180 Degree Capital Corp./NY 

NJ

  SEC # 893739

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1,903  SEC Filings   from  8/29/95  to  4/18/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed as:  Offerer / Owner — Re:  Comscore, Inc.
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Forms , Documents & Exhibits  in  671 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/18/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	53
4/5/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	12
3/26/24			DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A	7
3/11/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	8
3/1/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	32
2/20/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	18
2/20/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
2/20/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	7
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	21
12/18/23			40-17G		Update:		Fidelity Bonds for Investment Companies	24
11/13/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	9
8/14/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	7
8/14/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	7
4/20/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	25
12/1/20	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
3/3/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	8
11/7/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	6
7/2/18	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
2/26/18	OLD		NSAR-B		Update:		Annual Report by an Investment Company — Form N-SAR  OLD	1
8/1/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	3
6/28/17	OLD		POS AMI		Registration:		Post-Effective Amendment of a Registration Statement by an Investment Company  OLD	1
3/30/17	OLD		N-54C		Registration:		Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C  OLD	1
3/27/17	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	221
					8-K Items:
11/1/13	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	23
9/30/13	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
11/30/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
1/23/06	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	4
9/30/13	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
3/15/05	OLD		Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
3/27/17	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	35
3/27/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
11/7/11	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	8
3/24/17	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	8
11/2/12	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ↓‘EX-17’	1
1/23/17	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	19
3/24/17	OLD		Events:			•	Other Events — Item 8.01  OLD	125
3/27/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	154
3/15/17	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	26
11/8/16	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	76
9/27/16	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	9
7/18/16	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	27
10/19/15	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	22
4/19/13	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	12
6/7/12	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
3/7/12	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	4
10/26/09	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
10/9/09	OLD		497AD		Update:		Advertising by Certain Investment Companies  OLD	9
10/6/09	OLD		497		Registration:		Definitive Materials  OLD	14
10/6/09	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	3
9/23/09	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
5/29/08	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	7
4/3/08	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
7/12/06	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
3/7/03	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
6/26/02	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
3/29/00	OLD		40-8F-B		Registration:		Application for an SEC Deregistration Order by an Investment Company – Business Development Company (BDC) — Form N-8F  OLD	1
8/12/99	OLD		SC 13E4		Ownership:		Tender-Offer Statements by Issuers — Schedule 13E-4  OLD	2
3/13/96	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
					Letters:
5/29/08	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					Form-Specific Documents:
11/13/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			9
					General Exhibits:
3/27/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			17
3/27/17	OLD		EX-10		Material Contracts  OLD			74
10/26/15	OLD		EX-24		Powers of Attorney  OLD			6
3/16/15	OLD		EX-14		Codes of Ethics  OLD			11
3/16/15	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
3/4/15	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
3/15/13	OLD		EX-21		Subsidiaries List  OLD			1
6/7/12	OLD		EX-23		Consents of Experts and Counsel  OLD			11
6/7/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
10/6/09	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
3/29/96	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
					ABS Exhibits:
4/6/16	OLD		EX-33		Report of Compliance with Servicing Criteria  OLD			1
					Additional Exhibits:
4/18/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  18 Certifications — §302 – SOA’02;  10 Certifications — §906 – SOA’02 — Form N-SAR:  1 Accountant’s Report re: Internal Controls  (29 total)			383
					Investment Company Exhibits:
2/20/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
2/22/21	OLD		MATERIAL AMENDMENTS		Material Amendment to Organizational Documents  OLD			1
					Financials:
3/15/17	OLD		EX-31		Certifications — §302 – SOA’02  OLD			111
3/15/17	OLD		EX-32		Certifications — §906 – SOA’02  OLD			60
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			20
					Graphics:
3/1/24			GRAPHIC		Photos, Images and Graphs			1,077

Forms , Documents & Exhibits  in  1,241 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 68235B

        

Latest Filing			Type		Category	Description		Documents
3/13/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	1,151
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	41
1/3/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	19
8/17/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	25
2/15/02	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
8/12/99	OLD		SC 13E4		Ownership:		Tender-Offer Statements by Issuers — Schedule 13E-4  OLD	2
					Letters:
8/31/09	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
6/23/23			EX-24		Powers of Attorney			509
2/22/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
11/3/08	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
					Additional Exhibits:
7/13/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			105
					Graphics:
6/23/23			GRAPHIC		Photos, Images and Graphs			2

        

Filings History

Year		# of Filings
2024		32
2023		65
2022		72
2021		97
2020		83
2019		64
2018		62
2017		75
2016		75
2015		89
2014		94
2013		101
2012		95
2011		86
2010		101
2009		112
2008		93
2007		125
2006		57
2005		65
2004		69
2003		49
2002		53
2001		20
2000		26
1999		13
1998		11
1997		7
1996		7
1995		5