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Veriteq 
 FL
  SEC # 924642

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1,159  SEC Filings
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  from  5/15/96  to  3/10/23  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Veriteq 

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Forms
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, Documents
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& Exhibits
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 in  817 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/10/23 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
4/3/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 8
2/17/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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79
2/17/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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34
8/9/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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288

8-K Items: 
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5/11/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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81
5/7/13 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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12
5/11/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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14
11/16/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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33
12/2/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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32
10/23/15 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
7/7/10 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
7/21/08 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
10/7/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
5/11/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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37
7/12/13 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
11/20/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
8/19/14 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
5/11/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 4
5/11/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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33
7/28/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
4/8/14 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
5/11/16 OLD"Change in Shell Company Status — Item 5.06  OLD 1
12/22/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
1/3/14 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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24
7/28/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 34
8/9/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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162

8/14/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 8
6/16/15 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
6/9/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
6/1/15 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 3
3/10/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 33
11/25/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
11/13/14 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 7
11/4/14 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 14
7/16/14 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 2
2/7/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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23
6/27/13 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
7/5/11 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
6/6/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 26
5/26/11 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
5/16/11 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
7/20/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 16
2/4/10 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 17
1/8/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 9
1/6/10 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 5
12/29/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 63
8/19/09 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
11/19/08 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
11/14/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 19
10/21/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 10
9/16/08 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
8/4/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 17
12/4/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 46
10/4/07 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
2/8/07 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
6/20/06 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
4/19/06 OLDRWRegistration:  Registration Withdrawal Requests  OLD 5
4/12/06 OLDS-3DRegistration:  Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3  OLD 1
4/19/04 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 19
6/18/03 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
5/15/03 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/30/00 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
3/31/97 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
11/13/96 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 4
7/18/96 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4

General Exhibits: 
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2/17/17 OLDEX-10Material Contracts  OLD 491
5/11/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 27
5/11/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 40
4/14/15 OLDEX-23Consents of Experts and Counsel  OLD 279
4/14/15 OLDEX-21Subsidiaries Lists  OLD 52
1/17/14 OLDEX-5Opinions of Counsel re: Legality  OLD 93
11/14/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 51
2/4/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10
9/10/07 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 8
7/18/96 OLDEX-24Powers of Attorney  OLD 4

Additional Exhibits: 
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8/9/16 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  4 Articles of Incorporation/Organization;  1 Bylaws  (5 total)
281

Financials: 
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2/17/17 OLDEX-31Certifications — §302 – SOA’02  OLD 146
2/17/17 OLDEX-32Certifications — §906 – SOA’02  OLD 104
2/17/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,387
2/17/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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37
2/17/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 156
2/17/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
26
11/20/15 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22
8/14/98 OLDEX-12Statements re: Computations of Ratios  OLD 3

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2/17/17 OLDGRAPHICPhotos, Images and Graphs  OLD 433


Forms
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, Documents
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& Exhibits
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 in  356 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/27/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 37
4/13/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 20
3/26/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
5/14/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 253
6/27/13 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
6/6/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 17
11/24/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/6/07 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7

Letters: 
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6/16/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15

General Exhibits: 
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9/18/14 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
6/19/14 OLDEX-24Powers of Attorney  OLD 12
9/10/07 OLDEX-23Consent of Expert or Counsel  OLD 1
8/9/07 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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11/24/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10

Financials: 
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8/26/97 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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8/27/12 OLDGRAPHICPhotos, Images and Graphs  OLD 25


        

Filings History

Year    # of Filings
In descending order
2023 1
2022 1
2021 1
2020 1
2019 1
2018 3
2017 5
2016 7
2015 35
2014 76
2013 57
2012 20
2011 36
2010 51
2009 84
2008 106
2007 93
2006 51
2005 73
2004 108
2003 112
2002 26
2001 50
2000 50
1999 37
1998 28
1997 26
1996 20

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