Pacific Capital Funds 

OH

  SEC # 896647

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270  SEC Filings   from  3/29/96  to  10/4/11  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Pacific Capital Funds

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Forms , Documents & Exhibits  in  269 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/4/11	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
8/30/11	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
4/13/11	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
8/30/10	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	20
8/23/10	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	7
8/18/10	OLD		24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD	16
6/24/10	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	12
4/9/10	OLD		497		Registration:		Definitive Materials  OLD	79
4/1/10	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	8
3/31/10	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	15
3/8/10	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	10
11/25/09	OLD		497J		Registration:		Certifications of No Change in Definitive Materials  OLD	15
11/25/09	OLD		485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	17
10/2/09	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	7
9/28/09	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	7
9/4/07	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
8/15/07	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
5/14/07	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	7
4/17/07	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
9/30/05	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	7
11/2/04	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	3
4/7/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	15
1/22/01	OLD		DEFS14A		Proxy:		Definitive Proxy Statements – Special Meetings — Schedule 14A  OLD	3
1/10/01	OLD		PRES14A		Proxy:		Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD	3
8/16/00	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
7/14/00	OLD		N-14		Registration:		Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14  OLD	1
6/2/00	OLD		N-14AE		Registration:		Registration Statements by Open-End Investment Companies – Securities for Mergers (Automatic Effectiveness) — Form N-14  OLD	2
9/30/97	OLD		485A24E		Registration:		Post-Effective Amendment of a Form N-1 or N-1A Registration  OLD	1
					General Exhibits:
11/28/06	OLD		EX-23		Consents of Experts and Counsel  OLD			35
6/2/00	OLD		EX-14		Code of Ethics  OLD			1
6/2/00	OLD		EX-17		Correspondence re: Departures of Directors  OLD			2
5/1/00	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
5/1/00	OLD		EX-9		Voting Trust Agreements  OLD			3
12/1/98	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			3
12/1/98	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
12/1/98	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
12/1/98	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
9/16/98	OLD		EX-19		Report Furnished to Security Holders  OLD			1
9/30/97	OLD		EX-10		Material Contract  OLD			1
					Additional Exhibits:
8/30/10	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  27 Certifications — §302 – SOA’02;  14 Certifications — §906 – SOA’02;  4 Codes of Ethics — Form N-SAR:  2 Certifications — §302 – SOA’02;  1 Letter re: a Change in Accountant;  4 Matters Submitted to Votes of Security Holders;  1 Other Disclosure  (53 total)			210
					Financials:
9/28/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			298
5/1/00	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
5/1/00	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
12/1/98	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
9/30/97	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
9/30/97	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			2
					Graphics:
4/1/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			328

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  8 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2011		3
2010		11
2009		19
2008		20
2007		25
2006		26
2005		19
2004		28
2003		21
2002		14
2001		13
2000		22
1999		13
1998		12
1997		15
1996		9