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Mosaic ImmunoEngineering Inc. 
 CA
  SEC # 836564

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531  SEC Filings
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  from  12/11/95  to  4/19/24  (7 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/17/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Mosaic ImmunoEngineering Inc. 

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Forms
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, Documents
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& Exhibits
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 in  377 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/19/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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118

8-K Items: 
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3/28/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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19
3/28/24 New Document this Past Month!"Termination of a Material Definitive Agreement — Item 1.02  New Document this Past Month!  — ‘EX-10’
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4
8/25/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
11/10/10 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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4
2/22/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
2/22/22 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 4
2/22/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
11/28/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
9/15/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
8/25/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/19/24 New Document this Past Month!"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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20
12/30/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
6/15/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
5/5/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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7
6/26/23
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  Events: 
Other Events — Item 8.0148
6/26/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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78

4/15/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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19
3/28/24 New Document this Past Month!NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  New Document this Past Month! 4
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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59
12/28/22 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
2/3/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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9
6/25/21 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
6/15/21 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
3/9/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 13
3/2/21 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
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1
2/1/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
1/25/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
1/21/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 7
4/18/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/18/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
9/26/16 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 4
3/7/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
1/10/11 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 16
11/30/10 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/25/10 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 3
1/25/10 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/17/08 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/26/07 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
4/2/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 20
11/28/06 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 34
10/17/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
8/13/04 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
8/29/01 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 5
1/11/01 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
3/30/98 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2

General Exhibits: 
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4/15/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 116
4/15/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 19
6/26/23EX-10Material Contracts99
2/3/22 OLDEX-FILING FEESFiling Fees  OLD 1
3/9/21 OLDEX-5Opinions of Counsel re: Legality  OLD 42
12/1/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 16
12/1/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 37
8/29/03 OLDEX-14Code of Ethics  OLD 1
1/9/97 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
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5/5/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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111

Financials: 
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4/19/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,858
4/19/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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66
4/19/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 321
4/19/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 19
4/19/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
59
4/15/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 178
4/15/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 134
11/28/05 OLDEX-16Letters re: Changes in Accountants  OLD 3
1/12/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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27

Graphics: 
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5/5/22 OLDGRAPHICPhotos, Images and Graphs  OLD 117


Forms
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, Documents
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& Exhibits
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 in  154 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/22/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 131
7/16/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
12/8/20 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
2/17/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6

Letters: 
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12/21/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3
12/21/20 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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7/16/21 OLDEX-24Powers of Attorney  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 4
2023 6
2022 14
2021 21
2020 25
2019 7
2018 7
2017 7
2016 9
2015 12
2014 9
2013 14
2012 9
2011 10
2010 25
2009 23
2008 51
2007 39
2006 47
2005 37
2004 26
2003 32
2002 20
2001 13
2000 10
1999 18
1998 8
1997 15
1996 11
1995 2

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