| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/24/24 |  | | NPORT-P | | Update: | | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT | 360 |
| 4/24/24 | | | NPORT-EX | | Update: | | Portfolio Holdings Schedules by Investment Companies — Form N-PORT | 200 |
| 4/22/24 | | | N-CSRS | | Update: | | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 101 |
| 4/10/24 | | | 40-17G | | Update: | | Fidelity Bonds for Investment Companies | 86 |
| 4/2/24 | | | 497 | | Registration: | | Definitive Materials — Financial Reports | 394 |
| 3/20/24 | | | 24F-2NT | | Update: | | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 | 106 |
| 3/13/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 55 |
| 3/13/24 | | | N-CEN | | Update: | | Annual Reports by Investment Companies — Form N-CEN | 31 |
| 3/8/24 | | | 497K | | Registration: | | Prospectuses – Certain Open-End Investment Companies – Summary | 436 |
| 3/4/24 | | | 497J | | Registration: | | Certifications of No Change in Definitive Materials | 127 |
| 2/26/24 | | | 485BPOS | | Registration: | | Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports | 204 |
| 2/22/24 | | | N-CSR | | Update: | | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 106 |
| 11/15/23 | | | 485APOS | | Registration: | | Post-Effective Amendments of Form N-1 and N-1A Registrations | 40 |
| 8/28/23 | | | N-PX | | Proxy: | | Annual Proxy Voting Reports by Investment Companies — Form N-PX | 105 |
| 3/14/23 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 38 |
| 2/17/23 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 9 |
| 12/23/22 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 9 |
| 4/26/19 | OLD | | N-Q | | Update: | | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 126 |
| 4/26/18 | OLD | | NSAR-A | | Update: | | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 71 |
| 2/27/18 | OLD | | NSAR-B | | Update: | | Annual Reports by Investment Companies — Form N-SAR OLD | 79 |
| 2/1/13 | OLD | | N-14 | | Registration: | | Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14 OLD | 6 |
| 10/19/12 | OLD | | 40-APP | | Registration: | | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 8 |
| 1/27/12 | OLD | | 485BXT | | Registration: | | Post-Effective Amendment of a Form N-1 or N-1A Registration to Designate a New Effective Date OLD | 1 |
| 11/29/11 | OLD | | NSAR-BT | | Update: | | Annual-Transition Reports by Investment Companies — Form N-SAR OLD | 4 |
| 11/23/10 | OLD | | APP WD | | Registration: | | Withdrawals of Applications for Exemption Orders and Other Relief OLD | 2 |
| 1/30/09 | OLD | | NT-NSAR | | Update: | | Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25 OLD | 3 |
| 2/8/08 | OLD | | DEFA14C | | Proxy: | | Definitive Additional Proxy Info Statements — Schedule 14C OLD | 5 |
| 1/20/04 | OLD | | 13F-E | | Ownership: | | Quarterly Holdings Reports by Money Managers — Form 13F OLD | 19 |
| 1/27/03 | OLD | | N-30D | | Update: | | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 21 |
| 2/22/02 | OLD | | 40-6C | | Registration: | | Application for an Exemption or Other Relief by an Investment Company OLD | 1 |
| 10/19/01 | OLD | | DEFS14A | | Proxy: | | Definitive Proxy Statements – Special Meetings — Schedule 14A OLD | 2 |
| 9/13/01 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 5/14/01 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD | 9 |
| 1/26/01 | OLD | | 486BPOS | | Registration: | | Post-Effective Amendment of a Form N-2 Registration OLD | 1 |
| 7/15/94 | OLD | | N-30B-2 | | Update: | | Periodic and Interim Reports Mailed to Shareholders by Investment Companies OLD | 2 |
| | |
| | Form-Specific Documents: |
| 4/24/24 | | | NPORT-EX | | Portfolio Holdings Schedules — Form N-PORT | 200 |
| | |
| | General Exhibits: |
| 5/9/11 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 5 |
| 5/9/11 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 5 |
| 5/9/11 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 5 |
| 5/9/11 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 5 |
| 5/9/11 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 5 |
| 5/9/11 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 5 |
| 5/9/11 | OLD | | EX-9 | | Voting Trust Agreements OLD | 7 |
| 5/9/11 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 2 |
| 5/9/11 | OLD | | EX-10 | | Material Contracts OLD | 2 |
| 9/9/08 | OLD | | EX-14 | | Codes of Ethics OLD | 6 |
| 7/2/08 | OLD | | EX-17 | | Correspondence re: Departure of a Director OLD | 1 |
| 1/27/94 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/22/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — EX-99.* Form-Specific Exhibits... Form N-14: 3 Opinions of Counsel re: Legality; 8 Other Consents; 4 Powers of Attorney — Form N-1A: 5 Articles of Incorporation/Organization; 1 Code of Ethics; 42 Custodian Agreements; 294 Distribution Plans — Rule 12b-1 – ICA’40; 262 Investment Advisor Contracts; 15 Multiple-Classes Plans — Rule 18f-3 – ICA’40; 118 Opinions of Counsel re: Legality; 158 Other Opinions; 81 Underwriter Contracts — Form N-CSR: 331 Certifications — §302 – SOA’02; 203 Certifications — §906 – SOA’02; 106 Codes of Ethics — Form N-SAR: 182 Accountants’ Reports re: Internal Controls; 1 Certification — §302 – SOA’02; 1 Info Pursuant to an SEC Exemption Order; 4 Legal Proceedings; 29 Matters Submitted to Votes of Security Holders; 2 Mergers Info; 281 Other Disclosures; 10 Policies re: Security Investments; 16 Terms of New and Amended Securities; 13 Transactions Effected — Rule 10f-3 – ICA’40 (2,170 total) | 2,726 |
| | |
| | Investment Company Exhibits: |
| 3/13/24 | | | INTERNAL CONTROL RPT | | Accountants’ Reports re: Internal Controls | 70 |
| | |
| | Financials: |
| 3/1/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 1,918 |
| 3/1/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 635 |
| 3/1/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 27 |
| 3/1/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 111 |
| 2/24/22 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 78 |
| 5/9/11 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 5 |
| 5/9/11 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 7 |
| 5/9/11 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 4 |
| 8/8/08 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 4 |
| 8/1/03 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 3 |
| 8/1/03 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 3 |
| 9/15/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 592 |
| 1/27/94 | OLD | | EX-15 | | Letter re: Unaudited Interim Financial Info OLD | 1 |
| | |
| | Graphics: |
| 4/22/24 | | | GRAPHIC | | Photos, Images and Graphs | 17,336 |
