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Exa Corp. 
 MA
  SEC # 890264

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437  SEC Filings
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  from  4/5/04  to  2/14/18  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘5’ — Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 — for 12/31/17 — Filed re:  Issuer / Subject Company — Filed by:  Soros Robert 
 
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Filings
involving  Exa Corp. 

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Forms
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, Documents
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& Exhibits
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 in  124 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/4/17 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
11/17/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
11/17/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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58

8-K Items: 
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9/28/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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2
11/17/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
8/28/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 21
11/17/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/17/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
11/17/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
11/17/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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19
11/17/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
6/21/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
6/8/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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13
9/28/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
11/17/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 44

11/17/17 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 6
10/2/17 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 2
8/28/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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16
4/28/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
3/22/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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5
1/3/17 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
8/4/16 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 4
5/15/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
8/27/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
12/30/13 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
12/30/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
12/10/13 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
7/10/13 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
6/28/12 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/27/12 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/25/12 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/25/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
6/18/12 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
5/20/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

General Exhibits: 
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11/17/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
9/28/17 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/22/17 OLDEX-23Consents of Experts and Counsel  OLD 13
3/22/17 OLDEX-21Subsidiaries Lists  OLD 7
11/30/16 OLDEX-10Material Contracts  OLD 32
8/27/14 OLDEX-5Opinions of Counsel re: Legality  OLD 4
6/18/12 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 27
6/18/12 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/12/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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49

Financials: 
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8/28/17 OLDEX-31Certifications — §302 – SOA’02  OLD 42
8/28/17 OLDEX-32Certifications — §906 – SOA’02  OLD 42
8/28/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,241
8/28/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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28
8/28/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 126
8/28/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
21
4/6/12 OLDEX-16Letter re: a Change in Accountant  OLD 1

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10/12/17 OLDGRAPHICPhotos, Images and Graphs  OLD 601


Forms
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, Documents
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& Exhibits
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 in  321 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/18 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 11
2/14/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 30
11/20/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 9
11/17/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 231
11/17/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/17/17 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 6
11/17/17 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 5
10/2/17 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 2
10/2/17 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
9/13/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 20

Letters: 
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5/4/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

General Exhibits: 
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8/10/16 OLDEX-24Powers of Attorney  OLD 29
8/7/15 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
8/7/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6
8/7/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
8/7/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
9/24/14 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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2/14/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 30

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11/17/17 OLDGRAPHICPhotos, Images and Graphs  OLD 12


        

Filings History

Year    # of Filings
In descending order
2018 2
2017 103
2016 71
2015 64
2014 79
2013 62
2012 49
2011 5
2008 1
2004 1

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