Finlay Enterprises Inc./DE 

NY

  SEC # 878731

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667  SEC Filings   from  5/22/96  to  11/3/10  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Finlay Enterprises Inc./DE

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Forms , Documents & Exhibits  in  247 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/3/10	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
8/24/10	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	151
					8-K Items:
8/6/09	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	18
11/16/07	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
8/24/10	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	2
1/25/08	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
2/5/09	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	40
12/9/08	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
8/6/09	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
3/3/09	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
7/9/08	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
5/6/10	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
6/1/10	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	23
12/9/08	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
7/29/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	11
9/29/09	OLD		Events:			•	Other Events — Item 8.01  OLD	23
8/24/10	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	97
9/15/09	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
6/16/09	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	5
6/16/09	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	41
5/21/09	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	15
5/1/09	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	14
7/23/08	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
5/7/08	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/14/06	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
10/13/98	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
4/23/98	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	4
4/20/98	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
4/20/98	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
3/24/98	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
10/15/97	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
					General Exhibits:
8/24/10	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
8/21/09	OLD		EX-10		Material Contracts  OLD			151
5/1/09	OLD		EX-23		Consents of Experts and Counsel  OLD			31
5/1/09	OLD		EX-21		Subsidiaries Lists  OLD			10
12/9/08	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
12/3/08	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			20
5/7/08	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
4/19/07	OLD		EX-14		Codes of Ethics  OLD			4
6/10/04	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			9
10/13/98	OLD		EX-24		Power of Attorney  OLD			1
4/20/98	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
					Additional Exhibits:
7/29/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			112
					Financials:
5/6/10	OLD		EX-16		Letters re: Changes in Accountants  OLD			6
6/16/09	OLD		EX-31		Certifications — §302 – SOA’02  OLD			52
6/16/09	OLD		EX-32		Certifications — §906 – SOA’02  OLD			50
12/9/04	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
12/12/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			22
4/20/98	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
3/24/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			10
					Graphics:
5/6/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			46

Forms , Documents & Exhibits  in  415 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/17/09	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	5
5/5/09	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	306
3/26/09	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/10/09	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	52
12/19/08	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	48
					Letters:
8/1/08	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			3
					General Exhibits:
7/17/09	OLD		EX-24		Powers of Attorney  OLD			16
3/18/04	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
3/18/04	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
11/7/97	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
11/7/97	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
					Additional Exhibits:
3/26/09	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			76

        

Filings History

Year		# of Filings
2010		14
2009		37
2008		72
2007		86
2006		76
2005		98
2004		139
2003		45
2002		15
2001		10
2000		14
1999		14
1998		21
1997		22
1996		4