| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 5/9/24 |  | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 53 |
| 5/9/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 61 |
| 5/8/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 80 |
| 5/7/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 813 |
| 11/7/23 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 2 |
| 11/7/23 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 24 |
| 1/21/22 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 11/3/21 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 10 |
| 11/3/21 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3 OLD | 9 |
| 2/1/18 | OLD | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Reports — Form ABS-15G OLD | 7 |
| 10/6/17 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 10 |
| 11/9/16 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 2 |
| 7/12/13 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 12 |
| 6/18/13 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 123 |
| 5/14/13 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 3 |
| 3/3/09 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 3 |
| 10/17/05 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 5/21/04 | OLD | | F-X | | Registration: | | Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X OLD | 1 |
| 5/21/04 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB OLD | 1 |
| 3/7/03 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 4 |
| | |
| | Form-Specific Documents: |
| 5/9/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 46 |
| | |
| | General Exhibits: |
| 5/7/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 671 |
| 5/6/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 127 |
| 2/20/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 46 |
| 11/17/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 97 |
| 11/17/23 | | | EX-5 | | Opinions of Counsel re: Legality | 233 |
| 11/13/23 | | | EX-FILING FEES | | Filing Fees | 5 |
| 11/7/23 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 21 |
| 11/3/21 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 13 |
| 11/3/21 | OLD | | EX-24 | | Powers of Attorney OLD | 13 |
| 11/3/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 17 |
| 3/2/11 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 5 |
| 12/16/05 | OLD | | EX-14 | | Codes of Ethics OLD | 3 |
| 5/27/03 | OLD | | EX-6 | | Opinions of Counsel re: Discounts on Capital Shares OLD | 2 |
| 11/7/02 | OLD | | EX-10 | | Material Contract OLD | 1 |
| | |
| | Additional Exhibits: |
| 12/23/20 | OLD | | EX-99 | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls | 52 |
| | |
| | Financials: |
| 5/7/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 1,671 |
| 5/7/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 12 |
| 5/7/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 66 |
| 5/7/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 6 |
| 5/7/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 12 |
| 11/7/23 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 22 |
| 11/7/23 | | | EX-12 | | Statements re: Computations of Ratios | 22 |
| 11/4/20 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 5 |
| 11/7/18 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 13 |
| | |
| | Graphics: |
| 5/9/24 | | | GRAPHIC | | Photos, Images and Graphs | 19,026 |
