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List All Filings | or | ||
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Most-Recent Filing: | ‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — for 4/16/24 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
4/25/24 | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 2 | ||||||||
2/13/24 | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 149 | ||||||||
2/6/24 | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F — | 98 | ||||||||
2/9/22 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 21 | |||||||
7/11/19 | OLD | APP WD | Registration: | Withdrawal of an Application for an Exemption Order or Other Relief OLD | 1 | |||||||
1/20/04 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 6 | |||||||
General Exhibits: | ||||||||||||
2/16/99 | OLD | EX-24 | Powers of Attorney OLD | 34 | ||||||||
Additional Exhibits: | ||||||||||||
2/16/99 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 15 | ||||||||
Graphics: | ||||||||||||
2/9/22 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 27 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/13/24 | 12/31/23 | 14 | of | 511 | $5,242 |
| Personal Cfo Solutions, LLC | |||||||
2/7/24 | 12/31/23 | 4,344 | of | 4,741 | $153,604,671 |
| Principal Financial Group Inc. | |||||||
2/6/24 | 12/31/23 | 35 | of | 452 | $138 |
| Bellevue Asset Management, LLC | |||||||
5/7/20 | 3/31/20 | NA | of | 210 | NA |
| Transcend Capital Advisors, LLC [ formerly Transcend Wealth Collective, LLC ] |
Year | # of Filings | |
---|---|---|
2024 | 12 | |
2023 | 16 | |
2022 | 16 | |
2021 | 18 | |
2020 | 30 | |
2019 | 24 | |
2018 | 12 | |
2017 | 5 | |
2016 | 5 | |
2015 | 4 | |
2014 | 4 | |
2013 | 4 | |
2012 | 4 | |
2011 | 4 | |
2010 | 4 | |
2009 | 5 | |
2008 | 5 | |
2007 | 5 | |
2006 | 7 | |
2005 | 6 | |
2004 | 5 | |
2003 | 6 | |
2002 | 4 | |
2001 | 12 | |
2000 | 39 | |
1999 | 22 | |
1998 | 8 | |
1997 | 9 |