Windtree Therapeutics Inc./DE 

PA

  SEC # 946486

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1,675  SEC Filings   from  5/15/96  to  4/23/24  (4 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Windtree Therapeutics Inc./DE

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Forms , Documents & Exhibits  in  868 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/23/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	399
					8-K Items:
4/8/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	85
11/9/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	10
3/8/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
4/17/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	70
4/8/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03    — ↓‘EX-10’	11
5/15/06	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
1/22/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	10
4/8/24			"			•	Unregistered Sales of Equity Securities — Item 3.02    — ↓‘EX-1’	22
4/19/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03    — ↓‘EX-4’	7
5/11/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
11/9/10	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
12/21/18	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
2/16/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	59
4/19/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03    — ↓‘EX-3’	19
4/10/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	16
11/9/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	21
4/23/24			Events:			•	Other Events — Item 8.01	190
4/23/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	293
4/22/24			EFFECT		SEC:		SEC Notices of Effectiveness	17
4/17/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	33
4/16/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	34
4/2/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	5
3/12/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	26
2/12/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	19
1/16/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	28
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	70
8/30/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	36
6/29/23			ARS		Update:		Annual Reports to Security Holders	8
6/29/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
5/25/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	26
4/20/23	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
4/19/23	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
4/19/23	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	11
4/13/23	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
2/22/23	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	43
1/6/23	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	5
11/18/22	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
12/29/21	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
12/29/20	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	4
5/19/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
5/15/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/19/19	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	14
7/17/19	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
6/24/19	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
5/16/19	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	7
12/13/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	14
5/31/16	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	3
1/13/16	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
6/20/13	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	2
12/15/06	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
12/21/05	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
2/17/05	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
9/22/04	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
7/15/04	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
3/28/02	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	9
11/13/01	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	19
10/24/97	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
3/31/97	OLD		10KSB40		Update:		Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD	1
					Letters:
3/16/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/19/24			EX-3		Articles of Incorporation/Organization and Bylaws			44
4/17/24			EX-23		Consents of Experts and Counsel			129
4/16/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/16/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			89
4/16/24			EX-10		Material Contracts			314
4/8/24			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			22
2/14/24			EX-FILING FEES		Filing Fees			9
2/14/24			EX-5		Opinions of Counsel re: Legality			84
11/9/23			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			30
4/19/23	OLD		EX-17		Correspondence re: Departures of Directors  OLD			2
4/16/19	OLD		EX-21		Subsidiaries Lists  OLD			12
5/30/14	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			8
10/24/97	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
					Additional Exhibits:
4/23/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			334
					Financials:
4/23/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,689
4/23/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			113
4/23/24			EX-101.*		XBRL Data  (XBRL Files)			522
4/23/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			61
4/23/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			106
4/16/24			EX-31		Certifications — §302 – SOA’02			180
4/16/24			EX-32		Certifications — §906 – SOA’02			95
5/11/22	OLD		EX-16		Letters re: Changes in Accountants  OLD			5
5/30/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
11/23/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			23
11/14/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			5
					Graphics:
4/23/24			GRAPHIC		Photos, Images and Graphs			2,128

Forms , Documents & Exhibits  in  814 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 97382D

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	100
9/28/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	517
9/5/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	58
5/17/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	22
4/13/23	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
7/21/17	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/17/15	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	91
					Letters:
5/24/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			21
5/24/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			13
					General Exhibits:
9/5/23			EX-24		Powers of Attorney			40
6/12/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			9
6/12/03	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			11
7/3/01	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			11
					Financials:
12/31/18	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			4
					Graphics:
4/13/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			41

        

Filings History

Year		# of Filings
2024		21
2023		79
2022		53
2021		64
2020		78
2019		61
2018		70
2017		56
2016		51
2015		58
2014		54
2013		83
2012		57
2011		64
2010		93
2009		51
2008		73
2007		72
2006		81
2005		66
2004		82
2003		62
2002		73
2001		32
2000		37
1999		35
1998		45
1997		19
1996		5