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Ampex Corp./DE 
 CA
  SEC # 887433

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504  SEC Filings
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  from  2/14/94  to  2/2/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Gruber & McBaine Capital Management LLC 
 
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notifications of all
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Filings
involving  Ampex Corp./DE 

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Forms
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, Documents
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& Exhibits
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 in  232 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/17/08 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
11/14/08 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/13/08 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 9
11/12/08 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
10/9/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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105

8-K Items: 
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10/9/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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8
1/16/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/9/08 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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6
3/31/08 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 23
11/19/07 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
5/9/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
10/9/08 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
10/9/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
12/16/04 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
2/22/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
10/9/08 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/9/08 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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5
10/9/08 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
8/29/08 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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9
10/9/08 OLD
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  Events: 
Other Events — Item 8.01  OLD 29
10/9/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 78

8/14/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 42
4/15/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 14
3/31/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
5/16/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 7
4/27/07 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
4/13/07 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 12
8/10/05 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
6/30/05 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
11/15/04 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/23/04 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/7/03 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
5/23/02 OLDS-2Registration:  Registration Statement — Form S-2  OLD 1
1/24/02 OLDT-3Registration:  Application for a Qualification of a Trust Indenture — Form T-3  OLD 1
11/5/99 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/20/99 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
6/3/99 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
10/30/98 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3

General Exhibits: 
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10/9/08 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
10/9/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 53
10/9/08 OLDEX-10Material Contracts  OLD 74
5/15/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
4/15/08 OLDEX-23Consents of Experts and Counsel  OLD 25
4/15/08 OLDEX-21Subsidiaries Lists  OLD 13
6/30/05 OLDEX-5Opinions of Counsel re: Legality  OLD 9
7/30/98 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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10/9/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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112

Financials: 
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8/14/08 OLDEX-31Certifications — §302 – SOA’02  OLD 50
8/14/08 OLDEX-32Certifications — §906 – SOA’02  OLD 25
12/16/04 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 25
7/22/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 2

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7/7/08 OLDGRAPHICPhotos, Images and Graphs  OLD 95


Forms
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, Documents
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& Exhibits
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 in  272 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/2/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 23
7/10/08 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/11/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 24
7/25/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 197
7/25/07 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
6/7/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 12

Letters: 
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9/18/06 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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3/15/07 OLDEX-24Powers of Attorney  OLD 3
2/26/07 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
10/10/06 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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7/10/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6


        

Filings History

Year    # of Filings
In descending order
2009 1
2008 46
2007 74
2006 58
2005 107
2004 36
2003 25
2002 14
2001 23
2000 16
1999 33
1998 27
1997 28
1996 11
1995 2
1994 3

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