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Principal Life Insurance Co. 
 IA
  SEC # 9712

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1,379  SEC Filings
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  from  2/14/97  to  4/25/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — for 4/16/24 — Filed as:  Owner / Insider — Re:  Principal Private Credit Fund I 
 
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notifications of all
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Filings
involving  Principal Life Insurance Co. 

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Forms
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, Documents
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& Exhibits
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 in  1,376 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/25/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 7
4/25/24 New Document this Past Month!S-1Registration:  Registration Statements (General Form) — Form S-1  New Document this Past Month!  — Financial Reports
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9
2/29/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 418
2/6/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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94
6/20/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G27
5/4/23424B3Registration:  Prospectuses – New Facts or Events9
5/1/23EFFECTSEC:  SEC Notices of Effectiveness2
2/9/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
10/22/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 21
9/17/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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553

8-K Items: 
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3/8/06 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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2
9/17/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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510

9/9/08 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 378
6/11/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 19
3/14/08 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 203
11/20/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 10
2/14/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
10/22/04 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 2
4/5/04 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
3/25/04 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
1/20/04 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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13
10/17/00 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

General Exhibits: 
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4/25/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 15
4/25/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 5
4/25/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 898
4/25/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 1,110
4/25/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 7
2/9/24EX-21Subsidiaries Lists3
11/17/23EX-3Articles of Incorporation/Organization and Bylaws4
4/24/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
9/17/08 OLDEX-10Material Contracts  OLD 628
9/17/08 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 554
11/6/07 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3

Additional Exhibits: 
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4/11/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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21

Financials: 
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4/25/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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337
4/25/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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2
4/25/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 10
4/25/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 2
4/25/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
2
11/6/07 OLDEX-12Statements re: Computations of Ratios  OLD 4

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4/25/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,778

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/7/2412/31/23  2,101 of 4,741  $150,956,423  
 IA
 
Principal Financial Group Inc.


Forms
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, Documents
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& Exhibits
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 in  9 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/2/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/11/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 8

Additional Exhibits: 
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4/2/09 OLDEX-99Miscellaneous Exhibit  OLD 1

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6/11/08 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 20
2022 11
2021 4
2020 13
2019 6
2018 4
2017 4
2016 8
2015 4
2014 4
2013 4
2012 4
2011 5
2010 4
2009 5
2008 186
2007 294
2006 255
2005 280
2004 196
2003 11
2002 7
2001 32
2000 8
1999 3
1998 1
1997 1

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