AEye, Inc. 

CA

  SEC # 1818644

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423  SEC Filings   from  7/20/20  to  4/16/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Hughes Andrew S
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Forms , Documents & Exhibits  in  165 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	53
					8-K Items:
9/16/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
8/23/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
3/26/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	10
11/6/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’	2
9/15/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
9/16/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	6
12/29/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	2
4/12/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01    — ↓‘EX-16’	2
5/4/21	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
8/23/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
3/18/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	20
12/29/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	3
8/23/21	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
12/13/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	4
2/1/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	10
12/29/23			Events:			•	Other Events — Item 8.01	11
4/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	33
4/2/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	4
4/2/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	4
3/26/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	5
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	9
10/19/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	2
9/27/23			EFFECT		SEC:		SEC Notices of Effectiveness	9
9/22/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	11
9/15/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	2
6/9/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	4
10/27/22	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	24
9/26/22	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	3
5/5/22	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	7
8/6/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	21
7/8/21	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
11/13/20	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
11/13/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
11/12/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/20/20	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
3/26/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/26/24			EX-23		Consents of Experts and Counsel			25
3/26/24			EX-19		Report Furnished to Security Holders			1
3/26/24			EX-21		Subsidiaries Lists			3
12/29/23			EX-3		Articles of Incorporation/Organization and Bylaws			15
11/7/23			EX-10		Material Contracts			48
9/15/23			EX-FILING FEES		Filing Fees			6
9/15/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			13
9/15/23			EX-5		Opinions of Counsel re: Legality			12
7/8/21	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
5/3/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
11/18/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
10/21/20	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
3/26/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			55
					Financials:
4/12/24			EX-16		Letters re: Changes in Accountants			2
4/12/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,287
4/12/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			59
4/12/24			EX-101.*		XBRL Data  (XBRL Files)			256
4/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			56
4/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			59
3/26/24			EX-31		Certifications — §302 – SOA’02			28
3/26/24			EX-32		Certifications — §906 – SOA’02			18
					Graphics:
4/2/24			GRAPHIC		Photos, Images and Graphs			440

Forms , Documents & Exhibits  in  279 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 008183

        

Latest Filing			Type		Category	Description		Documents
4/16/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	188
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	17
12/1/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	17
10/30/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	23
2/23/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
8/17/21	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/6/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	21
					Letters:
9/22/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			8
9/22/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			8
					General Exhibits:
10/30/23			EX-24		Powers of Attorney			14
5/3/21	OLD		EX-10		Material Contracts  OLD			9
5/3/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
8/17/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9
					Graphics:
10/30/23			GRAPHIC		Photos, Images and Graphs			87

        

Filings History

Year		# of Filings
2024		20
2023		122
2022		136
2021		121
2020		24