Cowen & Co., LLC 

NY

  SEC # 48966

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150  SEC Filings   from  3/4/02  to  4/3/24  (4 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘144’ — Notice of a Proposed Sale of Securities by an Insider — Form 144 — Filed as:  Filing Agent — Filed by:  Vivo Capital Surplus Fund VIII, L.P. — Re:  Terns Pharmaceuticals, Inc.
New-Filing E-Mail:			Send me notifications of all Filings involving  Cowen & Co., LLC

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Forms , Documents & Exhibits  in  136 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/2/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	61
3/15/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	9
3/15/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	6
3/5/24			FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers	16
2/29/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	25
2/12/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	19
					Form-Specific Documents:
2/12/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			19
					Additional Exhibits:
2/14/18	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Broker-Dealer Reports:
2/29/24			FULL		Annual Financial Reports (Full)			9

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		51
2023		34
2022		10
2021		10
2020		5
2019		5
2018		3
2017		1
2016		2
2015		2
2014		2
2013		2
2012		3
2011		2
2010		3
2009		2
2008		2
2007		2
2006		2
2005		2
2004		2
2003		2
2002		1