Tivic Health Systems, Inc. 

CA

  SEC # 1787740

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164  SEC Filings   from  9/10/19  to  5/10/24  (2 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Tivic Health Systems, Inc.

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Forms , Documents & Exhibits  in  114 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/10/24			EFFECT		SEC:		SEC Notices of Effectiveness	4
5/8/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	40
					8-K Items:
8/9/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	10
1/26/24			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	4
3/25/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	8
9/20/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
8/9/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	3
8/22/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
1/26/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	4
8/22/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	3
8/14/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	4
3/25/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	26
5/8/24			Events:			•	Other Events — Item 8.01	8
5/8/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	35
5/8/24			S-1		Registration:		Registration Statements (General Form) — Form S-1    — Financial Reports	13
3/25/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	3
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	6
8/8/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	6
7/28/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	4
7/24/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	3
7/13/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	2
2/10/23	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
2/9/23	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
2/6/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
2/2/23	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
2/1/23	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
11/12/21	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
11/10/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
11/10/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/2/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
7/2/21	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
9/10/19	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					Letters:
11/12/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
5/8/24			EX-23		Consents of Experts and Counsel			21
5/8/24			EX-FILING FEES		Filing Fees			7
5/8/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			18
5/8/24			EX-10		Material Contracts			36
5/8/24			EX-5		Opinions of Counsel re: Legality			17
5/8/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			9
3/25/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/25/24			EX-19		Report Furnished to Security Holders			1
8/22/23			EX-3		Articles of Incorporation/Organization and Bylaws			9
10/14/22	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
5/8/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			41
					Financials:
5/8/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			901
5/8/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			46
5/8/24			EX-101.*		XBRL Data  (XBRL Files)			154
5/8/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			46
5/8/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			46
3/25/24			EX-31		Certifications — §302 – SOA’02			18
3/25/24			EX-32		Certifications — §906 – SOA’02			9
					Graphics:
5/8/24			GRAPHIC		Photos, Images and Graphs			434

Forms , Documents & Exhibits  in  50 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 888705

        

Latest Filing			Type		Category	Description		Documents
3/22/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	25
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	7
5/10/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
2/14/23	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
2/6/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
2/6/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			7
					General Exhibits:
5/10/23	OLD		EX-24		Powers of Attorney  OLD			9
					Additional Exhibits:
2/21/23	OLD		EX-99		Miscellaneous Exhibit  OLD			1

        

Filings History

Year		# of Filings
2024		13
2023		70
2022		36
2021		44
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2019		1