Heritage Oaks Bancorp 

CA

  SEC # 921547

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1,006  SEC Filings   from  7/3/96  to  4/4/17  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  427 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/4/17	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
3/29/17	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	243
					8-K Items:
12/13/16	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	13
7/26/12	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
3/6/14	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
1/30/17	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	53
3/6/14	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
4/9/07	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
3/28/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
3/15/10	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
4/29/11	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	4
11/2/11	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
9/24/10	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
3/28/16	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	33
10/30/14	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	10
3/29/17	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	11
3/24/17	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	54
3/29/17	OLD		Events:			•	Other Events — Item 8.01  OLD	67
3/29/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	187
3/24/17	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	10
3/3/17	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	13
2/27/17	OLD		DEFM14A		Proxy:		Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
11/4/16	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	37
4/26/16	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	19
4/26/16	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
4/14/16	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	8
3/10/16	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
8/18/15	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
8/7/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
5/13/15	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
4/9/15	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
5/13/14	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	4
1/13/14	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	3
1/8/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	5
4/26/13	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
6/11/10	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
3/24/10	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
2/2/09	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
5/20/05	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	7
11/3/04	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	27
9/11/03	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
3/14/02	OLD		10KSB40		Update:		Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD	4
					General Exhibits:
3/3/17	OLD		EX-23		Consents of Experts and Counsel  OLD			70
3/3/17	OLD		EX-10		Material Contracts  OLD			62
12/13/16	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			12
4/14/16	OLD		EX-5		Opinions of Counsel re: Legality  OLD			24
3/10/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			15
8/7/15	OLD		EX-24		Powers of Attorney  OLD			12
1/8/14	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			8
6/11/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			8
12/22/09	OLD		EX-21		Subsidiaries Lists  OLD			2
12/18/96	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/29/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			236
					Financials:
3/3/17	OLD		EX-31		Certifications — §302 – SOA’02  OLD			121
3/3/17	OLD		EX-32		Certifications — §906 – SOA’02  OLD			123
3/3/17	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,388
3/3/17	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			30
3/3/17	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			138
3/3/17	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			23
4/14/16	OLD		EX-12		Statements re: Computations of Ratios  OLD			6
11/2/11	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			20
					Graphics:
3/24/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			979

Forms , Documents & Exhibits  in  584 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/31/17	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/24/17	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	11
3/6/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	441
2/14/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	63
2/13/17	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	15
11/9/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	29
9/13/13	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	12
6/11/10	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
					Letters:
8/13/15	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
					General Exhibits:
11/18/15	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
12/5/14	OLD		EX-24		Powers of Attorney  OLD			75
3/15/10	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
6/1/07	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
3/31/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			15
					Graphics:
3/24/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			64

        

Filings History

Year		# of Filings
2017		29
2016		53
2015		67
2014		97
2013		75
2012		70
2011		56
2010		88
2009		84
2008		85
2007		77
2006		67
2005		50
2004		31
2003		29
2002		13
2001		8
2000		5
1999		7
1998		4
1997		7
1996		4