Financial Investors Trust 

CO

  SEC # 915802

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2,281  SEC Filings   from  12/21/94  to  5/1/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘485APOS’ — Post-Effective Amendment of a Form N-1 or N-1A Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Financial Investors Trust

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Forms , Documents & Exhibits  in  2,257 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/1/24			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	71
4/1/24			497		Registration:		Definitive Materials — Financial Reports	467
3/28/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	521
3/28/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	279
3/4/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	364
3/4/24			497J		Registration:		Certifications of No Change in Definitive Materials	62
2/28/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	136
1/29/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	43
1/12/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	12
1/5/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	34
1/5/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	37
12/29/23			40-17G		Update:		Fidelity Bonds for Investment Companies	27
9/15/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	32
6/15/23			POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits	8
6/1/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	33
4/28/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	21
2/17/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	16
10/26/22	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	8
2/28/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	82
10/7/21	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	19
11/4/19	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	52
9/4/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	10
6/25/19	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendments  OLD	2
4/1/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	48
1/9/19	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	15
6/29/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	34
12/28/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	29
12/15/17	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
7/18/13	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	3
7/18/13	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	3
9/3/10	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
12/6/07	OLD		N-18F1		Update:		Notices of Elections by Open-End Investment Companies — Form N-18f-1  OLD	5
8/1/07	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	15
5/27/03	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
12/27/02	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	36
8/28/98	OLD		N-1		Registration:		Registration Statements by Open-End Investment Companies — Form N-1  OLD	3
1/20/98	OLD		POS AMI		Registration:		Post-Effective Amendment of a Registration Statement by an Investment Company  OLD	1
3/3/97	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
2/21/97	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
6/26/96	OLD		N-30B-2		Update:		Periodic or Interim Report Mailed to Shareholders by an Investment Company  OLD	1
4/26/96	OLD		485B24E		Registration:		Post-Effective Amendment of a Form N-1 or N-1A Registration  OLD	1
					Letters:
10/1/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			84
					Form-Specific Documents:
3/28/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			279
					General Exhibits:
3/4/10	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
3/4/10	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
6/12/98	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			4
6/12/98	OLD		EX-5		Opinions of Counsel re: Legality  OLD			7
6/12/98	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
6/12/98	OLD		EX-9		Voting Trust Agreements  OLD			5
8/28/97	OLD		EX-10		Material Contracts  OLD			3
11/7/96	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
					Additional Exhibits:
2/28/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Opinion of Counsel re: Legality;  1 Opinion of Counsel re: Tax Matters — Form N-1A:  1 Investment Advisor Contract;  1 Opinion of Counsel re: Legality — Form N-CSR:  117 Certifications — §302 – SOA’02;  70 Certifications — §906 – SOA’02;  3 Codes of Ethics;  1 Letter re: a Change in Accountant — Form N-SAR:  29 Accountants’ Reports re: Internal Controls;  2 Certifications — §302 – SOA’02;  1 Letter re: a Change in Accountant;  12 Matters Submitted to Votes of Security Holders;  5 Mergers Info;  43 Other Disclosures;  8 Policies re: Security Investments;  7 Terms of New and Amended Securities;  5 Transactions Effected — Rule 10f-3 – ICA’40  (307 total)			1,650
					Investment Company Exhibits:
1/12/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			18
					Financials:
2/28/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,012
2/28/24			EX-101.*		XBRL Data  (XBRL Files)			752
2/28/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			29
2/28/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			131
2/28/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			90
7/17/15	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
12/26/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			64
8/28/97	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
8/28/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
					Graphics:
5/1/24			GRAPHIC		Photos, Images and Graphs			7,469

Funds / Series  and their  Classes / Contracts

		As Of		Fund / Series	— Filings for F/S#...
						⇒ Class / Contract — Filings for C/C#...		Symbol
2024:		4/15/24		ALPS | CoreCommodity Natural Resources ETF — S#85672
⇒						C#251006		—
		4/1/24		ALPS | Kotak India ESG Fund — S#30224
⇒						Class A — C#200962		INAAX
⇒						Class C — C#93016		INFCX
⇒						Class I — C#93017		INDIX
⇒						Class II — C#215313		INDSX
⇒						Investor Shares — C#93015		INDAX
		4/1/24		ALPS | Smith Balanced Opportunity Fund — S#69460
⇒						Class A — C#221741		ALABX
⇒						Class C — C#221739		ALCBX
⇒						Class I — C#221740		ALPBX
⇒						Investor Class — C#221738		ALIBX
		4/1/24		ALPS | Smith Credit Opportunities Fund — S#69461
⇒						Class A — C#221743		SMCAX
⇒						Class C — C#221744		SMCCX
⇒						Class I — C#221745		SMCRX
⇒						Investor Class — C#221742		SMCVX
		4/1/24		ALPS Global Opportunity Fund — S#19569
⇒						Class A — C#200954		LPFAX
↓List all Funds / Series and their Classes / Contracts

		As Of		Fund / Series	— Filings for F/S#...
						⇒ Class / Contract — Filings for C/C#...		Symbol
2024:		4/15/24		ALPS | CoreCommodity Natural Resources ETF — S#85672
⇒						C#251006		—
		4/1/24		ALPS | Kotak India ESG Fund — S#30224
⇒						Class A — C#200962		INAAX
⇒						Class C — C#93016		INFCX
⇒						Class I — C#93017		INDIX
⇒						Class II — C#215313		INDSX
⇒						Investor Shares — C#93015		INDAX
		4/1/24		ALPS | Smith Balanced Opportunity Fund — S#69460
⇒						Class A — C#221741		ALABX
⇒						Class C — C#221739		ALCBX
⇒						Class I — C#221740		ALPBX
⇒						Investor Class — C#221738		ALIBX
		4/1/24		ALPS | Smith Credit Opportunities Fund — S#69461
⇒						Class A — C#221743		SMCAX
⇒						Class C — C#221744		SMCCX
⇒						Class I — C#221745		SMCRX
⇒						Investor Class — C#221742		SMCVX
		4/1/24		ALPS Global Opportunity Fund — S#19569
⇒						Class A — C#200954		LPFAX
⇒						Class C — C#90359		LPFCX
⇒						Class I — C#54405		LPEIX
⇒						Class R — C#54406		LPERX
⇒						Investor Shares — C#54404		LPEFX
⇒						Class T — C#183069		—
		5/1/24		ALPS/CoreCommodity Management CompleteCommodities Strategy Fund — S#28470
⇒						Class A — C#200957		JCCSX
⇒						Class C — C#87090		JCRCX
⇒						Class I — C#87091		JCRIX
⇒						Investor Shares — C#87089		JCRAX
⇒						Class T — C#183070		—
		4/1/24		ALPS/Smith Short Duration Bond Fund — S#62209
⇒						Class A — C#201375		SMASX
⇒						Class C — C#201376		SMCMX
⇒						Class I — C#201377		SMDSX
⇒						Investor Shares — C#201378		SMRSX
		4/1/24		ALPS/Smith Total Return Bond Fund — S#62210
⇒						Class A — C#201379		SMAMX
⇒						Class C — C#201380		SMCHX
⇒						Class I — C#201381		SMTHX
⇒						Investor Shares — C#201382		SMTRX
		1/12/24		Clough China Fund — S#26776
⇒						Class A — C#200956		CHCAX
⇒						Class C — C#80471		CHNCX
⇒						Class I — C#80472		CHNIX
⇒						Investor Shares — C#80470		CHNAX
		4/1/24		Emerald Finance & Banking Innovation Fund — S#36389
⇒						Class A — C#111283		HSSAX
⇒						Class C — C#111284		HSSCX
⇒						Institutional Class — C#111285		HSSIX
⇒						Investor Class — C#111286		FFBFX
		4/1/24		Emerald Growth Fund — S#36390
⇒						Class A — C#111287		HSPGX
⇒						Class C — C#111288		HSPCX
⇒						Institutional Class — C#111289		FGROX
⇒						Investor Class — C#111290		FFGRX
		4/1/24		Emerald Insights Fund — S#46191
⇒						Class A — C#144476		EFCAX
⇒						Class C — C#144477		EFCCX
⇒						Institutional Class — C#144478		EFCIX
⇒						Investor Class — C#144479		EFCNX
		1/12/24		Emerald Select trueLiberty Income Fund — S#66801
⇒						Class A — C#215137		ESTAX
⇒						Institutional Class — C#217844		—
		1/12/24		Emerald Small Cap Value Fund — S#49345
⇒						Class A — C#156081		ELASX
⇒						Class C — C#156082		ELCSX
⇒						Institutional Class — C#156083		LSRYX
⇒						Investor Class — C#156084		LSRIX
		1/12/24		Grandeur Peak Emerging Markets Opportunities Fund — S#40698
⇒						Grandeur Peak Emerging Markets Opportunities Fund Institutional Class — C#126204		GPEIX
⇒						Grandeur Peak Emerging Markets Opportunities Fund Investor Class — C#126203		GPEOX
		1/12/24		Grandeur Peak Global Contrarian Fund — S#66520
⇒						Institutional Class — C#214541		—
		1/12/24		Grandeur Peak Global Explorer Fund — S#74764
⇒						Institutional Class — C#232936		—
		1/12/24		Grandeur Peak Global Micro Cap Fund — S#49923
⇒						Institutional Class — C#157629		GPMCX
⇒						Investor Class — C#157628		GPMOX
		1/12/24		Grandeur Peak Global Opportunities Fund — S#33955
⇒						Grandeur Peak Global Opportunities Fund Institutional Class — C#104684		GPGIX
⇒						Grandeur Peak Global Opportunities Fund Investor Class — C#104683		GPGOX
		1/12/24		Grandeur Peak Global Reach Fund — S#40699
⇒						Grandeur Peak Global Reach Fund Institutional Class — C#126206		GPRIX
⇒						Grandeur Peak Global Reach Fund Investor Class — C#126205		GPROX
		1/12/24		Grandeur Peak Global Stalwarts Fund — S#49921
⇒						Institutional Class — C#157625		GGSYX
⇒						Investor Class — C#157624		GGSOX
		1/12/24		Grandeur Peak International Opportunities Fund — S#33956
⇒						Grandeur Peak International Opportunities Fund Institutional Class — C#104686		GPIIX
⇒						Grandeur Peak International Opportunities Fund Investor Class — C#104685		GPIOX
		1/12/24		Grandeur Peak International Stalwarts Fund — S#49922
⇒						Institutional Class — C#157627		GISYX
⇒						Investor Class — C#157626		GISOX
		1/12/24		Grandeur Peak US Stalwarts Fund — S#67354
⇒						Institutional Class — C#216567		—
		1/12/24		Highland Resolute Fund — S#35431
⇒						Class I — C#108821		RMRGX
		1/12/24		RiverFront Asset Allocation Aggressive — S#29516
⇒						Class A — C#200958		RLAAX
⇒						Class C — C#90572		RLTCX
⇒						Class I — C#90573		RLFIX
⇒						Class L — C#91169		RLTIX
⇒						Investor Class II — C#91168		RLTSX
⇒						Investor Shares — C#90571		RLTAX
⇒						Class T — C#183071		—
		4/1/24		RiverFront Asset Allocation Growth & Income — S#29518
⇒						Class A — C#200960		RAGIX
⇒						Class C — C#90578		RLGCX
⇒						Class I — C#90579		RLIIX
⇒						Investor Shares — C#90577		RLGAX
⇒						Class T — C#183073		—
		1/12/24		RiverFront Asset Allocation Moderate — S#29519
⇒						Class A — C#200961		RMOAX
⇒						Class C — C#90581		RMICX
⇒						Class I — C#90582		RMIIX
⇒						Investor Shares — C#90580		RMIAX
⇒						Class T — C#183074		—
		1/12/24		Rondure New World Fund — S#56734
⇒						Institutional Class — C#180092		RNWIX
⇒						Investor Class — C#180091		RNWOX
		1/12/24		Rondure Overseas Fund — S#56735
⇒						Institutional Class — C#180094		ROSIX
⇒						Investor Class — C#180093		ROSOX
		4/1/24		Seafarer Overseas Growth & Income Fund — S#35831
⇒						Institutional — C#109813		SIGIX
⇒						Investor — C#109812		SFGIX
		4/1/24		Seafarer Overseas Value Fund — S#53110
⇒						Institutional Class — C#167155		SIVLX
⇒						Investor Class — C#167154		SFVLX
		4/1/24		The Disciplined Growth Investors Fund — S#33265
⇒						C#102285		DGIFX
		4/1/24		Vulcan Value Partners Fund — S#27283
⇒						Institutional Class Shares — C#211491		—
⇒						Investor Class Shares — C#82313		VVPLX
		4/1/24		Vulcan Value Partners Small Cap Fund — S#27284
⇒						Institutional Class Shares — C#211492		—
⇒						Investor Class Shares — C#82314		VVPSX
2020:		8/14/20		ALPS/WMC Research Value Fund — S#26159
⇒						Class A — C#200955		AMWAX
⇒						Class C — C#90360		AMWCX
⇒						Class I — C#78497		AMWIX
⇒						Investor Shares — C#78496		AMWYX
		8/14/20		RiverFront Asset Allocation Growth — S#29517
⇒						Class A — C#200959		RMBAX
⇒						Class C — C#90575		RMGCX
⇒						Class I — C#90576		RMGIX
⇒						Investor Shares — C#90574		RMGAX
⇒						Class T — C#183072		—
		8/14/20		RiverFront Asset Allocation Income & Growth — S#38143
⇒						Class A — C#200963		RCCAX
⇒						Class C — C#117564		RCCBX
⇒						Class I — C#117565		RCIBX
⇒						Investor Shares — C#117563		RCABX
⇒						Class T — C#183075		—
2019:		8/28/19		ALPS | Metis Global Micro Cap Value Fund — S#50039
⇒						Class A — C#200964		MEAAX
⇒						Class C — C#157977		METCX
⇒						Class I — C#157978		METIX
⇒						Investor Shares — C#157976		METAX
⇒						Class T — C#183076		—
		7/9/19		ALPS/Alerian MLP Infrastructure Index Fund — S#39008
⇒						Class C — C#119878		ALRCX
⇒						Class I — C#119879		ALRIX
⇒						Investor Shares — C#119877		ALERX
		8/28/19		Aspen Managed Futures Strategy Fund — S#32472
⇒						Class A — C#100186		MFBPX
⇒						Class I — C#100187		MFBTX
		8/28/19		Aspen Portfolio Strategy Fund — S#55654
⇒						Class A Shares — C#175173		ASPEX
⇒						Class I Shares — C#175174		ASPNX
2018:		1/26/18		ALPS/Sterling ETF Tactical Rotation Fund — S#45872
⇒						Class A — C#142956		ETRAX
⇒						Class C — C#142957		ETRCX
⇒						Class I — C#142958		ETRIX
2017:		1/25/17		ALPS/Westport Resources Hedged High Income Fund — S#43426
⇒						Class A — C#134582		INCAX
⇒						Class C — C#134583		INCCX
⇒						Class I — C#134584		INCIX
		7/21/17		Pathway Advisors Aggressive Growth Fund — S#37812
⇒						C#116611		PWAGX
		7/21/17		Pathway Advisors Conservative Fund — S#37810
⇒						C#116609		PWCNX
		7/21/17		Stonebridge Small-Cap Growth Fund — S#39426
⇒						C#121520		SBSGX
2016:		1/22/16		ALPS Real Asset Income Fund — S#41684
⇒						Class A — C#129433		REALX
⇒						Class C — C#129434		RAECX
⇒						Class I — C#129435		RAEIX
		4/1/16		Ellington Credit Income Fund — S#50216
⇒						Class A — C#158507		—
⇒						Class C — C#158508		—
⇒						Class I — C#158509		—
		8/22/16		Redmont Resolute Fund I — S#35430
⇒						Class A — C#108819		RMRFX
⇒						Class I — C#108820		RMREX
2015:		8/26/15		Pathway Advisors Growth & Income Fund — S#37811
⇒						C#116610		—
2012:		12/28/12		GNI Long-Short Fund — S#26792
⇒						Class A — C#80546		—
⇒						Class C — C#90361		—
⇒						Class I — C#80547		—
2010:		8/31/10		American Freedom U.S. Government Money Market Fund — S#6613
⇒						C#18063		FPSXX
⇒						Class II — C#18062		—
		6/29/10		Kotak India Multi-Cap Fund — S#22845
⇒						Class A — C#66252		—
⇒						Class C — C#66253		—
		7/30/10		Navigator Palliser Bay Small Cap Fund — S#29283
⇒						I Shares — C#90053		—
2009:		8/28/09		U.S. Treasury Money Market Fund — S#6614
⇒						C#18064		FREXX
2008:		8/14/08		Prime Money Market Fund — S#6615
⇒						C#18065		FNIXX
⇒						Class II — C#18066		FIIXX
2007:		3/28/07		American Freedom US Government Money Market Fund (closed) — S#6616
⇒						Class I — C#18067		—
⇒						Class II — C#18068		—
— 58 Funds / Series — 160 Classes / Contracts —

Forms , Documents & Exhibits  in  27 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/28/20	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
1/6/10	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	23
					Graphics:
2/14/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2024		42
2023		177
2022		173
2021		232
2020		223
2019		191
2018		152
2017		109
2016		98
2015		126
2014		74
2013		114
2012		107
2011		67
2010		69
2009		54
2008		21
2007		30
2006		27
2005		15
2004		23
2003		19
2002		30
2001		23
2000		28
1999		12
1998		18
1997		11
1996		13
1995		2
1994		1