| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 450 |
| | |
| | 8-K Items: |
| 9/21/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 26 |
| 5/19/05 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
| 4/1/24 | | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’ | 6 |
| 4/23/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 82 |
| 12/5/16 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 1 |
| 1/9/23 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 2 |
| 12/23/08 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
| 6/9/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 2 |
| 2/27/15 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 2 |
| 4/1/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’ — List of Directors & Officers | 58 |
| 12/8/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 16 |
| 7/1/11 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 1 |
| 5/4/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 18 |
| 4/23/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 111 |
| 3/27/24 | | | Events: | • | Other Events — Item 8.01 | 191 |
| 4/23/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 388 |
| | |
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| 4/16/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 42 |
| 3/26/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 4 |
| 3/26/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 24 |
| 3/26/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 28 |
| 2/22/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 26 |
| 11/2/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 84 |
| 10/2/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 9 |
| 9/29/23 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 9 |
| 9/27/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 15 |
| 9/26/23 | | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 | 15 |
| 7/25/23 | | | 425 | | Registration: | | Prospectuses and Communications – Mergers | 37 |
| 1/17/23 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 1/13/23 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 2 |
| 1/13/23 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 12/2/21 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 6 |
| 12/1/21 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 6 |
| 5/11/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 6 |
| 9/2/20 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 3 |
| 6/3/20 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 2 |
| 6/2/20 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 2/21/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
| 2/1/19 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 1/24/18 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 3 |
| 5/25/17 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| 11/30/16 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 2/1/16 | OLD | | S-3DPOS | | Registration: | | Post-Effective Amendments of ‘S-3D’ Registrations — Form S-3 OLD | 2 |
| 3/12/14 | OLD | | SC 13G | | Ownership: | | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G OLD | 1 |
| 7/27/11 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 10 |
| 4/20/10 | OLD | | DEL AM | | Registration: | | Registration Effectiveness-Delaying Amendments OLD | 2 |
| 9/21/09 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 9/11/09 | OLD | | S-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
| 8/27/09 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 6/30/09 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 7/11/07 | OLD | | S-3D | | Registration: | | Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3 OLD | 1 |
| 5/24/04 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 4/1/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
| 7/2/99 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| | |
| | Form-Specific Documents: |
| 4/16/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 42 |
| | |
| | General Exhibits: |
| 4/18/24 | | | EX-23 | | Consents of Experts and Counsel | 104 |
| 2/22/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/22/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 16 |
| 2/22/24 | | | EX-10 | | Material Contracts | 119 |
| 2/22/24 | | | EX-21 | | Subsidiaries Lists | 25 |
| 12/8/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 26 |
| 9/26/23 | | | EX-FILING FEES | | Filing Fees | 2 |
| 9/26/23 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 15 |
| 9/12/23 | | | EX-5 | | Opinions of Counsel re: Legality | 32 |
| 7/25/23 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 16 |
| 12/2/21 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 5 |
| 1/19/21 | OLD | | EX-17 | | Correspondence re: Departure of a Director OLD | 1 |
| 9/2/20 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 2 |
| 1/31/19 | OLD | | EX-9 | | Voting Trust Agreement OLD | 1 |
| 4/1/02 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 7 |
| 3/31/98 | OLD | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders OLD | 2 |
| | |
| | Additional Exhibits: |
| 4/23/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 512 |
| | |
| | Financials: |
| 4/23/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,935 |
| 4/23/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 192 |
| 4/23/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 799 |
| 4/23/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 154 |
| 4/23/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 186 |
| 2/22/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 167 |
| 2/22/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 85 |
| 11/2/23 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 42 |
| 2/27/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 11 |
| 2/27/15 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 18 |
| | |
| | Graphics: |
| 4/23/24 | | | GRAPHIC | | Photos, Images and Graphs | 4,070 |
