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List All Filings | or | ||
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Most-Recent Filing: | ‘40-33’ — Stockholder Derivative Action Against an Investment Company or an Affiliate — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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8/21/07 | OLD | 40-33 | Update: | Stockholder Derivative Actions Against Investment Companies and Affiliates OLD | 72 | |||||||
1/20/06 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 13 | |||||||
8/9/05 | OLD | N-8F | Registration: | Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F OLD | 2 | |||||||
6/28/05 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 13 | |||||||
9/17/04 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 2 | |||||||
8/31/04 | OLD | N-PX | Proxy: | Annual Proxy Voting Report by an Investment Company — Form N-PX OLD | 1 | |||||||
4/22/04 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 6 | |||||||
2/20/04 | OLD | 24F-2NT | Update: | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 OLD | 13 | |||||||
1/2/04 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 2 | |||||||
11/10/03 | OLD | 497 | Registration: | Definitive Materials OLD | 55 | |||||||
8/29/03 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 2 | |||||||
8/13/03 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 2 | |||||||
8/13/03 | OLD | N-14 | Registration: | Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14 OLD | 7 | |||||||
7/31/03 | OLD | 497J | Registration: | Certifications of No Change in Definitive Materials OLD | 6 | |||||||
7/28/03 | OLD | 485BXT | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates OLD | 6 | |||||||
5/28/03 | OLD | 485APOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 12 | |||||||
12/19/02 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 16 | |||||||
10/7/02 | OLD | 40-6C | Registration: | Application for an Exemption or Other Relief by an Investment Company OLD | 1 | |||||||
12/11/00 | OLD | 485BPOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 7 | |||||||
9/29/00 | OLD | DEFS14A | Proxy: | Definitive Proxy Statements – Special Meetings — Schedule 14A OLD | 5 | |||||||
9/6/00 | OLD | PRES14A | Proxy: | Preliminary Proxy Statements – Special Meetings — Schedule 14A OLD | 5 | |||||||
General Exhibits: | ||||||||||||
12/7/01 | OLD | EX-24 | Power of Attorney OLD | 1 | ||||||||
3/26/99 | OLD | EX-17 | Correspondence re: Departures of Directors OLD | 7 | ||||||||
3/17/99 | OLD | EX-14 | Codes of Ethics OLD | 5 | ||||||||
Additional Exhibits: | ||||||||||||
1/20/06 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 238 | ||||||||
Financials: | ||||||||||||
12/20/00 | OLD | EX-27 | Financial Data Schedules {Pre-XBRL} OLD | 77 | ||||||||
1/25/99 | OLD | EX-11 | Statements re: Computations of Earnings Per Share OLD | 3 | ||||||||
Graphics: | ||||||||||||
1/2/04 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 2 |
Year | # of Filings | |
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2007 | 1 | |
2006 | 6 | |
2005 | 4 | |
2004 | 73 | |
2003 | 28 | |
2002 | 17 | |
2001 | 11 | |
2000 | 19 | |
1999 | 32 | |
1998 | 19 | |
1997 | 14 | |
1996 | 14 | |
1995 | 11 | |
1994 | 2 |