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List All Filings | or | ||
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Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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1/25/17 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
1/4/17 | OLD | N-8F NTC | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice OLD | 1 | |||||||
12/7/16 | OLD | N-8F | Registration: | Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F OLD | 2 | |||||||
9/4/13 | OLD | CORRESP | Comment: | Comment-Response or Other Letter to the SEC [ a.k.a. COVER ] OLD — | 1 | |||||||
8/28/13 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 20 | |||||||
8/16/13 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 10 | |||||||
6/14/13 | OLD | 8-K | Update: | Current Reports — Form 8-K OLD — | 15 | |||||||
8-K Items: | ||||||||||||
6/14/13 | OLD | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 | 1 | ||||||||
1/28/13 | OLD | • | Regulation FD Disclosure — Item 7.01 | 6 | ||||||||
2/15/13 | OLD | • | Other Events — Item 8.01 | 6 | ||||||||
6/14/13 | OLD | • | Financial Statements and Exhibits — Item 9.01 | 13 | ||||||||
5/30/13 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 18 | |||||||
3/1/13 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 13 | |||||||
2/27/13 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 20 | |||||||
2/15/13 | OLD | 425 | Registration: | Prospectus or Communication – Merger OLD | 1 | |||||||
10/26/12 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 11 | |||||||
8/23/12 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 10 | |||||||
4/2/12 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 19 | |||||||
3/10/06 | OLD | DEFR14A | Proxy: | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 | |||||||
9/27/05 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 2 | |||||||
8/16/05 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statement — Schedule 14A OLD | 1 | |||||||
3/6/03 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 19 | |||||||
3/1/02 | OLD | NT-NSAR | Update: | Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25 OLD | 4 | |||||||
8/31/99 | OLD | NTFNSAR | Update: | Notice of a Late Filing of a Form N-SAR Semi-Annual Report (Late Notice) — Form 12b-25 OLD | 1 | |||||||
11/21/97 | OLD | DEFS14A | Proxy: | Definitive Proxy Statement – Special Meeting — Schedule 14A OLD | 1 | |||||||
10/29/97 | OLD | PRES14A | Proxy: | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 | |||||||
General Exhibits: | ||||||||||||
3/10/00 | OLD | EX-1 | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 3 | ||||||||
3/15/99 | OLD | EX-2 | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 | ||||||||
Additional Exhibits: | ||||||||||||
6/14/13 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 120 | ||||||||
Financials: | ||||||||||||
3/10/04 | OLD | EX-31 | Certification — §302 – SOA’02 OLD | 1 | ||||||||
3/10/04 | OLD | EX-32 | Certification — §906 – SOA’02 OLD | 1 | ||||||||
8/29/00 | OLD | EX-27 | Financial Data Schedules {Pre-XBRL} OLD | 6 | ||||||||
Graphics: | ||||||||||||
3/1/13 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 158 |
List all Money Managers that own this Security Issuer: CUSIPs 95766H and 79547Q |
Latest Filing | Type | Category | Description | Documents | ||||||
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7/11/13 | OLD | 25-NSE | Trading: | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 | |||||
6/5/13 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 21 | |||||
10/14/11 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 9 | |||||
7/10/07 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 14 | |||||
General Exhibits: | ||||||||||
6/5/13 | OLD | EX-24 | Powers of Attorney OLD | 3 | ||||||
Additional Exhibits: | ||||||||||
7/11/13 | OLD | EX-99 | Miscellaneous Exhibit OLD | 1 |
Year | # of Filings | |
---|---|---|
2017 | 2 | |
2016 | 2 | |
⇑ | ||
2013 | 13 | |
2012 | 10 | |
2011 | 13 | |
2010 | 12 | |
2009 | 14 | |
2008 | 11 | |
2007 | 22 | |
2006 | 14 | |
2005 | 28 | |
2004 | 15 | |
2003 | 11 | |
2002 | 6 | |
2001 | 8 | |
2000 | 6 | |
1999 | 6 | |
1998 | 5 | |
1997 | 7 | |
1996 | 7 | |
1995 | 4 | |
1994 | 1 |