Santander Investment Securities Inc. 

NY

  SEC # 931371

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

44  SEC Filings   from  3/4/02  to  2/24/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/22 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Santander Investment Securities Inc.

in

the most-recent Filings. all 44 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  44 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/24/23	OLD		X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5  OLD	23
6/29/21	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	18
8/11/17	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	3
					Broker-Dealer Reports:
2/24/23	OLD		FULL		Annual Financial Reports (Full)  OLD			7
3/9/17	OLD		STMT FIN COND		Statement of Financial Condition  OLD			1
3/9/17	OLD		STMT FIN COND NOTES		Notes to the Statement of Financial Condition  OLD			1
3/9/17	OLD		ACCT RPT FIN RPT		Accountant’s Report re: an Examination of Financial Reports and Financial Statements  OLD			1

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
8/11/17			6/30/17		3	of	341		$1			Banco Santander, S.A.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2023		1
2022		1
2021		2
2020		2
2019		1
2018		1
2017		4
2016		2
2015		2
2014		2
2013		3
2012		2
2011		2
2010		2
2009		2
2008		3
2007		2
2006		2
2005		2
2004		2
2003		2
2002		2