TOP Financial Group Ltd.    SEC # 1848275

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75  SEC Filings   from  2/26/21  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  TOP Financial Group Ltd.

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Forms , Documents & Exhibits  in  62 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			6-K		Update:		Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls  — Financial Reports	22
2/13/24			424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events	1
10/2/23			EFFECT		SEC:		SEC Notices of Effectiveness	2
9/29/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	14
9/29/23			F-3		Registration:		Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3	5
6/29/23			20-F		Update:		Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports	2
8/1/22	OLD		NT 20-F		Update:		Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25  OLD	1
6/1/22	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
5/31/22	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
5/25/22	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
5/10/22	OLD		F-1		Registration:		Registration Statements by Certain Foreign Issuers — Form F-1  OLD	8
6/28/21	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
6/28/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
					General Exhibits:
2/13/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			6
2/13/24			EX-10		Material Contracts			20
2/13/24			EX-5		Opinions of Counsel re: Legality			7
9/29/23			EX-23		Consents of Experts and Counsel			18
6/30/23			EX-FILING FEES		Filing Fees			2
6/29/23			EX-13		Annual and Quarterly Reports to Security Holders			4
6/29/23			EX-8		Opinions of Counsel re: Tax Matters			2
6/29/23			EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession			1
6/29/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			4
11/24/21	OLD		EX-21		Subsidiaries Lists  OLD			4
9/10/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
9/10/21	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			27
					Financials:
1/31/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			209
1/31/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			4
1/31/24			EX-101.*		XBRL Data  (XBRL Files)			20
1/31/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			4
1/31/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			4
6/29/23			EX-11		Statement re: the Computation of Earnings Per Share			1
6/29/23			EX-12		Statements re: Computations of Ratios			4
					Graphics:
2/13/24			GRAPHIC		Photos, Images and Graphs			279

Forms , Documents & Exhibits  in  13 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CINS G989A6

        

Latest Filing			Type		Category	Description		Documents
2/10/23	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
					Letters:
9/27/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			12
9/27/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			12

        

Filings History

Year		# of Filings
2024		4
2023		26
2022		27
2021		18