Vaxxinity, Inc. 

FL

  SEC # 1851657

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207  SEC Filings   from  3/17/21  to  4/30/24  (2 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘S-8 POS’ — Post-Effective Amendment of a Form S-8 Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Vaxxinity, Inc.

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Forms , Documents & Exhibits  in  61 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/30/24			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	4
4/30/24			POS AM		Registration:		Post-Effective Amendment of a Registration Statement	1
4/29/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	4
4/29/24			PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C	1
4/29/24			25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25	1
4/19/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	13
					8-K Items:
11/17/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
3/28/22	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
4/19/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	2
9/28/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	2
3/14/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	7
11/17/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
3/14/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
3/21/22	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
3/21/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
4/19/24			Events:			•	Other Events — Item 8.01	3
4/19/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	8
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	7
8/21/23			EFFECT		SEC:		SEC Notices of Effectiveness	2
8/18/23			424B3		Registration:		Prospectus – New Facts or Events	1
8/15/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	7
8/9/23			S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3	1
5/1/23	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
4/28/23	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
4/28/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	2
4/28/23	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
11/12/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
11/10/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
11/10/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/10/21	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
11/5/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
9/16/21	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
9/16/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
3/31/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
					General Exhibits:
3/27/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/27/24			EX-23		Consents of Experts and Counsel			10
3/27/24			EX-21		Subsidiaries Lists			4
8/9/23			EX-FILING FEES		Filing Fees			2
8/9/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			4
8/9/23			EX-5		Opinions of Counsel re: Legality			4
8/9/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			3
11/17/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
11/17/21	OLD		EX-10		Material Contracts  OLD			16
					Additional Exhibits:
4/19/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			9
					Financials:
4/29/24			EX-31		Certifications — §302 – SOA’02			22
4/29/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			735
4/29/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			23
4/29/24			EX-101.*		XBRL Data  (XBRL Files)			89
4/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			23
4/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			23
3/27/24			EX-32		Certifications — §906 – SOA’02			11
7/27/23			EX-16		Letter re: a Change in Accountant			1
5/5/23			EX-15		Letter re: Unaudited Interim Financial Info			1
					Graphics:
4/29/24			GRAPHIC		Photos, Images and Graphs			284

Forms , Documents & Exhibits  in  147 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 92244V

        

Latest Filing			Type		Category	Description		Documents
4/29/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	62
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	10
1/30/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	47
10/11/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	21
11/10/21	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
8/11/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			6
8/11/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
2/10/23	OLD		EX-24		Powers of Attorney  OLD			15
					Graphics:
2/7/24			GRAPHIC		Photos, Images and Graphs			6

        

Filings History

Year		# of Filings
2024		15
2023		95
2022		50
2021		47