| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 10 |
| 4/18/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 253 |
| | |
| | 8-K Items: |
| 4/18/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 48 |
| 9/15/16 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 5 |
| 10/19/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 7 |
| 8/2/16 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD — Financial Reports | 39 |
| 4/17/17 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 5 |
| 11/12/19 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 22 |
| 4/18/24 | | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’ | 18 |
| 4/10/23 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 3 |
| 10/29/19 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 6 |
| 5/26/17 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD — ↓‘EX-9’ | 1 |
| 11/7/23 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 42 |
| 8/13/20 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 18 |
| 8/24/17 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 2 |
| 12/21/22 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 15 |
| 9/2/20 | OLD | | " | | | • | Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08 OLD | 1 |
| 4/18/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 64 |
| 12/3/21 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 66 |
| 4/18/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 196 |
| | |
|
| 4/15/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 14 |
| 3/21/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 9 |
| 3/21/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 30 |
| 3/18/24 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 90 |
| 2/21/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 19 |
| 8/25/23 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 32 |
| 8/1/22 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 2 |
| 5/13/22 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 4 |
| 5/13/22 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 8 |
| 5/5/22 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 8 |
| 2/16/21 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 2 |
| 2/12/21 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 10 |
| 9/23/20 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 8/31/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 8 |
| 11/2/18 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 9/14/18 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 6 |
| 4/21/17 | OLD | | SC 14F1 | | Ownership: | | Statement re: a Change in the Majority of Directors — Schedule 14F-1 OLD | 1 |
| 3/9/17 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 3 |
| 3/3/17 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 3 |
| 1/29/16 | OLD | | SC 13D | | Ownership: | | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D OLD | 1 |
| 10/14/15 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 7/9/12 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 2 |
| 10/12/11 | OLD | | S-8 | | Registration: | | Registration Statement – Securities for an Employee Benefit Plan — Form S-8 OLD | 1 |
| 7/26/02 | OLD | | 10KSB | | Update: | | Annual or Annual-Transition Report by a Small Business — Form 10-KSB OLD | 1 |
| 10/24/01 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 1/27/00 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 7/28/99 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
| | |
| | General Exhibits: |
| 4/18/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 32 |
| 4/18/24 | | | EX-10 | | Material Contracts | 126 |
| 4/18/24 | | | EX-5 | | Opinions of Counsel re: Legality | 25 |
| 7/31/23 | | | EX-23 | | Consents of Experts and Counsel | 59 |
| 7/31/23 | | | EX-21 | | Subsidiaries Lists | 2 |
| 5/5/22 | OLD | | EX-FILING FEES | | Filing Fees OLD | 1 |
| 12/3/21 | OLD | | EX-96 | | Mining Disclosure OLD | 1 |
| 8/13/20 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 27 |
| 7/13/20 | OLD | | EX-14 | | Codes of Ethics OLD | 3 |
| 10/6/17 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 5 |
| 1/8/16 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 |
| 9/16/13 | OLD | | EX-9 | | Voting Trust Agreement OLD | 1 |
| 7/27/12 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 19 |
| 7/29/03 | OLD | | EX-24 | | Powers of Attorney OLD | 8 |
| 12/22/00 | OLD | | EX-28 | | Info from Reports Furnished to State Insurance Regulators OLD | 33 |
| | |
| | Additional Exhibits: |
| 4/18/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 2 Articles of Incorporation/Organization | 224 |
| | |
| | Financials: |
| 4/18/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,573 |
| 4/18/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 72 |
| 4/18/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 343 |
| 4/18/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 25 |
| 4/18/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 65 |
| 3/18/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 176 |
| 3/18/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 168 |
| 10/29/19 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 6 |
| 3/8/01 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 25 |
| 7/31/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 2 |
| | |
| | Graphics: |
| 4/15/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,344 |
