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ENER1 Inc. 
 NY
  SEC # 895642

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717  SEC Filings
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  from  12/11/95  to  3/30/12  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  ENER1 Inc. 

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Forms
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, Documents
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& Exhibits
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 in  501 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/30/12 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/30/12 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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194

8-K Items: 
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3/2/12 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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58
11/15/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
3/2/12 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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3
12/31/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
5/10/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 14
2/17/12 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
1/26/12 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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6
6/29/05 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
8/15/11 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
10/25/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
6/11/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
8/19/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
8/15/11 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
2/17/12 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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42
4/24/08 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
12/17/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
3/2/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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46
3/30/12 OLD
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  Events: 
Other Events — Item 8.01  OLD 23
3/30/12 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 106

11/10/11 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 10
8/4/11 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
5/10/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 34
5/9/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 13
5/5/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
4/29/11 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 12
3/10/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 11
12/30/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 81
11/29/10 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
11/8/10 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
6/11/10 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 6
6/9/10 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
6/1/10 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 6
3/26/10 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
1/25/10 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
1/2/09 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/2/09 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/31/08 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
12/30/08 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 11
5/8/08 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
3/24/08 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
3/12/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
1/31/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
1/29/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 28
9/24/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 12
5/7/07 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/2/07 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 6
6/10/05 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 5
2/7/02 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
12/12/00 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
8/22/00 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
8/10/00 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
5/1/00 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/26/98 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1

General Exhibits: 
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3/2/12 OLDEX-10Material Contracts  OLD 142
9/16/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 34
8/4/11 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 61
8/4/11 OLDEX-5Opinions of Counsel re: Legality  OLD 18
4/29/11 OLDEX-23Consents of Experts and Counsel  OLD 59
3/10/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
3/10/11 OLDEX-21Subsidiaries Lists  OLD 12
3/12/08 OLDEX-14Codes of Ethics  OLD 2
1/18/02 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5

Additional Exhibits: 
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3/30/12 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Voting Trust Agreement
95

Financials: 
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5/10/11 OLDEX-31Certifications — §302 – SOA’02  OLD 107
5/10/11 OLDEX-32Certifications — §906 – SOA’02  OLD 102
8/19/09 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 27
3/25/99 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 11

Graphics: 
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3/30/12 OLDGRAPHICPhotos, Images and Graphs  OLD 728


Forms
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, Documents
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& Exhibits
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 in  216 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/5/12 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 23
2/14/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 26
12/2/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/21/11 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 37
7/6/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 96
9/24/10 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
3/26/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 15

Letters: 
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4/19/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

General Exhibits: 
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1/19/12 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
2/23/09 OLDEX-24Powers of Attorney  OLD 3
1/22/02 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
1/22/02 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
1/22/02 OLDEX-5Opinion of Counsel re: Legality  OLD 1
1/22/02 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
1/22/02 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
2/12/99 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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12/2/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 43

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10/12/11 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2012 19
2011 72
2010 119
2009 63
2008 60
2007 75
2006 71
2005 72
2004 71
2003 8
2002 20
2001 10
2000 14
1999 13
1998 12
1997 10
1996 7
1995 1

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