| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/5/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 2 |
| 4/5/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 29 |
| 4/5/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 41 |
| 3/5/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 360 |
| | |
| | 8-K Items: |
| 5/2/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 26 |
| 11/28/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 6 |
| 2/7/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 95 |
| 5/2/23 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 5 |
| 5/2/23 | | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ↓‘EX-10’ | 1 |
| 11/18/21 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 8/22/11 | OLD | | Securities & Trading: | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
| 10/1/07 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 1 |
| 1/5/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 48 |
| 11/21/22 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 19 |
| 5/24/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 17 |
| 3/5/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 38 |
| 6/2/23 | | | Events: | • | Other Events — Item 8.01 | 100 |
| 2/7/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 251 |
| | |
|
| 2/9/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 9 |
| 2/7/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 29 |
| 11/1/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 94 |
| 8/2/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 15 |
| 6/27/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 25 |
| 6/1/23 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 21 |
| 5/30/23 | | | FWP | | Registration: | | Prospectuses – Free Writing | 21 |
| 5/30/23 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 28 |
| 5/25/23 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 | 8 |
| 5/15/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 33 |
| 3/7/23 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A OLD | 5 |
| 12/11/18 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 7 |
| 11/30/18 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 3 |
| 11/26/18 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 135 |
| 4/12/18 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 7 |
| 2/9/18 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 23 |
| 5/10/17 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 7 |
| 3/27/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 35 |
| 4/22/16 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 7 |
| 6/26/15 | OLD | | DEL AM | | Registration: | | Registration Effectiveness-Delaying Amendment OLD | 1 |
| 1/7/11 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 5 |
| 8/13/08 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 8 |
| 4/25/07 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 2 |
| 8/10/06 | OLD | | 424B5 | | Registration: | | Prospectus – Primary Offering or Shelf Securities – New Facts or Events OLD | 1 |
| 3/21/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 4 |
| 6/5/01 | OLD | | 424B1 | | Registration: | | Prospectuses – Info Previously Omitted OLD | 2 |
| 5/21/98 | OLD | | S-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
| 9/22/97 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 6/27/97 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
| 11/4/96 | OLD | | 8-B12B | | Registration: | | Registration Statement by a Successor Issuer — Form 8-B OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/9/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 9 |
| | |
| | General Exhibits: |
| 2/7/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/7/24 | | | EX-23 | | Consents of Experts and Counsel | 152 |
| 2/7/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 86 |
| 2/7/24 | | | EX-10 | | Material Contracts | 269 |
| 2/7/24 | | | EX-21 | | Subsidiaries Lists | 31 |
| 8/2/23 | | | EX-FILING FEES | | Filing Fees | 6 |
| 8/2/23 | | | EX-5 | | Opinions of Counsel re: Legality | 57 |
| 5/31/23 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 30 |
| 5/25/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 17 |
| 2/8/23 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 38 |
| 11/21/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 35 |
| 5/19/20 | OLD | | EX-24 | | Powers of Attorney OLD | 9 |
| 2/28/19 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 26 |
| 5/25/07 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 10 |
| 3/29/96 | OLD | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders OLD | 3 |
| | |
| | Additional Exhibits: |
| 2/7/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization | 380 |
| | |
| | Financials: |
| 4/5/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,845 |
| 4/5/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 653 |
| 4/5/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 117 |
| 4/5/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 154 |
| 3/5/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 162 |
| 2/7/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 166 |
| 2/7/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 166 |
| 11/1/23 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 112 |
| 2/14/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 24 |
| 5/1/15 | OLD | | EX-18 | | Letters re: Changes in Accounting Principles and Practices OLD | 3 |
| 10/1/07 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 80 |
| 11/6/98 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 21 |
| | |
| | Graphics: |
| 4/5/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,587 |
