑
1998		1
⇑
1995		1

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SEC #7 DC SEC # 9999999997

526,724 SEC Filings from 7/1/92 to 4/26/24 (Yesterday)

Forms , Documents & Exhibits in 1,416 Filings Filed as: Regulator

Filings History

SEC #7
DC
SEC # 9999999997

526,724 SEC Filings
from 7/1/92 to 4/26/24 (Yesterday)

Forms
, Documents
& Exhibits
in 1,416 Filings
Filed as: Regulator