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American Retail Group, Inc. 
 NV
  SEC # 277905

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165  SEC Filings
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  from  2/21/96  to  2/3/22  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  American Retail Group, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  133 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/3/22 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/19/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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33
11/14/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
10/29/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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16

8-K Items: 
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8/3/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
8/3/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/3/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
10/29/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
8/3/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 6
8/3/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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7
8/3/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 5
10/29/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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9
8/3/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
8/3/18 OLD"Change in Shell Company Status — Item 5.06  OLD 5
4/6/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
8/3/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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12

4/2/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
6/19/17 OLD10-12GRegistration:  Registration Statements — Form 10  OLD  — Financial Reports
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4
4/14/16 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/30/16 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
5/23/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
2/9/11 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
9/2/09 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
8/20/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
9/14/04 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 2
9/10/04 OLDN-PXProxy:  Annual Proxy Voting Report by an Investment Company — Form N-PX  OLD 1
9/10/04 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 12
8/30/04 OLDNT-NSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD 1
4/26/04 OLD40-8F-LRegistration:  Applications for SEC Deregistration Orders by Certain Investment Companies – Liquidations — Form N-8F  OLD 2
3/10/04 OLDN-CSRUpdate:  Annual Certified Shareholder Report by an Investment Company — Form N-CSR  OLD 1
2/27/04 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 6
2/9/04 OLD40-8F-ARegistration:  Application for an SEC Deregistration Order by an Investment Company – Abandonment of Registration — Form N-8F  OLD 1
12/3/03 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 5
2/28/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 12
4/19/01 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
3/24/00 OLDN-2Registration:  Registration Statements by Closed-End Investment Companies — Form N-2  OLD 4
3/4/99 OLDNTFNSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report (Late Notice) — Form 12b-25  OLD 1

General Exhibits: 
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5/14/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
5/14/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
5/14/18 OLDEX-21Subsidiaries Lists  OLD 2
6/19/17 OLDEX-10Material Contracts  OLD 13
8/3/11 OLDEX-17Correspondence re: Departures of Directors  OLD 2

Additional Exhibits: 
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4/6/11 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-CSR:  3 Certifications — §302 – SOA’02;  1 Certification — §906 – SOA’02 — Form N-SAR:  3 Accountants’ Reports re: Internal Controls;  2 Matters Submitted to Votes of Security Holders  (9 total)
14

Financials: 
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12/19/18 OLDEX-31Certifications — §302 – SOA’02  OLD 57
12/19/18 OLDEX-32Certifications — §906 – SOA’02  OLD 47
12/19/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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465
12/19/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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36
12/19/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 174
12/19/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
29
8/15/11 OLDEX-16Letters re: Changes in Accountants  OLD 4
3/30/98 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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3

Graphics: 
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5/14/18 OLDGRAPHICPhotos, Images and Graphs  OLD 53


Forms
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, Documents
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& Exhibits
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 in  33 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/10/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
9/16/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
9/8/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2
2/9/11 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
2/3/11 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
8/16/02 OLD40-17F1Update:  Certificate of Accounting of Securities of an Investment Company in the Custody of Members of National Securities Exchanges — Form N-17f-1  OLD 1
7/10/02 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6

Letters: 
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9/26/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6


        

Filings History

Year    # of Filings
In descending order
2022 1
2018 13
2017 8
2016 2
2015 5
2014 7
2013 4
2012 4
2011 35
2010 10
2009 9
2008 11
2004 9
2003 6
2002 12
2001 7
2000 4
1999 5
1998 4
1997 2
1996 7

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