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CNA Financial Corp. 
 IL
  SEC # 21175

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1,221  SEC Filings
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  from  3/29/94  to  3/22/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  CNA Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  711 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/22/24ARSUpdate:  Annual Reports to Security Holders2
3/22/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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31
3/12/24PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A — Financial Reports
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3
2/9/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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114
2/9/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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243

8-K Items: 
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2/9/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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35
2/5/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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85
11/28/08 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
11/12/08 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
11/12/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
4/4/06 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
7/7/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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43
10/25/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
4/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
12/31/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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10
8/1/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 12
2/9/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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169

2/8/24424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities5
2/6/24FWPRegistration:  Prospectuses – Free Writing13
2/6/24424B3Registration:  Prospectuses – New Facts or Events12
2/6/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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34
10/30/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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91
5/19/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events17
2/17/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
1/14/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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31
5/15/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
4/15/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
6/14/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
6/9/11 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 3
6/9/11 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 8
5/2/11 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 8
4/14/10 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/14/10 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/4/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 7
2/23/09 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
1/14/08 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 57
5/15/07 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/25/04 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
3/10/04 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
3/8/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
2/18/97 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Form-Specific Documents: 
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2/9/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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43

General Exhibits: 
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2/9/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders45
2/9/24EX-5Opinions of Counsel re: Legality35
2/9/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)14
2/8/24EX-FILING FEESFiling Fees4
2/6/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/6/24EX-23Consents of Experts and Counsel51
2/6/24EX-10Material Contracts144
2/6/24EX-21Subsidiaries Lists25
2/17/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 69
10/25/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 18
11/13/02 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/8/02 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 9
8/4/99 OLDEX-24Powers of Attorney  OLD 3
3/30/95 OLDEX-28Info from Reports Furnished to State Insurance Regulators  OLD 4

Additional Exhibits: 
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2/5/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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304

Financials: 
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3/22/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,245
3/22/24EX-101.*XBRL Data  (XBRL Files)491
3/22/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)67
3/22/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
98
3/12/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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104
2/6/24EX-31Certifications — §302 – SOA’02170
2/6/24EX-32Certifications — §906 – SOA’02170
8/9/17 OLDEX-12Statements re: Computations of Ratios  OLD 15
11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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26
5/12/00 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
8/14/96 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 9

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3/22/24GRAPHICPhotos, Images and Graphs729

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  408 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 126117
 

        
Latest Filing  Type    Category    Description        Documents
     
3/19/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4294
2/6/24FWPRegistration:  Prospectuses – Free Writing13
11/17/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
8/2/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D13
7/27/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 344
2/6/19 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
2/13/01 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 7

Letters: 
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1/15/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC30
1/15/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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3/19/24EX-24Powers of Attorney139
11/26/03 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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8/27/01 OLDEX-99Miscellaneous Exhibit  OLD 1

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3/19/24GRAPHICPhotos, Images and Graphs11


        

Filings History

Year    # of Filings
In descending order
2024 20
2023 46
2022 44
2021 41
2020 47
2019 47
2018 48
2017 53
2016 54
2015 44
2014 34
2013 39
2012 36
2011 58
2010 49
2009 58
2008 54
2007 40
2006 58
2005 43
2004 58
2003 47
2002 38
2001 32
2000 32
1999 26
1998 23
1997 20
1996 13
1995 10
1994 9

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