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Windswept Environmental Group Inc. 
 NY
  SEC # 814915

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213  SEC Filings
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  from  7/29/96  to  7/16/12  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Windswept Environmental Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  179 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/16/12 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
2/17/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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51

8-K Items: 
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10/16/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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29
7/11/05 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
11/27/07 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 1
10/6/05 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
10/5/06 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 6
7/11/05 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
1/26/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
10/5/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
7/11/05 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
2/17/09 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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7
4/17/06 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
2/17/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
11/26/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 33

12/1/08 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
9/29/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 9
8/13/08 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
8/12/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
8/8/08 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
5/20/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 29
5/15/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 15
10/15/07 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 9
7/7/06 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
1/27/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
10/14/05 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
10/27/04 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
12/21/01 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
10/25/01 OLD10KT405Update:  Annual-Transition Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
8/23/00 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
8/14/00 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
4/21/00 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 21
3/13/00 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1

Letters: 
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1/26/06 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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10/16/08 OLDEX-10Material Contracts  OLD 118
8/8/08 OLDEX-23Consents of Experts and Counsel  OLD 47
8/8/08 OLDEX-5Opinions of Counsel re: Legality  OLD 12
10/15/07 OLDEX-21Subsidiaries Lists  OLD 12
2/3/06 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
12/21/01 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
8/20/98 OLDEX-14Code of Ethics  OLD 1
10/3/97 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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11/26/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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18

Financials: 
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5/20/08 OLDEX-31Certifications — §302 – SOA’02  OLD 52
5/20/08 OLDEX-32Certifications — §906 – SOA’02  OLD 26
1/26/06 OLDEX-16Letters re: Changes in Accountants  OLD 8
12/15/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 31

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2/9/07 OLDGRAPHICPhotos, Images and Graphs  OLD 65


Forms
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, Documents
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& Exhibits
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 in  34 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/16/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5
7/29/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 11
11/26/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
7/11/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 9
7/12/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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7/22/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

General Exhibits: 
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7/11/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10
11/8/99 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
11/8/99 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
11/8/99 OLDEX-5Opinion of Counsel re: Legality  OLD 1
11/8/99 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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7/11/05 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8


        

Filings History

Year    # of Filings
In descending order
2012 1
2010 1
2009 3
2008 31
2007 12
2006 36
2005 32
2004 17
2003 6
2002 5
2001 9
2000 9
1999 14
1998 9
1997 19
1996 9

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