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SpringBig Holdings, Inc. 
 FL
  SEC # 1801602

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282  SEC Filings
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  from  2/14/20  to  4/11/24  (3 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  SpringBig Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  190 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/11/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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41

8-K Items: 
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1/29/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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11
6/21/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/12/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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7
1/24/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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6
9/1/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.016
1/24/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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5
6/21/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
4/11/24 New Document this Past Month!
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  New Document this Past Month!  — ‘EX-16’
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2
12/3/21 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
6/21/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/29/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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7
6/21/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/21/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
6/21/22 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/14/23"Submission of Matters to a Vote of Security Holders — Item 5.072
1/29/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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9
5/9/23
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  Events: 
Other Events — Item 8.0111
4/11/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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28

4/1/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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4
2/22/24EFFECTSEC:  SEC Notices of Effectiveness11
2/14/24POS AMRegistration:  Post-Effective Amendments of Registration Statements — Financial Reports
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6
2/7/24DRegistration:  Notices of Exempt Offerings of Securities — Form D2
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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11
9/8/23RWRegistration:  Registration Withdrawal Request1
8/15/23S-3Registration:  Registration Statement – Securities for a Transaction — Form S-31
8/11/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events3
8/11/23424B3Registration:  Prospectuses – New Facts or Events41
6/22/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-82
6/5/23SC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D1
5/25/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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16
5/22/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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18
4/28/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
4/28/23 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
4/18/23 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
6/9/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 13
5/16/22 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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7
12/21/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
5/17/21 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
2/11/21 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
2/11/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
2/10/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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4/1/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 9
4/1/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 42
4/1/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 17
4/1/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 7
2/14/24EX-FILING FEESFiling Fees17
2/14/24EX-5Opinions of Counsel re: Legality17
1/29/24EX-10Material Contracts70
8/11/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)38
5/26/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions16
5/4/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3

ABS Exhibits: 
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11/13/23EX-33Reports of Compliance with Servicing Criteria12

Additional Exhibits: 
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3/12/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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43

Financials: 
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4/11/24 New Exhibit this Past Month!EX-16Letters re: Changes in Accountants  New Exhibit this Past Month! 2
4/11/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,561
4/11/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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60
4/11/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 278
4/11/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 59
4/11/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
60
4/1/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 24
4/1/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 36

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4/11/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 568


Forms
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, Documents
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& Exhibits
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 in  106 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 85021Q and G9118J
 

        
Latest Filing  Type    Category    Description        Documents
     
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G14
2/2/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 319
1/30/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D5
1/25/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 440
9/8/2325-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 252
6/9/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 13

Letters: 
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4/25/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
4/25/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 13

General Exhibits: 
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2/2/24EX-24Powers of Attorney14
5/2/22 OLDEX-10Material Contracts  OLD 8
4/19/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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2/12/24EX-99Miscellaneous Exhibits, such as Press Releases12

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2/2/24GRAPHICPhotos, Images and Graphs136


        

Filings History

Year    # of Filings
In descending order
2024 17
2023 102
2022 124
2021 35
2020 4

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