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Icosavax, Inc. 
 WA
  SEC # 1786255

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262  SEC Filings
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  from  10/18/19  to  3/1/24  (2 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Icosavax, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  81 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/1/2415-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
2/21/24EFFECTSEC:  SEC Notices of Effectiveness3
2/20/24S-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration1
2/20/24POS AMRegistration:  Post-Effective Amendment of a Registration Statement1
2/20/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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28

8-K Items: 
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12/12/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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3
2/20/24
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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1
11/14/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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11
12/16/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
2/20/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
2/20/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
2/20/24
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
2/20/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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3
2/20/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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2
6/9/23"Submission of Matters to a Vote of Security Holders — Item 5.072
8/8/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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4
12/12/23
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  Events: 
Other Events — Item 8.018
2/20/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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21

2/20/24SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-95
1/10/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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7
12/20/23SC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C4
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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8
5/23/23424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events1
4/19/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/19/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/19/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
3/30/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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2
8/15/22 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
7/30/21 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
7/29/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
7/28/21 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
7/27/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
7/23/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/22/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2
6/17/21 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
6/17/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
4/7/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

Letters: 
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8/4/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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2/20/24EX-3Articles of Incorporation/Organization and Bylaws11
12/12/23EX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession1
8/14/23EX-10Material Contracts47
5/23/23EX-5Opinions of Counsel re: Legality5
3/30/23 OLDEX-23Consents of Experts and Counsel  OLD 7
8/15/22 OLDEX-FILING FEESFiling Fees  OLD 1
8/15/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
8/15/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
7/22/21 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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12/27/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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26

Financials: 
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2/20/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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574
2/20/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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35
2/20/24EX-101.*XBRL Data  (XBRL Files)126
2/20/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)35
2/20/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
35
11/14/23EX-31Certifications — §302 – SOA’0220
11/14/23EX-32Certifications — §906 – SOA’0220

Graphics: 
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1/10/24GRAPHICPhotos, Images and Graphs345


Forms
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, Documents
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& Exhibits
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 in  190 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 45114M
 

        
Latest Filing  Type    Category    Description        Documents
     
2/21/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D9
2/21/24SC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO6
2/20/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4105
2/20/2425-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
2/20/24SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-95
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G16
1/4/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14413
12/20/23SC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C4
12/12/23SC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO1
6/14/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 320
2/14/23 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4

Letters: 
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1/4/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC6
1/4/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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12/27/23EX-FILING FEESFiling Fees1
6/14/23EX-24Powers of Attorney25

Additional Exhibits: 
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2/20/24EX-99Miscellaneous Exhibits, such as Press Releases24

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12/27/23GRAPHICPhotos, Images and Graphs14


        

Filings History

Year    # of Filings
In descending order
2024 43
2023 86
2022 66
2021 66
2019 1

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