Aeluma, Inc. 

CA

  SEC # 1828805

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

103  SEC Filings   from  10/21/20  to  2/13/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘424B3’ — Prospectus – New Facts or Events — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Aeluma, Inc.

in

the most-recent Filings. all 103 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  77 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/13/24			424B3		Registration:		Prospectuses – New Facts or Events	11
2/12/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	10
2/12/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	20
					8-K Items:
5/11/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	5
6/28/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
2/12/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	2
5/11/23			Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02	4
6/28/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
7/1/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
6/28/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
11/30/21	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	4
7/9/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/28/21	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
12/19/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	2
1/30/24			Events:			•	Other Events — Item 8.01	12
2/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	17
11/21/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	2
10/6/23			EFFECT		SEC:		SEC Notices of Effectiveness	4
10/4/23			POS AM		Registration:		Post-Effective Amendments of Registration Statements — Financial Reports	2
9/26/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	7
9/25/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	8
9/22/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	3
1/5/23	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
12/27/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
11/22/22	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
2/14/22	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
9/27/21	OLD		10-KT		Update:		Annual-Transition Report — Form 10-K  OLD  — Financial Reports	1
6/11/21	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
10/21/20	OLD		10-12G		Registration:		Registration Statement — Form 10  OLD	1
					Letters:
12/1/20	OLD		ORDER		SEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC			1
					General Exhibits:
10/4/23			EX-23		Consents of Experts and Counsel			11
9/22/23			EX-14		Code of Ethics			1
9/22/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			5
7/5/23			EX-FILING FEES		Filing Fees			2
7/5/23			EX-5		Opinions of Counsel re: Legality			6
12/23/22	OLD		EX-10		Material Contracts  OLD			18
6/28/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
6/28/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
6/28/21	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
2/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			24
					Financials:
2/12/24			EX-31		Certifications — §302 – SOA’02			27
2/12/24			EX-32		Certifications — §906 – SOA’02			22
2/12/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			795
2/12/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			39
2/12/24			EX-101.*		XBRL Data  (XBRL Files)			163
2/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			38
2/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			39
7/1/21	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
2/12/24			GRAPHIC		Photos, Images and Graphs			183

Forms , Documents & Exhibits  in  27 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/18/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	8
2/14/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	5
1/13/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	7
6/30/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
6/11/21	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
7/21/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			4
7/21/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			4

        

Filings History

Year		# of Filings
2024		6
2023		32
2022		25
2021		36
2020		4