Citizens Financial Group Inc./RI 

RI

  SEC # 759944

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1,329  SEC Filings   from  5/14/99  to  4/26/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/25/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Citizens Financial Group Inc./RI

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Forms , Documents & Exhibits  in  477 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	185
					8-K Items:
7/30/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
4/17/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	39
4/6/15	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
6/11/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	7
4/26/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — ↓‘EX-17’  — List of Directors & Officers	20
4/29/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	13
4/26/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	10
4/17/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	81
4/25/24			Events:			•	Other Events — Item 8.01	54
4/25/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	166
4/19/24			424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities	24
4/18/24			FWP		Registration:		Prospectuses – Free Writing	16
3/11/24			ARS		Update:		Annual Reports to Security Holders	3
3/11/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	17
3/11/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	10
2/16/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	11
2/2/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	47
11/6/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	29
4/7/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
3/1/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
10/8/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	3
10/8/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	6
10/7/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
10/6/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
10/5/21	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	4
9/14/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	5
4/27/20	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
10/25/19	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
10/25/19	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
12/14/15	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	3
11/13/15	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	64
7/29/15	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	4
7/28/15	OLD		S-1MEF		Registration:		Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD	2
7/28/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	12
9/22/14	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
7/1/99	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
7/1/99	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					Form-Specific Documents:
2/2/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			33
					General Exhibits:
4/25/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			60
4/25/24			EX-5		Opinions of Counsel re: Legality			29
4/25/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			20
4/19/24			EX-FILING FEES		Filing Fees			4
2/16/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/16/24			EX-23		Consents of Experts and Counsel			34
2/16/24			EX-10		Material Contracts			135
2/16/24			EX-21		Subsidiaries Lists			12
2/17/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			26
4/7/22	OLD		EX-24		Powers of Attorney  OLD			6
10/8/21	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			7
10/5/21	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
7/30/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
11/3/15	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
					Additional Exhibits:
4/18/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			242
					Financials:
4/26/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			5,138
4/26/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			131
4/26/24			EX-101.*		XBRL Data  (XBRL Files)			573
4/26/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			108
4/26/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			128
2/16/24			EX-31		Certifications — §302 – SOA’02			80
2/16/24			EX-32		Certifications — §906 – SOA’02			80
11/7/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			29
					Graphics:
4/26/24			GRAPHIC		Photos, Images and Graphs			4,751

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
11/13/15			9/30/15		435	of	781		$1,026			NatWest Group plc [ formerly Royal Bank of Scotland Group plc ]

Forms , Documents & Exhibits  in  873 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 174610

        

Latest Filing			Type		Category	Description		Documents
4/26/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	753
4/19/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	3
4/18/24			FWP		Registration:		Prospectuses – Free Writing	16
3/4/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	47
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	40
2/4/22	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
9/14/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	5
					Letters:
9/22/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
9/22/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
3/4/24			EX-24		Powers of Attorney			44
					Additional Exhibits:
2/16/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
3/4/24			GRAPHIC		Photos, Images and Graphs			98

        

Filings History

Year		# of Filings
2024		73
2023		125
2022		130
2021		149
2020		145
2019		123
2018		117
2017		102
2016		79
2015		139
2014		75
2013		5
2012		4
2011		4
2010		6
2009		4
2008		5
2007		4
2006		4
2005		4
2004		4
2003		4
2002		5
2001		10
2000		4
1999		5