| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/8/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 256 |
| | |
| | 8-K Items: |
| 3/1/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 57 |
| 7/18/06 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
| 7/31/20 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 4 |
| 2/6/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 79 |
| 3/1/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 20 |
| 9/8/10 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
| 1/9/14 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 7/15/10 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 5 |
| 1/12/10 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 1/9/14 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD — ↓‘EX-7’ | 3 |
| 4/8/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 26 |
| 8/16/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 6 |
| 3/1/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 16 |
| 3/1/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 119 |
| 2/16/24 | | | Events: | • | Other Events — Item 8.01 | 30 |
| 3/1/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 191 |
| | |
|
| 2/12/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 35 |
| 2/6/24 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 53 |
| 1/19/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 18 |
| 1/18/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 6 |
| 1/18/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 30 |
| 11/24/23 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 19 |
| 11/6/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 8 |
| 8/1/23 | | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A | 2 |
| 6/15/23 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A | 5 |
| 3/9/20 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 5 |
| 5/31/19 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 7 |
| 5/28/19 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 12 |
| 5/8/19 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 8 |
| 6/1/17 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 3 |
| 12/16/13 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 8/7/13 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 8/5/13 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 7/16/13 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 2 |
| 7/15/13 | OLD | | FWP | | Registration: | | Prospectus – Free Writing OLD | 1 |
| 4/9/12 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 3 |
| 2/17/10 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 3 |
| 8/19/09 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 3 |
| 8/14/09 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 2 |
| 7/15/09 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 3 |
| 12/20/06 | OLD | | 10KSB | | Update: | | Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB OLD | 12 |
| 10/31/06 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 10/31/06 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| 8/9/06 | OLD | | 10QSB | | Update: | | Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB OLD | 36 |
| 1/26/04 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 2/6/03 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 13 |
| 8/28/02 | OLD | | 5 | | Ownership: | | Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5 OLD | 10 |
| 1/10/02 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 8 |
| 1/9/02 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 128 |
| 3/6/00 | OLD | | DEFS14A | | Proxy: | | Definitive Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 2/18/00 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/12/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 35 |
| | |
| | General Exhibits: |
| 3/1/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 17 |
| 2/6/24 | | | EX-10 | | Material Contracts | 133 |
| 11/24/23 | | | EX-23 | | Consents of Experts and Counsel | 56 |
| 11/24/23 | | | EX-21 | | Subsidiaries Lists | 27 |
| 11/6/23 | | | EX-FILING FEES | | Filing Fees | 1 |
| 11/6/23 | | | EX-5 | | Opinions of Counsel re: Legality | 19 |
| 8/16/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 15 |
| 11/29/21 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| 1/15/21 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 10 |
| 1/15/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 17 |
| 5/8/19 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 3 |
| 8/14/09 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 4 |
| 12/10/02 | OLD | | EX-6 | | Opinions of Counsel re: Discounts on Capital Shares OLD | 2 |
| 12/10/02 | OLD | | EX-9 | | Voting Trust Agreement OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/1/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 185 |
| | |
| | Financials: |
| 4/8/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,602 |
| 4/8/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 93 |
| 4/8/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 412 |
| 4/8/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 51 |
| 4/8/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 87 |
| 2/6/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 176 |
| 2/6/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 176 |
| 3/3/16 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 3 |
| 1/12/10 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 12/10/02 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 2 |
| 5/14/02 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 10 |
| 12/29/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 20 |
| | |
| | Graphics: |
| 3/1/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,294 |
