SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Smart & Final Inc./DE 
 CA
  SEC # 875751

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

399  SEC Filings
Filing emoji
  from  7/31/96  to  6/6/07  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Smart & Final Inc./DE 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  154 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/6/07 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/31/07 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
69

8-K Items: 
Item emoji
4/27/07 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
15
5/26/05 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
2/20/07 OLD
Keycap - 2 emoji
  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 10
12/1/06 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
1
4/19/05 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
Exhibit emoji
1
2/20/07 OLD
Keycap - 5 emoji
  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/26/06 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
2
5/31/07 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 9
5/31/07 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 13

5/24/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 9
5/3/07 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 34
4/30/07 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 13
4/27/07 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/15/07 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/20/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 10
11/16/05 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
4/26/05 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
4/6/04 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/8/02 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/15/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
5/14/99 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
5/4/99 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
2/19/97 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
12/23/96 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/12/96 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1

Letters: 
Correspondence emoji
4/27/07 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
Exhibit emoji
4/27/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/7/07 OLDEX-23Consents of Experts and Counsel  OLD 19
3/7/07 OLDEX-21Subsidiaries Lists  OLD 11
12/1/06 OLDEX-10Material Contracts  OLD 143
11/16/05 OLDEX-5Opinions of Counsel re: Legality  OLD 5
3/14/03 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
5/4/99 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2

Additional Exhibits: 
Exhibit emoji
5/31/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
78

Financials: 
Financials emoji
Financials emoji
Financials emoji
5/3/07 OLDEX-31Certifications — §302 – SOA’02  OLD 30
5/3/07 OLDEX-32Certifications — §906 – SOA’02  OLD 30
6/12/02 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/20/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 18

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
5/31/07 OLDGRAPHICPhotos, Images and Graphs  OLD 59


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  245 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/4/07 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/21/07 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 25
2/14/07 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 11
11/2/06 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 199
10/2/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8

Letters: 
Correspondence emoji
4/11/07 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

Additional Exhibits: 
Exhibit emoji
6/4/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 18


        

Filings History

Year    # of Filings
In descending order
2007 25
2006 56
2005 64
2004 83
2003 83
2002 19
2001 9
2000 10
1999 19
1998 13
1997 11
1996 7

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., Apr. 29, 5:04:20.3am ET