Gilman Ciocia, Inc. 

NY

  SEC # 914142

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425  SEC Filings   from  5/14/96  to  10/21/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Gilman Ciocia, Inc.

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Forms , Documents & Exhibits  in  257 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/21/13	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
10/21/13	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
10/21/13	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	54
					8-K Items:
6/21/13	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	7
10/21/13	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
8/24/07	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
10/21/13	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
10/24/12	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
5/30/06	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
10/21/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
10/21/13	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	12
10/21/13	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
9/10/13	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	3
10/21/13	OLD		Events:			•	Other Events — Item 8.01  OLD	10
10/21/13	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	14
9/27/13	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	24
8/9/13	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
8/1/13	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
7/18/13	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
6/24/13	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
5/24/13	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	13
5/15/13	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	48
12/14/12	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	6
11/30/12	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	8
11/14/12	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	16
9/29/10	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	11
12/16/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
9/12/08	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	3
4/15/08	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
4/4/08	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
12/18/07	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
10/19/01	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
12/20/99	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	7
5/21/99	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	14
5/5/99	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	4
11/18/98	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
9/22/98	OLD		10KSB40		Update:		Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD	4
4/14/98	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/14/98	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	8
					General Exhibits:
10/21/13	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
9/27/13	OLD		EX-23		Consents of Experts and Counsel  OLD			39
9/27/13	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			40
9/27/13	OLD		EX-21		Subsidiaries Lists  OLD			14
6/21/13	OLD		EX-10		Material Contracts  OLD			32
6/21/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
2/22/12	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
4/4/08	OLD		EX-5		Opinions of Counsel re: Legality  OLD			14
2/9/04	OLD		EX-14		Codes of Ethics  OLD			2
8/9/02	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
2/3/99	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
4/14/98	OLD		EX-24		Powers of Attorney  OLD			2
					Additional Exhibits:
10/21/13	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			45
					Financials:
9/27/13	OLD		EX-31		Certifications — §302 – SOA’02  OLD			96
9/27/13	OLD		EX-32		Certifications — §906 – SOA’02  OLD			96
9/27/13	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			340
9/27/13	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			8
9/27/13	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			48
9/27/13	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			8
10/24/12	OLD		EX-16		Letters re: Changes in Accountants  OLD			5
2/14/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			35
11/8/96	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
					Graphics:
10/21/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			59

Forms , Documents & Exhibits  in  170 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
10/17/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	109
9/3/13	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	19
6/24/13	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
1/4/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	17
8/11/03	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	5
8/15/02	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
8/2/02	OLD		DEFN14A		Proxy:		Definitive Non-Management Proxy Statement — Schedule 14A  OLD	1
7/26/02	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
7/1/02	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
					Letters:
9/30/13	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			13
					General Exhibits:
6/21/13	OLD		EX-10		Material Contracts  OLD			2
6/21/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
2/20/09	OLD		EX-24		Powers of Attorney  OLD			2
7/3/02	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
7/3/02	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
5/16/02	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
5/16/02	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
5/3/02	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
6/24/13	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			18
					Graphics:
6/21/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3

        

Filings History

Year		# of Filings
2013		35
2012		26
2011		23
2010		20
2009		27
2008		34
2007		50
2006		33
2005		33
2004		15
2003		12
2002		32
2001		7
2000		8
1999		17
1998		20
1997		20
1996		13