Royce Micro-Cap Trust, Inc. 

NY

  SEC # 912147

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427  SEC Filings   from  5/10/95  to  4/19/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Royce Micro-Cap Trust, Inc.

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Forms , Documents & Exhibits  in  303 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls	2
					8-K Items:
4/19/24			Governance & Management:			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03    — ↓‘EX-3’	2
4/19/24			Financials:			•	Financial Statements and Exhibits — Item 9.01	2
3/11/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	7
2/29/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	22
2/20/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	18
2/5/24			40-17G		Update:		Fidelity Bonds for Investment Companies	23
11/22/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	10
8/29/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	22
8/24/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	21
8/3/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	32
7/15/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	21
5/14/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
4/22/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
11/26/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	30
8/28/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	28
2/28/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	23
3/6/13	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	2
10/10/12	OLD		N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies  OLD	2
10/20/08	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
7/11/07	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
11/26/03	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	2
11/25/03	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
11/6/03	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
10/9/03	OLD		497		Registration:		Definitive Materials  OLD	2
10/8/03	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	4
3/4/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	19
11/19/96	OLD		N-30B-2		Update:		Periodic and Interim Reports Mailed to Shareholders by Investment Companies  OLD	4
10/10/96	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
					Form-Specific Documents:
11/22/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			10
					General Exhibits:
4/19/24			EX-3		Articles of Incorporation/Organization and Bylaws			5
2/27/01	OLD		EX-23		Consents of Experts and Counsel  OLD			2
8/22/00	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
6/6/97	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
					Additional Exhibits:
2/29/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Bylaws — Form N-1A:  1 Articles of Incorporation/Organization;  1 Bylaws — Form N-CSR:  59 Certifications — §302 – SOA’02;  29 Certifications — §906 – SOA’02;  16 Codes of Ethics — Form N-SAR:  17 Accountants’ Reports re: Internal Controls;  1 Late-Filing Report — Reg. S-K – Item 405;  1 Letter re: a Change in Accountant;  17 Matters Submitted to Votes of Security Holders;  5 Other Disclosures;  1 Other Info;  6 Policies re: Security Investments;  1 Terms of New or Amended Securities;  2 Transactions Effected — Rule 10f-3 – ICA’40  (158 total)			206
					Investment Company Exhibits:
3/11/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			7
3/12/21	OLD		ADVISORY CONTRACTS		Investment Advisor Contract  OLD			1
4/17/20	OLD		MATERIAL AMENDMENTS		Material Amendments to Organizational Documents  OLD			2
					Financials:
8/29/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			26
8/22/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			14
					Graphics:
2/29/24			GRAPHIC		Photos, Images and Graphs			1,060

Forms , Documents & Exhibits  in  113 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 780915

        

Latest Filing			Type		Category	Description		Documents
3/22/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	58
1/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	27
7/13/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	11
9/11/20	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	9
4/7/20	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
12/17/12	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
1/5/10	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
12/18/06	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
					General Exhibits:
4/23/04	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
1/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases			13

        

Filings History

Year		# of Filings
2024		8
2023		12
2022		14
2021		18
2020		40
2019		10
2018		12
2017		13
2016		14
2015		19
2014		20
2013		13
2012		17
2011		12
2010		19
2009		18
2008		11
2007		11
2006		25
2005		14
2004		18
2003		22
2002		8
2001		7
2000		7
1999		6
1998		8
1997		12
1996		11
1995		8